Ultrapowers without the axiom of choice

1988 ◽  
Vol 53 (4) ◽  
pp. 1208-1219 ◽  
Author(s):  
Mitchell Spector

AbstractA new method is presented for constructing models of set theory, using a technique of forming pseudo-ultrapowers. In the presence of the axiom of choice, the traditional ultrapower construction has proven to be extremely powerful in set theory and model theory; if the axiom of choice is not assumed, the fundamental theorem of ultrapowers may fail, causing the ultrapower to lose almost all of its utility. The pseudo-ultrapower is designed so that the fundamental theorem holds even if choice fails; this is arranged by means of an application of the omitting types theorem. The general theory of pseudo-ultrapowers is developed. Following that, we study supercompactness in the absence of choice, and we analyze pseudo-ultrapowers of models of the axiom of determinateness and various infinite exponent partition relations. Relationships between pseudo-ultrapowers and forcing are also discussed.

1991 ◽  
Vol 56 (2) ◽  
pp. 592-607 ◽  
Author(s):  
Mitchell Spector

AbstractWe generalize the ultrapower in a way suitable for choiceless set theory. Given an ultrafilter, forcing is used to construct an extended ultrapower of the universe, designed so that the fundamental theorem of ultrapowers holds even in the absence of the axiom of choice. If, in addition, we assume DC, then an extended ultrapower of the universe by a countably complete ultrafilter must be well-founded. As an application, we prove the Vopěnka-Hrbáček theorem from ZF + DC only (the proof of Vopěnka and Hrbáček used the full axiom of choice): if there exists a strongly compact cardinal, then the universe is not constructible from a set. The same method shows that, in L[2ω], there cannot exist a θ-compact cardinal less than θ (where θ is the least cardinal onto which the continuum cannot be mapped); a similar result can be proven for other models of the form L[A]. The result for L[2ω] is of particular interest in connection with the axiom of determinacy. The extended ultrapower construction of this paper is an improved version of the author's earlier pseudo-ultrapower method, making use of forcing rather than the omitting types theorem.


2019 ◽  
Vol 25 (4) ◽  
pp. 429-445
Author(s):  
ASAF KARAGILA

AbstractJ. L. Krivine developed a new method based on realizability to construct models of set theory where the axiom of choice fails. We attempt to recreate his results in classical settings, i.e., symmetric extensions. We also provide a new condition for preserving well ordered, and other particular type of choice, in the general settings of symmetric extensions.


2004 ◽  
Vol 10 (4) ◽  
pp. 487-553 ◽  
Author(s):  
Akihiro Kanamori

Ernst Friedrich Ferdinand Zermelo (1871–1953) transformed the set theory of Cantor and Dedekind in the first decade of the 20th century by incorporating the Axiom of Choice and providing a simple and workable axiomatization setting out generative set-existence principles. Zermelo thereby tempered the ontological thrust of early set theory, initiated the delineation of what is to be regarded as set-theoretic, drawing out the combinatorial aspects from the logical, and established the basic conceptual framework for the development of modern set theory. Two decades later Zermelo promoted a distinctive cumulative hierarchy view of models of set theory and championed the use of infinitary logic, anticipating broad modern developments. In this paper Zermelo's published mathematical work in set theory is described and analyzed in its historical context, with the hindsight afforded by the awareness of what has endured in the subsequent development of set theory. Elaborating formulations and results are provided, and special emphasis is placed on the to and fro surrounding the Schröder-Bernstein Theorem and the correspondence and comparative approaches of Zermelo and Gödel. Much can be and has been written about philosophical and biographical issues and about the reception of the Axiom of Choice, and we will refer and defer to others, staying the course through the decidedly mathematical themes and details.


1980 ◽  
Vol 45 (3) ◽  
pp. 623-628 ◽  
Author(s):  
Mitchell Spector

The usefulness of measurable cardinals in set theory arises in good part from the fact that an ultraproduct of wellfounded structures by a countably complete ultrafilter is wellfounded. In the standard proof of the wellfoundedness of such an ultraproduct, one first shows, without any use of the axiom of choice, that the ultraproduct contains no infinite descending chains. One then completes the proof by noting that, assuming the axiom of choice, any partial ordering with no infinite descending chain is wellfounded. In fact, the axiom of dependent choices (a weakened form of the axiom of choice) suffices. It is therefore of interest to ask whether some use of the axiom of choice is needed in order to prove the wellfoundedness of such ultraproducts or whether, on the other hand, their wellfoundedness can be proved in ZF alone. In Theorem 1, we show that the axiom of choice is needed for the proof (assuming the consistency of a strong partition relation). Theorem 1 also contains some related consistency results concerning infinite exponent partition relations. We then use Theorem 1 to show how to change the cofinality of a cardinal κ satisfying certain partition relations to any regular cardinal less than κ, while introducing no new bounded subsets of κ. This generalizes a theorem of Prikry [5].


