Pluralism in European Private Law

Author(s):  
Vanessa Mak

This chapter examines the further contours of an instrumental-normative approach, focusing on how the question ‘who does what, and at what level of regulation’ is answered by existing theories of legal pluralism in European private law. It has been said that most theories of legal pluralism in European private law, even if they proclaim to adopt a strong legal pluralist perspective, still fall back on an ordering of some sort. The chapter tests this assumption by analysing how the market rationality of EU law interacts with the juridical rationality of national private laws in relation to three aspects of lawmaking: actors, norms, and processes. It concludes that many theories of legal pluralism in European private law lean towards an ordering of some kind. Yet, at the same time the chapter reveals several instances in which inroads are made on the ordered conception of legal pluralism, which could provide the premises for the further development of a strong legal pluralist theory for European private law.

Author(s):  
Vanessa Mak

This chapter examines the normative substance of rules of European private law. Lawmaking in this field stands apart from transnational law due to its commitment to the objectives and values of European contract and consumer law. That characteristic means that, in theory, legal pluralism in European private law could go beyond a procedural approach — in which mechanisms of recognition and toleration determine how norm conflicts are mediated between legal orders — to a normative approach that prescribes to which values outcomes should adhere. The chapter submits, therefore, that European private law contains elements that allow for a ‘substantive deliberation’ of rules, values, and objectives. This means that a recursive process between lawmaking actors in which the substance of rules — laid down in public and private regulation — is examined, and adjusted if it falls below the threshold that EU law prescribes. Whilst the reference to objectives and values seems to imply an ordering of some sort, it is argued that a strong legal pluralist framework can still be maintained. The coordination of lawmaking can occur through an instrumental-normative approach.


2018 ◽  
Vol 20 ◽  
pp. 202-232
Author(s):  
Vanessa MAK

AbstractThis article takes stock of legal pluralist thinking in European private law. In which ways have existing theories brought forward our understanding of lawmaking in European private law? Central to that debate are the competing rationalities of EU internal market law, on the one hand, and national, juridical systems of private law on the other hand. An analysis of norms, processes, and actors involved in lawmaking in European private law reveals a field that has matured, but that is now at the threshold of a re-evaluation and potentially a transformation in lawmaking from ordered to strong legal pluralism, with a greater role for private regulation.


Author(s):  
Vincent Power

More than 1000 passengers on a Panamanian-registered ferry drowned in the Red Sea. Some survivors and relatives of some of the victims sued the classification and certification ship society which had surveyed the ferry. Relying on the Brussels I Regulation, the plaintiffs sued the defendants in the latter’s seat (in Italy). The defendants claimed sovereign immunity as they were acting on behalf of Panama (that is, the flag state). The CJEU ruled that, generally, Article 1(1) of the Regulation means that an action for damages, brought against private-law corporations engaged in the classification and certification of ships on behalf of, and upon delegation from, a non-EU Member State, falls within the concept of ‘civil and commercial matters’ in the Regulation. The defendants were therefore not immune. The CJEU qualified its ruling by saying that this is conditional on the activity being not exercised under ‘public powers’ (within the meaning of EU law) because then it would then be a sovereign and not a commercial activity. The CJEU thereby ruled that the customary public international law principle that foreign states have immunity from jurisdiction does not preclude an EU Member State court seised of a dispute from exercising jurisdiction under the Regulation in these circumstances.


2020 ◽  
Vol 2 (2) ◽  
pp. 117-153
Author(s):  
Tatjana Josipović

The paper considers and comments on the instruments of protection of the fundamental rights of the Union in private law relationships that are in the scope of applicable EU law. Special attention is paid to the influence of fundamental rights of the Union on private autonomy and the freedom of contract in private law relationships depending on whether fundamental rights are protected by national law harmonized with EU law, or by horizontal effects of the Charter of general principles. The goal of the paper is to determine the method in private law relationships that can attain the optimal balance between the protection of fundamental rights of the Union and the principle of private autonomy and the freedom of contract regulated by national law of a member state. The author favors the protection of fundamental rights in private law relationships by applying adequate measures that create indirect horizontal effects of the provisions of EU law on fundamental rights. These concern national measures that can also secure adequate protection of fundamental rights via interpretation and application of national law in line with EU law in private law relationships.


