Estimation and Identification of the Complier Average Causal Effect Parameter in Education RCTs

2011 ◽  
Vol 36 (3) ◽  
pp. 307-345 ◽  
Author(s):  
Peter Z. Schochet ◽  
Hanley S. Chiang
2020 ◽  
pp. 0193841X2097920
Author(s):  
Peter Z. Schochet

In randomized controlled trials, the complier average causal effect (CACE) parameter is often of policy interest because it pertains to intervention effects for study units that comply with their research assignments and receive a meaningful dose of treatment services. Causal inference methods for identifying and estimating the CACE parameter using an instrumental variables (IV) framework are well established for designs with a single treatment and control group. This article uses a parallel IV framework to discuss and build on the much smaller literature on estimation of CACE parameters for designs with multiple treatment groups. The key finding is that the conditions to identify and estimate CACE parameters are much more complex for multiarmed designs and may not be tractable in some cases. Practical steps are provided on how to proceed, and a case study demonstrates key issues. The results suggest that ensuring compliance is particularly important in multiarmed trials so that intention-to-treat estimates on the offer of intervention services (which can be identified) can provide meaningful information on the CACE parameters.


2020 ◽  
Vol 24 (02) ◽  
pp. 54-55
Author(s):  
Arne Vielitz

Schreijenberg M, Lin CC, McLachlan AJ et al. Paracetamol is Ineffective for Acute Low Back Pain even for Patients Who Comply with Treatment: Complier Average Causal Effect Analysis of a Randomized Controlled Trial. Pain 2019; 160: 2848–2854. doi: 10.1097/j.pain.0000000000001685


Author(s):  
Kieran S O’Brien ◽  
Ahmed M Arzika ◽  
Ramatou Maliki ◽  
Abdou Amza ◽  
Farouk Manzo ◽  
...  

Abstract Background Biannual azithromycin distribution to children 1–59 months old reduced all-cause mortality by 18% [incidence rate ratio (IRR) 0.82, 95% confidence interval (CI): 0.74, 0.90] in an intention-to-treat analysis of a randomized controlled trial in Niger. Estimation of the effect in compliance-related subgroups can support decision making around implementation of this intervention in programmatic settings. Methods The cluster-randomized, placebo-controlled design of the original trial enabled unbiased estimation of the effect of azithromycin on mortality rates in two subgroups: (i) treated children (complier average causal effect analysis); and (ii) untreated children (spillover effect analysis), using negative binomial regression. Results In Niger, 594 eligible communities were randomized to biannual azithromycin or placebo distribution and were followed from December 2014 to August 2017, with a mean treatment coverage of 90% [standard deviation (SD) 10%] in both arms. Subgroup analyses included 2581 deaths among treated children and 245 deaths among untreated children. Among treated children, the incidence rate ratio comparing mortality in azithromycin communities to placebo communities was 0.80 (95% CI: 0.72, 0.88), with mortality rates (deaths per 1000 person-years at risk) of 16.6 in azithromycin communities and 20.9 in placebo communities. Among untreated children, the incidence rate ratio was 0.91 (95% CI: 0.69, 1.21), with rates of 33.6 in azithromycin communities and 34.4 in placebo communities. Conclusions As expected, this analysis suggested similar efficacy among treated children compared with the intention-to-treat analysis. Though the results were consistent with a small spillover benefit to untreated children, this trial was underpowered to detect spillovers.


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