A comparative study of validity indices on estimating the optimal number of clusters

Author(s):  
Aikaterini Karanikola ◽  
Charalampos M. Liapis ◽  
Sotiris Kotsiantis
2021 ◽  
pp. 1-16
Author(s):  
Aikaterini Karanikola ◽  
Charalampos M. Liapis ◽  
Sotiris Kotsiantis

In short, clustering is the process of partitioning a given set of objects into groups containing highly related instances. This relation is determined by a specific distance metric with which the intra-cluster similarity is estimated. Finding an optimal number of such partitions is usually the key step in the entire process, yet a rather difficult one. Selecting an unsuitable number of clusters might lead to incorrect conclusions and, consequently, to wrong decisions: the term “optimal” is quite ambiguous. Furthermore, various inherent characteristics of the datasets, such as clusters that overlap or clusters containing subclusters, will most often increase the level of difficulty of the task. Thus, the methods used to detect similarities and the parameter selection of the partition algorithm have a major impact on the quality of the groups and the identification of their optimal number. Given that each dataset constitutes a rather distinct case, validity indices are indicators introduced to address the problem of selecting such an optimal number of clusters. In this work, an extensive set of well-known validity indices, based on the approach of the so-called relative criteria, are examined comparatively. A total of 26 cluster validation measures were investigated in two distinct case studies: one in real-world and one in artificially generated data. To ensure a certain degree of difficulty, both real-world and generated data were selected to exhibit variations and inhomogeneity. Each of the indices is being deployed under the schemes of 9 different clustering methods, which incorporate 5 different distance metrics. All results are presented in various explanatory forms.


2019 ◽  
Vol 2019 ◽  
pp. 1-9 ◽  
Author(s):  
Yongli Liu ◽  
Xiaoyang Zhang ◽  
Jingli Chen ◽  
Hao Chao

Because traditional fuzzy clustering validity indices need to specify the number of clusters and are sensitive to noise data, we propose a validity index for fuzzy clustering, named CSBM (compactness separateness bipartite modularity), based on bipartite modularity. CSBM enhances the robustness by combining intraclass compactness and interclass separateness and can automatically determine the optimal number of clusters. In order to estimate the performance of CSBM, we carried out experiments on six real datasets and compared CSBM with other six prominent indices. Experimental results show that the CSBM index performs the best in terms of robustness while accurately detecting the number of clusters.


2017 ◽  
Vol 65 (4) ◽  
pp. 359-365 ◽  
Author(s):  
Javier Senent-Aparicio ◽  
Jesús Soto ◽  
Julio Pérez-Sánchez ◽  
Jorge Garrido

AbstractOne of the most important problems faced in hydrology is the estimation of flood magnitudes and frequencies in ungauged basins. Hydrological regionalisation is used to transfer information from gauged watersheds to ungauged watersheds. However, to obtain reliable results, the watersheds involved must have a similar hydrological behaviour. In this study, two different clustering approaches are used and compared to identify the hydrologically homogeneous regions. Fuzzy C-Means algorithm (FCM), which is widely used for regionalisation studies, needs the calculation of cluster validity indices in order to determine the optimal number of clusters. Fuzzy Minimals algorithm (FM), which presents an advantage compared with others fuzzy clustering algorithms, does not need to know a priori the number of clusters, so cluster validity indices are not used. Regional homogeneity test based on L-moments approach is used to check homogeneity of regions identified by both cluster analysis approaches. The validation of the FM algorithm in deriving homogeneous regions for flood frequency analysis is illustrated through its application to data from the watersheds in Alto Genil (South Spain). According to the results, FM algorithm is recommended for identifying the hydrologically homogeneous regions for regional frequency analysis.


