Do Information Security Policies Reduce the Incidence of Security Breaches

Author(s):  
Neil F. Doherty ◽  
Heather Fulford

Information is a critical corporate asset that has become increasingly vulnerable to attacks from viruses, hackers, criminals, and human error. Consequently, organizations are having to prioritize the security of their computer systems in order to ensure that their information assets retain their accuracy, confidentiality, and availability. While the importance of the information security policy (InSPy) in ensuring the security of information is acknowledged widely, to date there has been little empirical analysis of its impact or effectiveness in this role. To help fill this gap, an exploratory study was initiated that sought to investigate the relationship between the uptake and application of information security policies and the accompanying levels of security breaches. To this end, a questionnaire was designed, validated, and then targeted at IT managers within large organizations in the UK. The findings presented in this paper are somewhat surprising, as they show no statistically significant relationships between the adoption of information security policies and the incidence or severity of security breaches. The paper concludes by exploring the possible interpretations of this unexpected finding and its implications for the practice of information security management.

Author(s):  
Neil F. Doherty

Information is a critical corporate asset that has become increasingly vulnerable to attacks from viruses, hackers, criminals, and human error. Consequently, organizations are having to prioritize the security of their computer systems in order to ensure that their information assets retain their accuracy, confidentiality, and availability. While the importance of the information security policy (InSPy) in ensuring the security of information is acknowledged widely, to date there has been little empirical analysis of its impact or effectiveness in this role. To help fill this gap, an exploratory study was initiated that sought to investigate the relationship between the uptake and application of information security policies and the accompanying levels of security breaches. To this end, a questionnaire was designed, validated, and then targeted at IT managers within large organizations in the UK. The findings presented in this chapter are somewhat surprising, as they show no statistically significant relationships between the adoption of information security policies and the incidence or severity of security breaches. The chapter concludes by exploring the possible interpretations of this unexpected finding and its implications for the practice of information security management.


Author(s):  
Neil F. Doherty ◽  
Heather Fulford

Ensuring the security of corporate information assets has become an extremely complex, challenging and high-priority activity, due partly to their growing organizational importance, but also because of their increasing vulnerability to attacks from viruses, hackers, criminals, and human error. Consequently, organizations are having to prioritise the security of their computer systems, to ensure that their information assets retain their accuracy, confidentiality, and availability. Whilst the importance of the information security policy (InSPy) in ensuring the security of information is widely acknowledged, there has, to date, been little empirical analysis of its impact or effectiveness in this role. To help fill this gap an exploratory study was initiated that sought to investigate the relationship between the uptake and application of information security policies and the accompanying levels of security breaches. To this end a questionnaire was designed, validated, and then targeted at IT managers within large organisations in the United Kingdom. The findings, presented in this chapter, are somewhat surprising, as they show no statistically significant relationships between the adoption of information security policies and the incidence or severity of security breaches. The chapter concludes by exploring the possible interpretations of this unexpected finding, and its implications for the practice of information security management.


Author(s):  
Neil F. Doherty ◽  
Heather Fulford

While the importance of the information security policy (ISP) is widely acknowledged in the academic literature, there has, to date, been little empirical analysis of its impact. To help fill this gap a study was initiated that sought to explore the relationship between the uptake, scope and dissemination of information security policies and the accompanying levels of security breaches. To this end, a questionnaire was designed, validated and then targeted at IT managers within large organisations in the United Kingdom. The aim of this chapter is to provide a progress report on this study by describing the objectives of the research and the design of the conceptual framework.


2008 ◽  
pp. 2727-2744
Author(s):  
Neil F. Doherty ◽  
Heather Fulford

While the importance of the information security policy (ISP) is widely acknowledged in the academic literature, there has, to date, been little empirical analysis of its impact. To help fill this gap a study was initiated that sought to explore the relationship between the uptake, scope and dissemination of information security policies and the accompanying levels of security breaches. To this end, a questionnaire was designed, validated and then targeted at IT managers within large organisations in the United Kingdom. The aim of this chapter is to provide a progress report on this study by describing the objectives of the research and the design of the conceptual framework.


2019 ◽  
Vol 33 (3) ◽  
pp. 309-329 ◽  
Author(s):  
Rajiv D. Banker ◽  
Cecilia (Qian) Feng

ABSTRACT We investigate the relationship between security breaches and chief information officer (CIO) turnover. Because CIOs are directly responsible for IT performance, we argue that their turnover likelihood is higher when they fail to meet IT performance expectations, as reflected by information security breaches. Specifically, we find that breaches caused by system deficiency increase CIO turnover likelihood by 72 percent. However, we find no such association for breaches caused by criminal fraud or human error. We extend our analyses to other executives and document that CEOs are more likely to turn over following breaches caused by both system deficiency and human error, consistent with their broader role within the firm. By contrast, we find no evidence suggesting that CFOs are more likely to turn over following breaches. The findings indicate negative labor market consequences for executives who fail to meet performance expectations within the scope of their duties.


