A perspective on steepness, reference points, and stock assessment

2013 ◽  
Vol 70 (6) ◽  
pp. 930-940 ◽  
Author(s):  
Marc Mangel ◽  
Alec D. MacCall ◽  
Jon Brodziak ◽  
E.J. Dick ◽  
Robyn E. Forrest ◽  
...  

We provide a perspective on steepness, reference points for fishery management, and stock assessment. We first review published data and give new results showing that key reference points are fixed when steepness and other life history parameters are fixed in stock assessments using a Beverton–Holt stock–recruitment relationship. We use both production and age-structured models to explore these patterns. For the production model, we derive explicit relationships for steepness and life history parameters and then for steepness and major reference points. For the age-structured model, we are required to generally use numerical computation, and so we provide an example that complements the analytical results of the production model. We discuss what it means to set steepness equal to 1 and how to construct a prior for steepness. Ways out of the difficult situation raised by fixing steepness and life history parameters include not fixing them, using a more complicated stock–recruitment relationship, and being more explicit about the information content of the data and what that means for policy makers. We discuss the strengths and limitations of each approach.

2014 ◽  
Vol 72 (1) ◽  
pp. 31-43 ◽  
Author(s):  
Kotaro Ono ◽  
Roberto Licandeo ◽  
Melissa L. Muradian ◽  
Curry J. Cunningham ◽  
Sean C. Anderson ◽  
...  

Abstract Management of marine resources depends on the assessment of stock status in relation to established reference points. However, many factors contribute to uncertainty in stock assessment outcomes, including data type and availability, life history, and exploitation history. A simulation–estimation framework was used to examine the level of bias and accuracy in assessment model estimates related to the quality and quantity of length and age composition data across three life-history types (cod-, flatfish-, and sardine-like species) and three fishing scenarios. All models were implemented in Stock Synthesis, a statistical age-structured stock assessment framework. In general, the value of age composition data in informing estimates of virgin recruitment (R0), relative spawning-stock biomass (SSB100/SSB0), and terminal year fishing mortality rate (F100), decreased as the coefficient of variation of the relationship between length and age became greater. For this reason, length data were more informative than age data for the cod and sardine life histories in this study, whereas both sources of information were important for the flatfish life history. Historical composition data were more important for short-lived, fast-growing species such as sardine. Infrequent survey sampling covering a longer period was more informative than frequent surveys covering a shorter period.


2003 ◽  
Vol 60 (6) ◽  
pp. 710-720 ◽  
Author(s):  
Erik H Williams ◽  
Kyle W Shertzer

Fish harvest policies typically rely on biological reference points for measures of a stock's status. We examine three common biological reference points based on fishing mortality rates corresponding to maximum sustainable yield with an age-structured deterministic model. We incorporate invariant life-history relationships into the model to maintain parsimony and focus model parameters on biologically plausible parameter space. A wide range of biological and fishery characteristics were used in the model so that our results pertain to the management of virtually any exploited population. Results indicate that two biological reference points based on spawning biomass are insensitive to life-history parameters, whereas one based on natural mortality is highly sensitive. All three depend largely on the choice of a stock–recruitment function and on steepness, a measure of the population growth rate. For each of the three, values have been previously proposed that were intended to safely apply to all fisheries; our results show that no such universal values exist. We recommend determining stock–recruitment functions a priori, establishing biological reference points on steepness explicitly and eliminating harvest policies based on the natural mortality rate altogether.


2008 ◽  
Vol 65 (2) ◽  
pp. 286-296 ◽  
Author(s):  
Robyn E Forrest ◽  
Steven J.D. Martell ◽  
Michael C Melnychuk ◽  
Carl J Walters

Previous authors have shown analytically that the optimal equilibrium harvest rate (UMSY) for an iteroparous fish stock is a function of the slope of the stock-recruitment curve at low stock size (α) and that UMSY can therefore be considered a direct measure of stock productivity. As such, it can be used as a leading parameter in stock assessment models and directly estimated using Bayesian or similar techniques. Here we present an alternative method for deriving α from UMSY that incorporates age-specific selectivity and fecundity, avoiding assumptions of knife-edged recruitment and maturity. We present an age-structured model with two fisheries reference points (UMSY and maximum sustainable yield, MSY) as its leading parameters. We show equilibrium properties of the model, chiefly in terms of its ability to show relationships between life history traits, density dependence, and UMSY. We also demonstrate a simple Bayesian estimation routine to illustrate estimation of UMSY and MSY directly from data. We compare our results to those from a structurally identical model with leading biological parameters. Using models with leading management parameters can improve communicability of results to managers.


