On Exploiting Millimeter-Wave Spectrum Trading in Countrywide Mobile Network Operators for High Spectral and Energy Efficiencies in 5G/6G Era

In this paper, we propose a dynamic exclusive-use spectrum access (DESA) method to improve the overall licensed millimeter-wave (mmWave) spectrum utilization of all mobile network operators (MNOs) in a country. By exploiting secondary spectrum trading, the proposed DESA method shares partly and exclusively the licensed mmWave spectrum of one MNO to another in a dynamic and on-demand basis for a certain agreement term. We formulate the proposed DESA method for an arbitrary number of MNOs in a country. We then present an iterative algorithm to find the optimal amount of shared spectrum for each MNO, which is updated at each agreement term. We derive average capacity, spectral efficiency, energy efficiency, and cost efficiency performance metrics for all MNOs countrywide and present extensive numerical and simulation results and analyses for an example scenario of a country with four MNOs each assigned statically with an equal amount of 28-GHz mmWave spectrum. By applying DESA, we show that MNOs with a lack of minimum licensed spectra to serve their data traffic can lease at the cost of payment of the required additional spectra from other MNOs having unused or under-utilized licensed spectra. Moreover, it is shown that the overall countrywide average capacity, spectral efficiency, energy efficiency, and cost efficiency can be improved, respectively, by 25%, 25%, 17.5%, and 20%. Furthermore, we show that, by applying DESA to all MNOs countrywide, the expected spectral efficiency and energy efficiency requirements for sixth-generation (6G) mobile systems can be achieved by reusing the same mmWave spectrum to 20% fewer buildings of small cells. Finally, using the statistics of subscribers of all MNOs, we present a case study for fifth-generation (5G) networks to demonstrate the application of the proposed DESA method to an arbitrary country of four MNOs.

Spectrum Trading in India: How to Untie the Gordian Knot?1

This case brings out the role of institutions and corporate governance issues in regulatory/policy organisations in the telecom sector. Spectrum is a critical input for mobile services, the economic growth driver. The Indian government, like other governments, attempted to move to a more flexible spectrum governance regime and introduced trading to ensure that more spectrum became available for commercial services. Despite its efforts, the government's framework was restrictive. The spectrum trading deal between the two private telecom operators-RCom and Reliance Jio-failed. RCom was fighting to remain solvent by selling spectrum, and Reliance Jio needed it for its growth.