Flip-sort and combinatorial aspects of pop-stack sorting

Flip-sort is a natural sorting procedure which raises fascinating combinatorial questions. It finds its roots in the seminal work of Knuth on stack-based sorting algorithms and leads to many links with permutation patterns. We present several structural, enumerative, and algorithmic results on permutations that need few (resp. many) iterations of this procedure to be sorted. In particular, we give the shape of the permutations after one iteration, and characterize several families of permutations related to the best and worst cases of flip-sort. En passant, we also give some links between pop-stack sorting, automata, and lattice paths, and introduce several tactics of bijective proofs which have their own interest. Comment: This v3 just updates the journal reference, according to the publisher wish

Enumeration of Stack-Sorting Preimages via a Decomposition Lemma

We give three applications of a recently-proven "Decomposition Lemma," which allows one to count preimages of certain sets of permutations under West's stack-sorting map $s$. We first enumerate the permutation class $s^{-1}(\text{Av}(231,321))=\text{Av}(2341,3241,45231)$, finding a new example of an unbalanced Wilf equivalence. This result is equivalent to the enumeration of permutations sortable by ${\bf B}\circ s$, where ${\bf B}$ is the bubble sort map. We then prove that the sets $s^{-1}(\text{Av}(231,312))$, $s^{-1}(\text{Av}(132,231))=\text{Av}(2341,1342,\underline{32}41,\underline{31}42)$, and $s^{-1}(\text{Av}(132,312))=\text{Av}(1342,3142,3412,34\underline{21})$ are counted by the so-called "Boolean-Catalan numbers," settling a conjecture of the current author and another conjecture of Hossain. This completes the enumerations of all sets of the form $s^{-1}(\text{Av}(\tau^{(1)},\ldots,\tau^{(r)}))$ for $\{\tau^{(1)},\ldots,\tau^{(r)}\}\subseteq S_3$ with the exception of the set $\{321\}$. We also find an explicit formula for $|s^{-1}(\text{Av}_{n,k}(231,312,321))|$, where $\text{Av}_{n,k}(231,312,321)$ is the set of permutations in $\text{Av}_n(231,312,321)$ with $k$ descents. This allows us to prove a conjectured identity involving Catalan numbers and order ideals in Young's lattice. Comment: 20 pages, 4 figures. arXiv admin note: text overlap with arXiv:1903.09138

Finding and Counting Permutations via CSPs

Permutation patterns and pattern avoidance have been intensively studied in combinatorics and computer science, going back at least to the seminal work of Knuth on stack-sorting (1968). Perhaps the most natural algorithmic question in this area is deciding whether a given permutation of length n contains a given pattern of length k. In this work we give two new algorithms for this well-studied problem, one whose running time is $$n^{k/4 + o(k)}$$ n k / 4 + o ( k ) , and a polynomial-space algorithm whose running time is the better of $$O(1.6181^n)$$ O ( 1 . 6181 n ) and $$O(n^{k/2 + 1})$$ O ( n k / 2 + 1 ) . These results improve the earlier best bounds of $$n^{0.47k + o(k)}$$ n 0.47 k + o ( k ) and $$O(1.79^n)$$ O ( 1 . 79 n ) due to Ahal and Rabinovich (2000) resp. Bruner and Lackner (2012) and are the fastest algorithms for the problem when $$k \in \varOmega (\log {n})$$ k ∈ Ω ( log n ) . We show that both our new algorithms and the previous exponential-time algorithms in the literature can be viewed through the unifying lens of constraint-satisfaction. Our algorithms can also count, within the same running time, the number of occurrences of a pattern. We show that this result is close to optimal: solving the counting problem in time $$f(k) \cdot n^{o(k/\log {k})}$$ f ( k ) · n o ( k / log k ) would contradict the exponential-time hypothesis (ETH). For some special classes of patterns we obtain improved running times. We further prove that 3-increasing (4321-avoiding) and 3-decreasing (1234-avoiding) permutations can, in some sense, embed arbitrary permutations of almost linear length, which indicates that a sub-exponential running time is unlikely with the current techniques, even for patterns from these restricted classes.

Quantifying Noninvertibility in Discrete Dynamical Systems

Given a finite set $X$ and a function $f:X\to X$, we define the \emph{degree of noninvertibility} of $f$ to be $\displaystyle\deg(f)=\frac{1}{|X|}\sum_{x\in X}|f^{-1}(f(x))|$. This is a natural measure of how far the function $f$ is from being bijective. We compute the degrees of noninvertibility of some specific discrete dynamical systems, including the Carolina solitaire map, iterates of the bubble sort map acting on permutations, bubble sort acting on multiset permutations, and a map that we call "nibble sort." We also obtain estimates for the degrees of noninvertibility of West's stack-sorting map and the Bulgarian solitaire map. We then turn our attention to arbitrary functions and their iterates. In order to compare the degree of noninvertibility of an arbitrary function $f:X\to X$ with that of its iterate $f^k$, we prove that \[\max_{\substack{f:X\to X\\ |X|=n}}\frac{\deg(f^k)}{\deg(f)^\gamma}=\Theta(n^{1-1/2^{k-1}})\] for every real number $\gamma\geq 2-1/2^{k-1}$. We end with several conjectures and open problems.

Polyurethane Toggles

We consider the involutions known as toggles, which have been used to give simplified proofs of the fundamental properties of the promotion and evacuation maps. We transfer these involutions so that they generate a group $\mathscr P_n$ that acts on the set $S_n$ of permutations of $\{1,\ldots,n\}$. After characterizing its orbits in terms of permutation skeletons, we apply the action in order to understand West's stack-sorting map. We obtain a very simple proof of a result that clarifies and extensively generalizes a theorem of Bouvel and Guibert and also generalizes a theorem of Bousquet-M\'elou. We also settle a conjecture of Bouvel and Guibert. We prove a result related to the recently-introduced notion of postorder Wilf equivalence. Finally, we investigate an interesting connection among the action of $\mathscr P_n$ on $S_n$, the group structure of $S_n$, and the stack-sorting map.

Stack Sorting with Increasing and Decreasing Stacks

We introduce a sorting machine consisting of $k+1$ stacks in series: the first $k$ stacks can only contain elements in decreasing order from top to bottom, while the last one has the opposite restriction. This device generalizes the $\mathfrak{DI}$ machine introduced by Rebecca Smith, which studies the case $k=1$. Here we show that, for $k=2$, the set of sortable permutations is a class with infinite basis, by explicitly finding an antichain of minimal nonsortable permutations. This construction can easily be adapted to each $k\geqslant 3$. Next we describe an optimal sorting algorithm, again for the case $k=2$. We then analyze two types of left-greedy sorting procedures, obtaining complete results in one case and only some partial results in the other one. We close the paper by discussing a few open questions.