scholarly journals The uptake and application of work flow management systems in the UK financial services sector

1999 ◽  
Vol 14 (2) ◽  
pp. 149-160 ◽  
Author(s):  
Neil F Doherty ◽  
I Perry
Keyword(s):  
Financial Services ◽  
Work Flow ◽  
Management Systems ◽  
Flow Management ◽  
Services Sector ◽  
Financial Services Sector ◽  
Work Flow Management ◽  
The Uk

scholarly journals The Uptake and Application of Work Flow Management Systems in the UK Financial Services Sector

1999 ◽  
Vol 14 (2) ◽  
pp. 149-160 ◽  
Author(s):  
Neil F. Doherty ◽  
I. Perry
Keyword(s):  
Customer Service ◽  
Financial Services ◽  
Work Flow ◽  
Management Systems ◽  
Flow Management ◽  
Services Sector ◽  
Financial Services Sector ◽  
Wide Range ◽  
Work Flow Management ◽  
The Way

Work flow management systems (WFMSs) are an important new technology, which are likely to have a significant impact on the way in which clerical and administrative operations are organized and executed. This paper seeks to investigate how WFMSs are being exploited and used commercially by UK-based organizations operating in the financial services sector. In-depth interviews were conducted with 14 project managers to explore the development, application and commercial implications of this powerful yet flexible technology. The results indicate that work flow technology has the potential to facilitate significant changes in the way in which an organization conducts its business, through the automation of a wide range of document-intensive operations. Furthermore, when applied in a well-focused manner, it has the potential to realize significant increases in an organization's flexibility and productivity, as well as delivering major improvements to the quality, speed and consistency of customer service.

Part II Financial Services Regulation, 5 The PRA and FCA

2018 ◽  
Author(s):  
Walker George ◽  
Purves Robert ◽  
Blair Michael
Keyword(s):  
Financial Services ◽  
Central Government ◽  
Prudential Regulation ◽  
Services Sector ◽  
Financial Services Sector ◽  
Financial Services Regulation ◽  
Regulated Firms ◽  
The Uk ◽  
Parliamentary Oversight

This chapter focuses on the functions of the Prudential Regulation Authority (PRA) and the Financial Conduct Authority (FCA) as statutory regulators of the financial services sector in the UK. It begins with a discussion of the constitutional provisions establishing the FCA and the PRA by virtue of the Financial Services and Markets Act 2000 (FSMA). It then considers the remit of the FCA and the PRA, along with their general functions and duties, statutory objectives, and regulatory principles with respect to financial services regulation. It also examines the boundary between FCA and PRA responsibilities, arrangements for the supervision of regulated firms and for enforcement, and the co-ordination between the FCA and the PRA in the exercise of their function. Finally, it describes the PRA's power of direction, directions relating to consolidated supervision, and central government and Parliamentary oversight of the regulators.

scholarly journals Financial flow management of enterprises and state in sustainable development conditions

2021 ◽  
Vol 20 (2(48)) ◽  
pp. 81-97
Author(s):  
O. V. Sadchenko
Keyword(s):  
Sustainable Development ◽  
Personal Identity ◽  
Financial Services ◽  
Flow Management ◽  
Financial Flows ◽  
Services Sector ◽  
Financial Services Sector ◽  
Blockchain Technology ◽  
Financial Flow ◽  
Business Entities

The article examines the main issues of managing financial flows between enterprises and between the state and enterprises based on blockchain technology. Three important functions of the financial services sector based on blockchain technology are considered: at the enterprise, the registration of transactions, confirmation of the personal identity (legal address) and the conclusion of contracts. The operations on the cryptocurrency market, carried out by their participants at their own risk, are described. The article studies approach to the formation of the behavior of business entities in the context of sustainable development, which can be used as an effective tool for increasing the competitiveness of goods (services) in Ukraine.

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