2019 ◽  
Vol 77 (2) ◽  
pp. 645-654
Author(s):  
Qi Lee ◽  
Alice Lee ◽  
Zunlei Liu ◽  
Cody S Szuwalski

Abstract Many intensely exploited fish stocks have experienced changes in trophic structure and environmental conditions, resulting in non-stationary population processes. We evaluate the ability of assessment methods to estimate quantities used in management (like target biomasses and fishing mortalities) when life history processes are non-stationary and comprehensive data are not available. We use the small yellow croaker (Larimichthys polyactis) fishery in the East China and Yellow Seas as a case study. We simulate age-structured populations with time-varying fishery and life history characteristics similar to that of the small yellow croaker in China based on historical studies that demonstrate changes in life history. We then fit surplus production and statistical catch-at-age models to simulated catch and index data from these populations. Given our assumptions, both estimation models yielded biased quantities important to management. The production model estimated reference points associated with target biomass with less bias than the age-structured model, while the latter outperformed the former when estimating reference points associated with target fishing mortality. The age-structured model also better captured relative population trends and provided flexibility to consider impacts of life history changes over time. We suggest that assessments of similar stocks consider the potential of life history variation impact management quantities.


2019 ◽  
Vol 77 (1) ◽  
pp. 200-215
Author(s):  
Mikihiko Kai

Abstract Impacts of biological uncertainties on estimates of stock–recruitment relationships (SRRs) in elasmobranchs such as lamniform sharks were evaluated using a numerical approach based on an age-structured model considering reproductive ecology in elasmobranchs. The values of steepness were estimated using several combinations of life history parameters for North Pacific shortfin mako to elucidate whether the numerical approach could identify reasonable values for fundamental life history parameters as well as steepness. The results of the numerical approach indicated that the mean values of steepness and their 95% confidence intervals were highly sensitive to combinations of values for growth rate, maturity ogive, longevity, reproductive cycle, and natural mortality rate. Meanwhile, the most plausible combinations of the biological parameters and values of steepness were identified based on the numerical approach with biological knowledge. The mean values and their standard deviation (SD) for steepness with the Beverton-Holt-SRR model were 0.353 (SD=0.057) and 0.273 (SD=0.046) for 2- and 3-year reproductive cycles, respectively. The numerical approach therefore has high potential to become an important tool for estimating SRR in elasmobranchs such as lamniform sharks, and the application of this approach to other elasmobranchs could greatly contribute to improvements in stock assessment and management.


2010 ◽  
Vol 67 (6) ◽  
pp. 1185-1197 ◽  
Author(s):  
C. Fernández ◽  
S. Cerviño ◽  
N. Pérez ◽  
E. Jardim

Abstract Fernández, C., Cerviño, S., Pérez, N., and Jardim, E. 2010. Stock assessment and projections incorporating discard estimates in some years: an application to the hake stock in ICES Divisions VIIIc and IXa. – ICES Journal of Marine Science, 67: 1185–1197. A Bayesian age-structured stock assessment model is developed to take into account available information on discards and to handle gaps in the time-series of discard estimates. The model incorporates mortality attributable to discarding, and appropriate assumptions about how this mortality may change over time are made. The result is a stock assessment that accounts for information on discards while, at the same time, producing a complete time-series of discard estimates. The method is applied to the hake stock in ICES Divisions VIIIc and IXa, for which the available data indicate that some 60% of the individuals caught are discarded. The stock is fished by Spain and Portugal, and for each country, there are discard estimates for recent years only. Moreover, the years for which Portuguese estimates are available are only a subset of those with Spanish estimates. Two runs of the model are performed; one assuming zero discards and another incorporating discards. When discards are incorporated, estimated recruitment and fishing mortality for young (discarded) ages increase, resulting in lower values of the biological reference points Fmax and F0.1 and, generally, more optimistic future stock trajectories under F-reduction scenarios.