1978 ◽  
Vol 43 (4) ◽  
pp. 635-642 ◽  
Author(s):  
Petr Štěpánek

We shall describe Boolean extensions of models of set theory with the axiom of choice in which cardinals are collapsed by mappings definable from parameters in the ground model. In particular, starting from the constructible universe, we get Boolean extensions in which constructible cardinals are collapsed by ordinal definable sets.Let be a transitive model of set theory with the axiom of choice. Definability of sets in the generic extensions of is closely related to the automorphisms of the corresponding Boolean algebra. In particular, if G is an -generic ultrafilter on a rigid complete Boolean algebra C, then every set in [G] is definable from parameters in . Hence if B is a complete Boolean algebra containing a set of forcing conditions to collapse some cardinals in , it suffices to construct a rigid complete Boolean algebra C, in which B is completely embedded. If G is as above, then [G] satisfies “every set is -definable” and the inner model [G ∩ B] contains the collapsing mapping determined by B. To complete the result, it is necessary to give some conditions under which every cardinal from [G ∩ B] remains a cardinal in [G].The absolutness is granted for every cardinal at least as large as the saturation of C. To keep the upper cardinals absolute, it often suffices to construct C with the same saturation as B. It was shown in [6] that this is always possible, namely, that every Boolean algebra can be completely embedded in a rigid complete Boolean algebra with the same saturation.


1971 ◽  
Vol 36 (1) ◽  
pp. 28-38 ◽  
Author(s):  
David Pincus

The notion of “support” was introduced by Mostowski in [4] in order to prove that a certain universe satisfied the ordering principle but not the axiom of choice. The notion was refined in [3] and in [1] it was shown to be satisfied in a certain Cohen model of full ZF set theory. This paper is an axiomatic study of universes whose undefined relations are ∈ and a “support structure”, T.In §2 the general theory is introduced and the universes of [4] and [1] are characterized. §3 examines a more complicated universe which will be used in [5] to show that in many cases a consistency in full ZF set theory may be proven directly by the methods of [4]. The embedding theorems of §4 are crucial to this application.


1977 ◽  
Vol 16 (2) ◽  
pp. 213-217 ◽  
Author(s):  
J.L. Hickman

Dr M.F. Newman has asked whether in the absence of the Axiom of Choice it is possible to have two non-isomorphic elementary abelian groups of the same (finite) exponent and of the same (infinite) cardinality. By means of an example, I show that this is in fact possible, if the exponent is at least five; I do not know the answer in the remaining two cases. The example given requires the construction of a Fraenkel-Mostowski model of set theory, and for this purpose I draw upon the terminology, constructions, and results contained in the first two sections of a previous paper, “The construction of groups in models of set theory that fail the Axiom of Choice” (Bull. Austral. Math. Soc. 14 (1976), 199–232), with which I assume familiarity.


1982 ◽  
Vol 47 (1) ◽  
pp. 161-168 ◽  
Author(s):  
E. M. Kleinberg

There are two main axiomatic extensions of Zermelo-Fraenkel set theory without the axiom of choice, that associated with the axiom of determinateness, and that associated with infinite exponent partition relations. Initially, the axiom of determinateness, henceforth AD, was the sole tool available. Using it, set theorists in the late 1960s produced many remarkable results in pure set theory (e.g. the measurability of ℵ1) as well as in projective set theory (e.g. reduction principles for ). Infinite exponent partition relations were first studied successfully soon after these early consequences of AD. They too produced measurable cardinals and not only were the constructions here easier than those from AD—the results gave a far clearer picture of the measures involved than had been offered by AD. In general, the techniques offered by infinite exponent partition relations became so attractive that a great deal of the subsequent work from AD involved an initial derivation from AD of the appropriate infinite exponent partition relation and then the derivation from the partition relation of the desired result.Since the early 1970s work on choiceless extensions of ZF + DC has split mainly between AD and its applications to projective set theory, and infinite exponent partition relations and their applications to pure set theory. There has certainly been a fair amount of interplay between the two, but for the most part the theories have been pursued independently.Unlike AD, infinite exponent partition relations have shown themselves amenable to nontrivial forcing arguments. For example, Spector has constructed models for interesting partition relations, consequences of AD, in which AD is false. Thus AD is a strictly stronger assumption than are various infinite exponent partition relations. Furthermore, Woodin has recently proved the consistency of infinite exponent partition relations relative to assumptions consistent with the axiom of choice, in particular, relative to the existence of a supercompact cardinal. The notion of doing this for AD is not even considered.


1974 ◽  
Vol 39 (3) ◽  
pp. 579-583 ◽  
Author(s):  
Paul E. Cohen

Suppose M is a countable standard transitive model of set theory. P. J. Cohen [2] showed that if κ is an infinite cardinal of M then there is a one-to-one function Fκ from κ into the set of real numbers such that M[Fκ] is a model of set theory with the same cardinals as M.If Tκ is the range of Fκ then Cohen also showed [2] that M[Tκ] fails to satisfy the axiom of choice. We will give an easy proof of this fact.If κ, λ are infinite we will also show that M[Tκ] is elementarily equivalent to M[Tλ] and that (] in M[Fλ]) is elementarily equivalent to (] in M[FK]).Finally we show that there may be an N ∈ M[GK] which is a standard model of set theory (without the axiom of choice) and which has, from the viewpoint of M[GK], more real numbers than ordinals.We write ZFC and ZF for Zermelo-Fraenkel set theory, respectively with and without the axiom of choice (AC). GBC is Gödel-Bernays' set theory with AC. DC and ACℵo are respectively the axioms of dependent choice and of countable choice defined in [6].Lower case Greek characters (other than ω) are used as variables over ordinals. When α is an ordinal, R(α) is the set of all sets with rank less than α.


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