Interim Analysis and Adaptive Design in Clinical Trials

BMJ Open ◽  
2018 ◽  
Vol 8 (2) ◽  
pp. e018320 ◽  
Author(s):  
Laura E Bothwell ◽  
Jerry Avorn ◽  
Nazleen F Khan ◽  
Aaron S Kesselheim

ObjectivesThis review investigates characteristics of implemented adaptive design clinical trials and provides examples of regulatory experience with such trials.DesignReview of adaptive design clinical trials in EMBASE, PubMed, Cochrane Registry of Controlled Clinical Trials, Web of Science and ClinicalTrials.gov. Phase I and seamless Phase I/II trials were excluded. Variables extracted from trials included basic study characteristics, adaptive design features, size and use of independent data monitoring committees (DMCs) and blinded interim analyses. We also examined use of the adaptive trials in new drug submissions to the Food and Drug Administration (FDA) and European Medicines Agency (EMA) and recorded regulators’ experiences with adaptive designs.Results142 studies met inclusion criteria. There has been a recent growth in publicly reported use of adaptive designs among researchers around the world. The most frequently appearing types of adaptations were seamless Phase II/III (57%), group sequential (21%), biomarker adaptive (20%), and adaptive dose-finding designs (16%). About one-third (32%) of trials reported an independent DMC, while 6% reported blinded interim analysis. We found that 9% of adaptive trials were used for FDA product approval consideration, and 12% were used for EMA product approval consideration. International regulators had mixed experiences with adaptive trials. Many product applications with adaptive trials had extensive correspondence between drug sponsors and regulators regarding the adaptive designs, in some cases with regulators requiring revisions or alterations to research designs.ConclusionsWider use of adaptive designs will necessitate new drug application sponsors to engage with regulatory scientists during planning and conduct of the trials. Investigators need to more consistently report protections intended to preserve confidentiality and minimise potential operational bias during interim analysis.


Author(s):  
Michael Rosenblum ◽  
Peter Miller ◽  
Benjamin Reist ◽  
Elizabeth A. Stuart ◽  
Michael Thieme ◽  
...  

2010 ◽  
Vol 20 (6) ◽  
pp. 1125-1131 ◽  
Author(s):  
Werner Brannath ◽  
Hans Ulrich Burger ◽  
Ekkehard Glimm ◽  
Nigel Stallard ◽  
Marc Vandemeulebroecke ◽  
...  

Stroke ◽  
2016 ◽  
Vol 47 (suppl_1) ◽  
Author(s):  
Maarten Lansberg ◽  
Ninad Bhat ◽  
Joseph P Broderick ◽  
Yuko Y Palesch ◽  
Philip W Lavori ◽  
...  

Introduction: It is difficult to choose trial enrollment criteria that will yield a robust treatment effect. To address this problem, we developed a novel trial design that restricts enrollment criteria to the patient subgroup most likely to show benefit, if an interim analysis indicates futility in the overall sample. Future recruitment, and the population in which the primary hypothesis is tested, is limited to the selected subgroup. Hypothesis: A design with adaptive subgroup selection increases the power of endovascular stroke studies. Methods: We ran simulations to compare the power of the adaptive design with that of a traditional design. Trial parameters were: type I error 0.025, type II error 0.1, analysis after 450, 675 and 900 patients (interim and final analyses in IMS III). Outcome data were based on 90 day mRS scores observed in IMS III among patients with a vessel occlusion on baseline CTA (n=289). Subgroups were defined a priori according to vessel occlusion (ICA ± distal occlusion vs M1 vs M2-4), onset-to-randomization time (early vs late), and treatment allocation (IA+IV vs IV alone). The treatment effect in the overall cohort was a mean mRS improvement of 0.15 (2.41 for IV+IA vs 2.56 for IV alone; SD 1.45). The subgroup treatment effects were: early ICA = 0.54, late ICA = 0.60, early M1 = 0.33, late M1 = 0.07, early M2-4 = -0.66, and late M2-4 = -0.35. Results: The traditional design showed a treatment benefit in 31% of simulations. The adaptive design showed benefit in 91%, failed to show benefit after enrollment of the maximum sample in 1%, and stopped early for futility in 8% of simulations. The adaptive trial stopped early for benefit in 84% of simulations. Due to early stopping, the mean number of patients randomized is 590±140 with the adaptive design vs 900 with a traditional design. Of the adaptive trial simulations that showed benefit, 91% occur after subgroup selection. The subgroup selected most often (31% of all simulations) includes early and late ICA patients. Conclusions: A trial with adaptive subgroup selection can efficiently test the effect of endovascular stroke treatment. Simulations suggest that with this design, IMS III would have 91% power and would typically stop early after interim analysis shows benefit in a patient subgroup.


Author(s):  
John A. Kairalla ◽  
Rachel Zahigian ◽  
Samuel S. Wu

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