The Abel map for surface singularities III: Elliptic germs

The present note is part of a series of articles targeting the theory of Abel maps associated with complex normal surface singularities with rational homology sphere links (Nagy and Némethi in Math Annal 375(3):1427–1487, 2019; Nagy and Némethi in Adv Math 371:20, 2020; Nagy and Némethi in Pure Appl Math Q 16(4):1123–1146, 2020). Besides the general theory, by the study of specific families we wish to show the power of this new method. Indeed, using the general theory of Abel maps applied for elliptic singularities in this note we are able to prove several key properties for elliptic singularities (e.g. the statements of the next paragraph), which by ‘old’ techniques were not reachable. If $$({\widetilde{X}},E)\rightarrow (X,o)$$ ( X ~ , E ) → ( X , o ) is the resolution of a complex normal surface singularity and $$c_1:{\mathrm{Pic}}({\widetilde{X}})\rightarrow H^2({\widetilde{X}},{\mathbb {Z}})$$ c 1 : Pic ( X ~ ) → H 2 ( X ~ , Z ) is the Chern class map, then $${\mathrm{Pic}}^{l'}({\widetilde{X}}):= c_1^{-1}(l')$$ Pic l ′ ( X ~ ) : = c 1 - 1 ( l ′ ) has a (Brill–Noether type) stratification $$W_{l', k}:= \{{\mathcal {L}}\in {\mathrm{Pic}}^{l'}({\widetilde{X}})\,:\, h^1({\mathcal {L}})=k\}$$ W l ′ , k : = { L ∈ Pic l ′ ( X ~ ) : h 1 ( L ) = k } . In this note we determine it for elliptic singularities together with the stratification according to the cycle of fixed components. E.g., we show that the closure of any $$W(l',k)$$ W ( l ′ , k ) is an affine subspace. For elliptic singularities we also characterize the End Curve Condition and Weak End Curve Condition in terms of the Abel map, we provide several characterization of them, and finally we show that they are equivalent.

Convergence properties of the Broyden-like method for mixed linear–nonlinear systems of equations

We consider the Broyden-like method for a nonlinear mapping $F:\mathbb {R}^{n}\rightarrow \mathbb {R}^{n}$ F : ℝ n → ℝ n that has some affine component functions, using an initial matrix B0 that agrees with the Jacobian of F in the rows that correspond to affine components of F. We show that in this setting, the iterates belong to an affine subspace and can be viewed as outcome of the Broyden-like method applied to a lower-dimensional mapping $G:\mathbb {R}^{d}\rightarrow \mathbb {R}^{d}$ G : ℝ d → ℝ d , where d is the dimension of the affine subspace. We use this subspace property to make some small contributions to the decades-old question of whether the Broyden-like matrices converge: First, we observe that the only available result concerning this question cannot be applied if the iterates belong to a subspace because the required uniform linear independence does not hold. By generalizing the notion of uniform linear independence to subspaces, we can extend the available result to this setting. Second, we infer from the extended result that if at most one component of F is nonlinear while the others are affine and the associated n − 1 rows of the Jacobian of F agree with those of B0, then the Broyden-like matrices converge if the iterates converge; this holds whether the Jacobian at the root is invertible or not. In particular, this is the first time that convergence of the Broyden-like matrices is proven for n > 1, albeit for a special case only. Third, under the additional assumption that the Broyden-like method turns into Broyden’s method after a finite number of iterations, we prove that the convergence order of iterates and matrix updates is bounded from below by $\frac {\sqrt {5}+1}{2}$ 5 + 1 2 if the Jacobian at the root is invertible. If the nonlinear component of F is actually affine, we show finite convergence. We provide high-precision numerical experiments to confirm the results.

Simultaneous Approximation on Affine Subspaces

We solve the convergence case of the generalized Baker–Schmidt problem for simultaneous approximation on affine subspaces, under natural diophantine type conditions. In one of our theorems, we do not require monotonicity on the approximation function. In order to prove these results, we establish asymptotic formulae for the number of rational points close to an affine subspace. One key ingredient is a sharp upper bound on a certain sum of reciprocals of fractional parts associated with the matrix defining the affine subspace.