Author(s):  
Vanessa Mak

This concluding chapter asserts that a case can be made for a strong legal pluralist theory of lawmaking in European private law. It takes a discursive approach, focusing on some aspects that require further consideration. The chapter considers how, and to what extent, the regulation of offline transactions is affected by the perceived shift towards legal pluralism. In addition, the chapter assesses which risks are posed to the instrumental-normative framework by political, economic, and social divides in the EU. Finally, the chapter closes with a reflection on the connections that could be made between certain fields such as citizens' rights as workers or in relation to environmental protection, opening up vistas for further research on lawmaking in European private law.


Author(s):  
Vanessa Mak

This chapter presents a second case study, focusing on standardisation. Standardisation is defined as a process of private regulation whereby private actors engage in the development of standardised norms for particular sectors of industry or for particular types of contract. Standards, which are widely used in European markets, can also serve as a case study for determining whether the substance of norms created through private regulation can fulfil the instrumental-normative aims of a legal pluralist theory of lawmaking in European contract and consumer law. Here, the enquiry is delimited to harmonised standards in EU law. Harmonised standards are developed by European standard-setting organisations (ESOs) at the instigation of the European legislator.


Author(s):  
Vanessa Mak

This chapter makes an analysis of the theoretical foundations of lawmaking in European private law. It shows that they can be traced to transnational and constitutional pluralist theories. The main question is in which respects legal pluralism should replace the monist, state-centred perspective on lawmaking that prevailed in Western Europe since the creation of the Westphalian nation state. It is argued that, even though the state remains the primary locus for lawmaking in private law in the EU, the rise of private regulation and the interaction between courts through judicial dialogues plead in favour of adopting a strong legal pluralist perspective. ‘Strong’ or ‘radical’ legal pluralism, other than monism or ‘ordered’ legal pluralism, holds that norms can co-exist without a formal hierarchy. Both a descriptive and a normative case are put forward in support of adopting this perspective.


Der Staat ◽  
2021 ◽  
Vol 60 (2) ◽  
pp. 243-272
Author(s):  
Torben Ellerbrok

In der Rechtsprechung zum Verfassungsrecht wird mitunter der Gedanke fruchtbar gemacht, dass Normen des Grundgesetzes nicht umgangen werden dürften. Während aber im zivilrechtlichen Diskurs Bestand und methodische Verortung eines Umgehungsverbots seit Langem diskutiert werden, wurde einem „Verbot der Verfassungsumgehung“ bisher nicht näher nachgegangen. Der Beitrag zeigt auf, dass zwar ein hoher Abstraktionsgrad zahlreicher verfassungsrechtlicher Normen einer Umgehungsmöglichkeit entgegensteht und die Spezifika der Verfassungsauslegung zu berücksichtigen sind, auch das Grundgesetz aber rigide, umgehungsanfällige Normen enthält. Dort kann ein Umgehungsverbot ins Werk gesetzt werden, indem der Anwendungsbereich einer Norm über ihren Wortsinn hinaus ausgedehnt wird. Diese teleologische Verfassungsextension, eine Form richterlicher Rechtsfortbildung, ist nach hier vertretener Ansicht vorzunehmen, wenn Wortsinn und Ziel einer Verfassungsnorm divergieren, ein hoheitliches Handeln nicht dem Wortsinn, aber dem Ziel einer Norm zuwiderläuft und schließlich eine Eingriffsschwelle überschritten ist. Diese liegt bei der Verfassungsfortbildung aus näher aufgezeigten Gründen besonders hoch. Relevant werden kann hier insbesondere eine Umgehungsabsicht. Jurisprudence on constitutional law sometimes makes use of the idea that the norms of the Basic Law may not be circumvented. However, while scholarship on private law has long debated whether a prohibition of circumvention exists and how to place it methodologically, a “prohibition of constitutional circumvention” has not yet been examined in detail. As this article demonstrates, the fact that many constitutional norms are very abstract prevents circumvention, and the specifics of constitutional interpretation must be taken into account. Nevertheless, the Basic Law also contains rigid norms that are susceptible to circumvention. In this case, a prohibition of circumvention can be put into effect by extending a norm’s scope of application beyond its literal meaning. This teleological extension of the constitution, a form of judicial development of the law, must be carried out if the literal meaning and the purpose of a constitutional norm diverge, if a sovereign act runs counter not to the literal meaning but to the objective of a norm, and finally, if a threshold of interference is exceeded. This threshold is particularly high in the case of the further development of the constitution for reasons explained in greater detail. In particular, an intention to circumvent can become relevant here.


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