Author(s):  
M. Arif Wani ◽  
Romana Riyaz

Purpose – The most commonly used approaches for cluster validation are based on indices but the majority of the existing cluster validity indices do not work well on data sets of different complexities. The purpose of this paper is to propose a new cluster validity index (ARSD index) that works well on all types of data sets. Design/methodology/approach – The authors introduce a new compactness measure that depicts the typical behaviour of a cluster where more points are located around the centre and lesser points towards the outer edge of the cluster. A novel penalty function is proposed for determining the distinctness measure of clusters. Random linear search-algorithm is employed to evaluate and compare the performance of the five commonly known validity indices and the proposed validity index. The values of the six indices are computed for all nc ranging from (nc min, nc max) to obtain the optimal number of clusters present in a data set. The data sets used in the experiments include shaped, Gaussian-like and real data sets. Findings – Through extensive experimental study, it is observed that the proposed validity index is found to be more consistent and reliable in indicating the correct number of clusters compared to other validity indices. This is experimentally demonstrated on 11 data sets where the proposed index has achieved better results. Originality/value – The originality of the research paper includes proposing a novel cluster validity index which is used to determine the optimal number of clusters present in data sets of different complexities.


Water ◽  
2020 ◽  
Vol 12 (5) ◽  
pp. 1372
Author(s):  
Nikhil Bhatia ◽  
Jency M. Sojan ◽  
Slobodon Simonovic ◽  
Roshan Srivastav

The delineation of precipitation regions is to identify homogeneous zones in which the characteristics of the process are statistically similar. The regionalization process has three main components: (i) delineation of regions using clustering algorithms, (ii) determining the optimal number of regions using cluster validity indices (CVIs), and (iii) validation of regions for homogeneity using L-moments ratio test. The identification of the optimal number of clusters will significantly affect the homogeneity of the regions. The objective of this study is to investigate the performance of the various CVIs in identifying the optimal number of clusters, which maximizes the homogeneity of the precipitation regions. The k-means clustering algorithm is adopted to delineate the regions using location-based attributes for two large areas from Canada, namely, the Prairies and the Great Lakes-St Lawrence lowlands (GL-SL) region. The seasonal precipitation data for 55 years (1951–2005) is derived using high-resolution ANUSPLIN gridded point data for Canada. The results indicate that the optimal number of clusters and the regional homogeneity depends on the CVI adopted. Among 42 cluster indices considered, 15 of them outperform in identifying the homogeneous precipitation regions. The Dunn, D e t _ r a t i o and Trace( W − 1 B ) indices found to be the best for all seasons in both the regions.


2018 ◽  
Vol 14 (1) ◽  
pp. 11-23 ◽  
Author(s):  
Lin Zhang ◽  
Yanling He ◽  
Huaizhi Wang ◽  
Hui Liu ◽  
Yufei Huang ◽  
...  

Background: RNA methylome has been discovered as an important layer of gene regulation and can be profiled directly with count-based measurements from high-throughput sequencing data. Although the detailed regulatory circuit of the epitranscriptome remains uncharted, clustering effect in methylation status among different RNA methylation sites can be identified from transcriptome-wide RNA methylation profiles and may reflect the epitranscriptomic regulation. Count-based RNA methylation sequencing data has unique features, such as low reads coverage, which calls for novel clustering approaches. <P><P> Objective: Besides the low reads coverage, it is also necessary to keep the integer property to approach clustering analysis of count-based RNA methylation sequencing data. <P><P> Method: We proposed a nonparametric generative model together with its Gibbs sampling solution for clustering analysis. The proposed approach implements a beta-binomial mixture model to capture the clustering effect in methylation level with the original count-based measurements rather than an estimated continuous methylation level. Besides, it adopts a nonparametric Dirichlet process to automatically determine an optimal number of clusters so as to avoid the common model selection problem in clustering analysis. <P><P> Results: When tested on the simulated system, the method demonstrated improved clustering performance over hierarchical clustering, K-means, MClust, NMF and EMclust. It also revealed on real dataset two novel RNA N6-methyladenosine (m6A) co-methylation patterns that may be induced directly by METTL14 and WTAP, which are two known regulatory components of the RNA m6A methyltransferase complex. <P><P> Conclusion: Our proposed DPBBM method not only properly handles the count-based measurements of RNA methylation data from sites of very low reads coverage, but also learns an optimal number of clusters adaptively from the data analyzed. <P><P> Availability: The source code and documents of DPBBM R package are freely available through the Comprehensive R Archive Network (CRAN): https://cran.r-project.org/web/packages/DPBBM/.


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