scholarly journals The Triangulation WIthin A STudy (TWIST) framework for causal inference within Pharmacogenetic research

Author(s):  
Jack Bowden ◽  
Luke C Pilling ◽  
Deniz Turkmen ◽  
Chia-Ling Kuo ◽  
David Melzer

In this paper we review the methodological underpinnings of the general pharmacogenetic approach for uncovering genetically-driven treatment effect heterogeneity. This typically utilises only individuals who are treated and relies on fairly strong baseline assumptions to estimate what we term the `genetically mediated treatment effect' (GMTE). When these assumptions are seriously violated, we show that a robust but less efficient estimate of the GMTE that incorporates information on the population of untreated individuals can instead be used. In cases of partial violation, we clarify when Mendelian randomization and a modified confounder adjustment method can also yield consistent estimates for the GMTE. A decision framework is then described to decide when a particular estimation strategy is most appropriate and how specific estimators can be combined to further improve efficiency. Triangulation of evidence from different data sources, each with their inherent biases and limitations, is becoming a well established principle for strengthening causal analysis. We call our framework `Triangulation WIthin a STudy' (TWIST)' in order to emphasise that an analysis in this spirit is also possible within a single data set, using causal estimators that are approximately statistically uncorrelated, but reliant on different sets of assumptions. We illustrate these approaches by re-analysing primary-care-linked UK Biobank data relating to CYP2C19 genetic variants, Clopidogrel use and stroke risk, and data relating to APOE genetic variants, statin use and Coronary Artery Disease.

PLoS Genetics ◽  
2021 ◽  
Vol 17 (9) ◽  
pp. e1009783
Author(s):  
Jack Bowden ◽  
Luke Pilling ◽  
Deniz Türkmen ◽  
Chia-Ling Kuo ◽  
David Melzer

In this paper we review the methodological underpinnings of the general pharmacogenetic approach for uncovering genetically-driven treatment effect heterogeneity. This typically utilises only individuals who are treated and relies on fairly strong baseline assumptions to estimate what we term the ‘genetically moderated treatment effect’ (GMTE). When these assumptions are seriously violated, we show that a robust but less efficient estimate of the GMTE that incorporates information on the population of untreated individuals can instead be used. In cases of partial violation, we clarify when Mendelian randomization and a modified confounder adjustment method can also yield consistent estimates for the GMTE. A decision framework is then described to decide when a particular estimation strategy is most appropriate and how specific estimators can be combined to further improve efficiency. Triangulation of evidence from different data sources, each with their inherent biases and limitations, is becoming a well established principle for strengthening causal analysis. We call our framework ‘Triangulation WIthin a STudy’ (TWIST)’ in order to emphasise that an analysis in this spirit is also possible within a single data set, using causal estimates that are approximately uncorrelated, but reliant on different sets of assumptions. We illustrate these approaches by re-analysing primary-care-linked UK Biobank data relating to CYP2C19 genetic variants, Clopidogrel use and stroke risk, and data relating to APOE genetic variants, statin use and Coronary Artery Disease.


2020 ◽  
Vol 18 (6) ◽  
pp. 3045-3089
Author(s):  
Eva Vivalt

Abstract Impact evaluations can help to inform policy decisions, but they are rooted in particular contexts and to what extent they generalize is an open question. I exploit a new data set of impact evaluation results and find a large amount of effect heterogeneity. Effect sizes vary systematically with study characteristics, with government-implemented programs having smaller effect sizes than academic or non-governmental organization-implemented programs, even controlling for sample size. I show that treatment effect heterogeneity can be appreciably reduced by taking study characteristics into account.


2016 ◽  
Vol 31 (1) ◽  
pp. 89-112
Author(s):  
Na Chong Min

This paper discusses limitations of the ???black-box??? experimental archetype by highlighting the narrowness of outcome-focused approaches. For a more complete understanding of the nuanced implications of policies and programs, this study calls for an investigation of causal mechanism and treatment effect heterogeneity in experimentally evaluated interventions. This study draws on two distinct but closely related empirical studies, one undertaken by Na and Paternoster (2012) and the other by Na, Loughran, and Paternoster (2015), that go beyond the estimation of a population average treatment effect by adopting more recent methodological advancements that are still underappreciated and underutilized in evaluation research.


2011 ◽  
Vol 19 (2) ◽  
pp. 205-226 ◽  
Author(s):  
Kevin M. Esterling ◽  
Michael A. Neblo ◽  
David M. J. Lazer

If ignored, noncompliance with a treatment or nonresponse on outcome measures can bias estimates of treatment effects in a randomized experiment. To identify and estimate causal treatment effects in the case where compliance and response depend on unobservables, we propose the parametric generalized endogenous treatment (GET) model. GET incorporates behavioral responses within an experiment to measure each subject's latent compliance type and identifies causal effects via principal stratification. Using simulation methods and an application to field experimental data, we show GET has a dramatically lower mean squared error for treatment effect estimates than existing approaches to principal stratification that impute, rather than measure, compliance type. In addition, we show that GET allows one to relax and test the instrumental variable exclusion restriction assumption, to test for the presence of treatment effect heterogeneity across a range of compliance types, and to test for treatment ignorability when treatment and control samples are balanced on observable covariates.


2020 ◽  
Vol 54 (1) ◽  
pp. 21-31
Author(s):  
Gang Li ◽  
Hui Quan ◽  
Gordon Lan ◽  
Soo Peter Ouyang ◽  
Fei Chen ◽  
...  

2018 ◽  
Vol 7 (3) ◽  
pp. 613-628 ◽  
Author(s):  
Alexander Coppock

To what extent do survey experimental treatment effect estimates generalize to other populations and contexts? Survey experiments conducted on convenience samples have often been criticized on the grounds that subjects are sufficiently different from the public at large to render the results of such experiments uninformative more broadly. In the presence of moderate treatment effect heterogeneity, however, such concerns may be allayed. I provide evidence from a series of 15 replication experiments that results derived from convenience samples like Amazon’s Mechanical Turk are similar to those obtained from national samples. Either the treatments deployed in these experiments cause similar responses for many subject types or convenience and national samples do not differ much with respect to treatment effect moderators. Using evidence of limited within-experiment heterogeneity, I show that the former is likely to be the case. Despite a wide diversity of background characteristics across samples, the effects uncovered in these experiments appear to be relatively homogeneous.


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