2014 ◽  
Vol 72 (1) ◽  
pp. 111-116 ◽  
Author(s):  
M. Dickey-Collas ◽  
N. T. Hintzen ◽  
R. D. M. Nash ◽  
P-J. Schön ◽  
M. R. Payne

Abstract The accessibility of databases of global or regional stock assessment outputs is leading to an increase in meta-analysis of the dynamics of fish stocks. In most of these analyses, each of the time-series is generally assumed to be directly comparable. However, the approach to stock assessment employed, and the associated modelling assumptions, can have an important influence on the characteristics of each time-series. We explore this idea by investigating recruitment time-series with three different recruitment parameterizations: a stock–recruitment model, a random-walk time-series model, and non-parametric “free” estimation of recruitment. We show that the recruitment time-series is sensitive to model assumptions and this can impact reference points in management, the perception of variability in recruitment and thus undermine meta-analyses. The assumption of the direct comparability of recruitment time-series in databases is therefore not consistent across or within species and stocks. Caution is therefore required as perhaps the characteristics of the time-series of stock dynamics may be determined by the model used to generate them, rather than underlying ecological phenomena. This is especially true when information about cohort abundance is noisy or lacking.


2013 ◽  
Vol 70 (6) ◽  
pp. 1075-1080 ◽  
Author(s):  
Christopher M. Legault ◽  
Elizabeth N. Brooks

Abstract Legault, C. M., and Brooks, E. N. 2013. Can stock–recruitment points determine which spawning potential ratio is the best proxy for maximum sustainable yield reference points? – ICES Journal of Marine Science, 70: 1075–1080. The approach of examining scatter plots of stock–recruitment (S–R) estimates to determine appropriate spawning potential ratio (SPR)-based proxies for FMSY was investigated through simulation. As originally proposed, the approach assumed that points above a replacement line indicate year classes that produced a surplus of spawners, while points below that line failed to achieve replacement. In practice, this has been implemented by determining Fmed, the fishing mortality rate that produces a replacement line with 50% of the points above and 50% below the line. A new variation on this approach suggests FMSY proxies can be determined by examining the distribution of S–R points that are above or below replacement lines associated with specific SPRs. Through both analytical calculations and stochastic results, we demonstrate that this approach is fundamentally flawed and that in some cases the inference is diametrically opposed to the method's intended purpose. We reject this approach as a tool for determining FMSY proxies. We recommend that the current proxy of F40% be maintained as appropriate for a typical groundfish life history.


2017 ◽  
Vol 74 (5) ◽  
pp. 1277-1287 ◽  
Author(s):  
Momoko Ichinokawa ◽  
Hiroshi Okamura ◽  
Hiroyuki Kurota

We present the first quantitative review of the stock status relative to the stock biomass (B) and the exploitation rate (U) that achieved the maximum sustainable yield (MSY) (BMSY and UMSY, respectively) for 37 Japanese stocks contributing 61% of the total marine capture production in Japan. BMSY and UMSY were estimated by assuming three types of stock-recruitment (S-R) relationships and an age-structured population model or by applying a surplus production model. The estimated stock status shows that approximately half of the stocks were overfishing (U/UMSY > 1), and approximately half of the stocks were overfished (B/BMSY < 0.5) during 2011–2013. Over the past 15 years, U decreased and B slightly increased on average. The rate of decrease in the U of the stocks managed by the total allowable catch (TAC) was significantly greater than that of the other stocks, providing evidence of the effectiveness of TAC management in Japan. The above statuses and trends were insensitive to the assumption of the S-R relationship. The characteristics of Japanese stocks composed mainly of resources with relatively high natural mortality, i.e. productivity, suggest that Japanese fisheries have great potential of exhibiting a quick recovery and increasing their yield by adjusting the fishing intensity to an appropriate level.


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