2020 ◽  
Vol 12 (7) ◽  
pp. 2916 ◽  
Author(s):  
Yung Chang Wu ◽  
Rui Sun ◽  
Yenchun Jim Wu

A smart city is developed through the Internet of Things (IoT), cloud computing, big data, mobile Internet, and other new generation technologies regarding information and communication, and data resources in various fields are integrated and applied. The issue of information security in the network era is the strategic focus, as well as the focus of people’s attention, during Taiwan’s smart city construction. Information security policies are the information security guidelines for organizations, and are key to the organization’s information security performance; moreover, such policies show the organization’s support and commitment to the information security of smart cities. This paper discusses the model of information security policy in Taiwan’s smart cities, uses Path Analysis to explore the characteristics of information security policy in smart cities, and examines the relationship between the formulation, implementation, maintenance, and effectiveness of information security policies. Furthermore, this study examines the impact on the effectiveness of organizational information security policies and information security performance from the following aspects: The length of information security policy publication time, policy review, policy advocacy, employee compliance, fair law enforcement, etc., which are all concrete manifestations of the formulation, implementation, and maintenance of information security policy models. Through a questionnaire survey, the correlation between various assumptions, as well as the relationship between organizational information security characteristics, information security policies, and the effectiveness of information security, are verified one by one during the implementation of information security policies. Finally, conclusions and implications are put forward.


2021 ◽  
Vol 27 (4) ◽  
pp. 55-72
Author(s):  
T. Beydina ◽  
◽  
A. Kukharsky ◽  

The article is relevant, as it provides an assessment of the information security of universities. Ensuring the security of corporate information, which is increasingly stored, processed and disseminated using information and communication technologies (ICT). This is a particularly important problem for knowledge-intensive organizations such as universal ones; the effective conduct of their main educational activities and research activities increasingly depends on the availability, integrity and accuracy of computer information resources. One of the more important mechanisms to reduce the number of security breaches, and thus corporate information, is the development and implementation of a formal information security policy (ISP). Although much has now been written about the importance and role of information security policies and approaches to formulating them, there is relatively little empirical material that is incorporated into the structure or content of security policies. The purpose of the article is to fill this gap in the literature through this method of using the structure and methods of authentic information security policies. Having established the parameters and key features of university policies, the article critically examines the concept of information security embedded in the policy. Two important conclusions can be drawn from this study: 1) the wide variety of disparate policies and standards used, whether there will be a consistent approach to security management; and 2) the range of specific issues explicitly covered by university policy, a surprisingly low and highly technocentric view of information security management. This article is one of the first to objectively, rigorously and independently assess the content of authentic information security policies and information security documentation frameworks in a well-organized organizational environment. The article notes that there are four different levels of information policy: “system security policy, product security policy, community security policy, and corporate information security policy.” All policies involve: personal use of information systems, information disclosure, physical security, breaches and hacks, viruses, system access control, mobile computing, internet access, software development, encryption and contingency planning


2019 ◽  
Vol 34 (1) ◽  
pp. 123-134
Author(s):  
Kalana Malimage ◽  
Nirmalee Raddatz ◽  
Brad S. Trinkle ◽  
Robert E. Crossler ◽  
Rebecca Baaske

ABSTRACT This study examines the impact of deterrence and inertia on information security policy changes. Corporations recognize the need to prioritize information security, which sometimes involves designing and implementing new security measures or policies. Using an online survey, we investigate the effect of deterrent sanctions and inertia on respondents' intentions to comply with modifications to company information security policies. We find that certainty and celerity associated with deterrent sanctions increase compliance intentions, while inertia decreases respondents' compliance intentions related to modified information security policies. Therefore, organizations must work to overcome employees' reluctance to change in order to improve compliance with security policy modifications. They may also consider implementing certain and timely sanctions for noncompliance.


2008 ◽  
pp. 1727-1740
Author(s):  
Charla Griffy-Brown ◽  
Mark W.S. Chun

This chapter demonstrates the importance of a well-formulated and articulated information security policy by integrating best practices with a case analysis of a major Japanese multinational automotive manufacturer and the security lessons it learned in the implementation of its Web-based portal. The relationship between information security and business needs and the conflict that often results between the two are highlighted. The case also explores the complexities of balancing business expedience with long-term strategic technical architecture. The chapter provides insight and offers practical tools for effectively developing and implementing information security policies and procedures in contemporary business practice.


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