scholarly journals Universal Banking and Conflicts of Interest: Evidence from German Initial Public Offerings

Author(s):  
Peter G. Klein ◽  
Kathrin Zoeller







2003 ◽  
Vol 13 (3) ◽  
pp. 289-314 ◽  
Author(s):  
Dan R. Dalton ◽  
S. Trevis Certo ◽  
Catherine M. Daily

Abstract:While a ubiquitous phenomenon, initial public offerings (IPOs) have received no attention in the ethics literature. We provide an overview of a series of potential conflicts of interest that pervade the IPO process. We also report the results of an empirical assessment of IPOs and those elements that may inform a substantive moral hazard faced by key players in the period prior to and just after an IPO.



CFA Digest ◽  
2003 ◽  
Vol 33 (4) ◽  
pp. 26-28
Author(s):  
M.E. Ellis




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