5. Fiscal federalism

Author(s):  
Mark J. Rozell ◽  
Clyde Wilcox

“Fiscal federalism” describes how during the early decades of the republic, Congress gave states money to help pay for new roads and canals, to support their militia, and to build colleges and universities. But the system of granting money to the states grew in the twentieth century, especially after the Sixteenth Amendment gave the national government the right to impose an income tax in 1913. The chapter discusses the federal grants program, which now provides about 30 percent of the average operating revenues of state and local governments. It also considers how the national government uses mandates to influence state policymaking, how states raise revenue through taxation, and the differences in state spending programs.

Author(s):  
Mark J. Rozell ◽  
Clyde Wilcox

Debates over the relative power of national and state governments have typically hinged on constitutional provisions. “The evolution of federalism in law” describes how, in the early years of the republic, the US Supreme Court played a key role in defining the nature and scope of the US federal system. It then outlines how judicial decisions of the twentieth century continued the expansion of federal authority. Although the national government has many tools to influence state policymaking and enact federal policy, US states retain important powers. For many Americans, the actions of state and local governments have a bigger impact on their lives than those of the national government.


2013 ◽  
Vol 45 (1-2) ◽  
pp. 77-108 ◽  
Author(s):  
Leif Magne Lervik

In June 2008, the U.S. Supreme Court ruled that the Second Amendment to the U.S. Constitution guarantees an individual the right to keep and bear arms. Two years later, this decision was also made applicable to state and local governments. Today, seven U.S. states have provisions allowing the carrying of concealed weapons on their public senior high school campuses. This article, introduced by a brief comment on the Second Amendment’s legal and academic history, traces several recent developments of legal change. It discusses relevant arguments and attitudes towards guns on campus, and explores issues of future concern for public colleges and universities within the realm of firearms and campus safety.


2017 ◽  
Vol 6 (2) ◽  
pp. 71
Author(s):  
Bolanle W. Shiyanbade

This study examined the relationship between fiscal federalism, governance and local government finances in Nigeria, focusing on the administration of local governments and other subsidiary issues on revenue generation in the country. It analysed the legal, institutional and procedural mechanisms for administration, as well as assessed the effect of intergovernmental relations on local government under federal system of governance in the country. This is with a view to providing information on revenue allocation and intergovernmental relations as important elements in understanding and addressing the fiscal federalism on local council finance in Nigeria in the context of their divergent governance experiences since the fourth republic.The paper discovered that beyond the function of revenue generation or allocation, fiscal relations influenced governance positively by creating the expediency of transparency and responsiveness in government as well as a corresponding three levels of government has responsibilities and roles to play in the lives of citizenry in order to bring governance to the grassroots. However, the work found evidences of lack of fiscal autonomy and independent of local government as well as delay in local government election has resulted to poor performance of local administration in Nigeria at large. The results also revealed that a very important factor affecting the local government administration in Nigeria still remains the overbearing contribution of about 93% oil revenue to the national income; a situation that, both state and local governments in Nigeria cannot generate up to twenty five percent (25%) of their expenditure and poor tax culture amongst the citizenry. The study concluded among others that effective human resources, improved strategy, and enhanced capacity building, are critical to improved revenue generation and allocation, which in turn could go a long way to alleviating good governance in Nigeria.


2010 ◽  
Vol 5 (2) ◽  
pp. 164-171
Author(s):  
Kenneth C. Topping ◽  

The U.S. Congress passed the Disaster Mitigation Act of 2000 (DMA 2000) which requires adoption of multihazard mitigation plans as a precondition of local government eligibility for federal pre-disaster and postdisaster hazard mitigation grants. Its underlying purpose was to encourage local governments to systematically plan for reducing risks and future disaster losses before requesting federal grants to execute hazard mitigation projects. This paper examines the DMA 2000 legislation, its purposes, and the responses to it by state and local governments. Among other things the paper: 1) describes DMA 2000 statutory requirements, 2) assesses overall participation by region, 3) uses the State of California as a case study to examines hazard mitigation plan compliance issues, and 4) explores long-term implications of this broad national effort to use financial incentives to increase local resilience. By early 2009, 18,783 locally adopted hazard mitigation plans had been approved by FEMA. Although community resilience outcomes cannot be truly assessed without further research, the magnitude of this response implies substantial long-term local capacity building benefits within the U.S. This experience should also be the subject of comparative research regarding parallel efforts elsewhere.


Author(s):  
Robert Agranoff

This chapter reviews the literature on relations between local governments and their national governments. The author explores the expansion of partnerships between national government and local governments with a particular focus on fiscal federalism, revenue dependence, shared governance, and intergovernmental lobbying. Intergovernmental relations in other countries are compared to the U.S. Gaps in the existing literature are discussed along with directions for future research.


Author(s):  
Mark J. Rozell ◽  
Clyde Wilcox

Even as most Americans fix their gaze on the actions of the federal government, states and localities are the cornerstones of the US federal system. “What state and local governments do” explains that states are free to design their own governments so long as their structure does not violate the US Constitution. All states have designed their governments to somewhat resemble the national government, with an elected governor, elected legislatures, and state supreme courts. However, each of these structures can operate in different ways, with different powers from state to state. The governments of the Native American reservations and those of the five permanently inhabited US territories are also discussed.


1986 ◽  
Vol 4 (3) ◽  
pp. 257-263
Author(s):  
R P Nathan

This paper is the introductory essay for a set of six papers in which a series of field network evaluation studies, conducted in the United States of America, on the effects of major changes in the grant-in-aid policies and programs of the national government are described. The studies, begun in 1972, focused on the effects of new grant programs on state and local governments and the services they provide. The five studies are of (1) the revenue sharing program, (2) the community development block grant program, (3) all federal grants-in-aid in eleven large cities in 1978, (4) the public service job-creation program, and (5) the cuts and changes in federal grant-in-aid program made under President Reagan. In this paper, the rationale, methodology, and history of these studies are described.


2007 ◽  
Vol 22 (5) ◽  
pp. 436-439 ◽  
Author(s):  
Robert A. De Lorenzo

AbstractDisaster preparedness and response have gained increased attention in the United States as a result of terrorism and disaster threats. However, funding of hospital preparedness, especially surge capacity, has lagged behind other preparedness priorities. Only a small portion of the money allocated for national preparedness is directed toward health care, and hospitals receive very little of that. Under current policy, virtually the entire funding stream for hospital preparedness comes from general tax revenues. Medical payers (e.g., Medicare, Medicaid, and private insurance) directly fund little, if any, of the current bill. Funding options to improve preparedness include increasing the current federal grants allocated to hospitals, using payer fees or a tax to sub- sidize preparedness, and financing other forms of expansion capability, such as mobile hospitals. Alternatively, the status quo of marginal preparedness can be maintained. In any event, achieving higher levels of preparedness likely will take the combined commitment of the hospital industry, public and private payers, and federal, state, and local governments. Ultimately, the costs of pre- paredness will be borne by the public in the form of taxes, higher healthcare costs, or through the acceptance of greater risk.


Sign in / Sign up

Export Citation Format

Share Document