scholarly journals Adaptive Planning and Climate Focused Evaluation in an Era of Evolving Local Governance

2021 ◽  
Author(s):  
William P. Coates

The interconnected relationship between cities and global climate change has led to the creation of a growing number of municipal climate change adaptation plans. Currently, there exist relatively few well known criteria on the best ways to evaluate these documents following their implementation. This study begins with a review of evaluation literature and policy reports drawn from four principle agencies considered to be at the forefront of climate change adaptation planning in Canada. Findings are then used to explore how the Cities of Toronto and New York have successfully incorporated evaluation criteria into their adaptation plans. Lessons are presented for both planning practitioners and local governments concerning the implementation of successful climate-focused evaluation criteria. Overall findings suggest that numerous tools exist for evaluating adaptation plans including important performance-based approaches. Agency commitment and persons assigned to conduct the evaluation as well as integration into an ongoing planning process were also found to be key success factors while evaluation outcomes were found to reflect the resources and expertise available given the present voluntary nature of climate plans.

2021 ◽  
Author(s):  
William P. Coates

The interconnected relationship between cities and global climate change has led to the creation of a growing number of municipal climate change adaptation plans. Currently, there exist relatively few well known criteria on the best ways to evaluate these documents following their implementation. This study begins with a review of evaluation literature and policy reports drawn from four principle agencies considered to be at the forefront of climate change adaptation planning in Canada. Findings are then used to explore how the Cities of Toronto and New York have successfully incorporated evaluation criteria into their adaptation plans. Lessons are presented for both planning practitioners and local governments concerning the implementation of successful climate-focused evaluation criteria. Overall findings suggest that numerous tools exist for evaluating adaptation plans including important performance-based approaches. Agency commitment and persons assigned to conduct the evaluation as well as integration into an ongoing planning process were also found to be key success factors while evaluation outcomes were found to reflect the resources and expertise available given the present voluntary nature of climate plans.


2019 ◽  
Vol 4 (1) ◽  
pp. 86-97 ◽  
Author(s):  
Gian L. Nicolay

Abstract Science should be capable of covering issues as diverse as farming systems, technology, innovation, climate change adaptation, poverty alleviation, extension, policy and practice, as they all relate to sustainable agriculture and development. Some years ago, the call for a new farming systems approach was raised to accommodate the principles of interdisciplinary, systems thinking and participatory research. Society calls for systems performance that provides stability and sustainability (SDGs!), multi-scale and territorial approaches and looks for solutions for critical issues such as employment, migration and inclusion/exclusion at the global level (World Society). We propose here a way in dealing with this complexity by addressing the mentioned problem from the communication and symbolic perspective, i.e. to consider the "object" within agricultural science but mainly observe the dedicated systems of communication. By using the concept of social systems, we can accommodate under it systems as diverse as farms, extension organizations, innovation patterns, (agricultural) sciences, policy and politics, farmer and indigenous knowledge, markets and value chains, but always in the form of communication. As such, we remain within a discipline with the potential to evolve towards a promising sub-discipline of agricultural sciences (or of sociology?). The relatively new farming approach of certified organic in combination with agroecology is relevant for family farms and small-scale entities. It depends much more on societal support for extension, technology development and policy coherence than commercial farms. Organic agriculture, with its standards, technological requirements and consumer preferences is nested in socio-economic and political networks, which makes it challenging for researchers to integrate the various components. This challenge applies particularly to countries with poorly developed institutions, weak organizations and within the context of poverty and rural exodus. We therefore use a unified approach under a single scientific system. This system observes, analyses and reports on communication aspects of involved (observed!) social systems (including networks and interactions) within the society of any given nation, including the realities of globalized markets. We are developing a case study based in Mali, in which we apply this method. The case is describing a planning process involving cotton farmers from the Sikasso region, the cotton industry, public and private extension systems, farmer organizations, local governments, the NARS (IER), FiBL, donors and the national institutions involved in climate change adaptation and food security. Various technological options of production (conventional, organic) and farming systems are available. The reflexive use of science dealing with human behavior may facilitate the pragmatic participation of researchers from various disciplines in addressing the uncertainties and opportunities that lie ahead of us and achieve the required impacts together with the practitioners.


2020 ◽  
Vol 15 (3) ◽  
pp. 454-462
Author(s):  
Tuan M. Ha ◽  
Tuyet Truong ◽  
Huong Hoang ◽  
Bac Ho

This paper aims to identify appropriate approaches and interventions of local governments and extension services through identifying the most potential adaptive measures in agricultural production of local farmers in Thai Nguyen province (Vietnam) and analyses of key drivers, barriers and success factors for climate change adaptation (CCA).The study was conducted during October 2019 – April 2020 in Thai Nguyen and two selected communes with 92 smallholder farmers and relevant stakeholders from the provincial to commune levels using both quantitative and qualitative methods.Results showed a highly vulnerable situation of the local farmers under the context of climate change with 60.9% and 44.6% of the interviewed farmers stating reduced crop/livestock productivity and crop losses, and reduced arable production land and number of crop seasons/year respectively.Ten most potential livelihood models and production practices were identified. For example, animal husbandry (pigs, cattle) combined with biogas digester installation; intercropping between fruit crops and annual crops; use of drought and disease resistant maize varieties; changes of crop patterns and calendars; water saving production techniques, etc. Driver, barriers and success factors for CCA suggestguiding actions for the local government and extension services to plan adequate approaches and interventions for embracing and upscalingthe CCA initiatives towards climate resilient farming communities.The guiding actions include:strengthening capacity of extension staff; providing update market information to farmers for their decisions of crops and livestock; disseminating new and locally appropriate CCA models and practices together with on-field demo-plots and farmer field schools; and building capacity for community organisations, production groups/cooperatives to promote community learning for wider adoption and thus sustainability of their farming systems in response to the changing environment.


2021 ◽  
Vol 4 (1) ◽  
Author(s):  
Sining Cuevas ◽  

Addressing climate change necessitates creating new, or building the capacity of old, institutions. Institutions are vital tools that determine the intensity by which climate change considerations are incorporated into the decision-making process, designs, and plans. This article aims to illustrate that it is necessary to understand the institutional environment where the CCA endeavors will be implemented such that local climate change adaptation (CCA) policies, plans, and programs can be implemented effectively. The paper also intends to demonstrate that, along with the scientific and technological discussions, institutional conversations should be among the initial vital steps in CCA planning, and that the institutional dimension should be the foundation of broader reforms toward an effective CCA implementation. The paper accomplished this by investigating the conditions in the local agriculture and CCA in the Philippines. The paper applied the Institutional Environment Matrix as the main analytical framework. The analysis showed that the existing institutional dynamics in the Philippines have impacted the effectiveness of the introduced CCA policies and efforts. The Local Government Code of the Philippines had counterproductive interplays with other institutional rules; first in agriculture, and afterwards, in CCA. The Code has devolved tasks to the local governments, provided local government units with extensive authority over their jurisdictions, and improved autonomy in local governance. However, it lacks the arrangements that would create (dis)incentives for individual and collective actions (i.e., rewards and penalties, payoffs on actions). Likewise, institutional mechanisms to support the devolution of government services are wanting. Such institutional environment in local governance has curtailed the effectiveness of local agricultural policies and the efficient implementation of new CCA policies. This article advocates that analyzing the institutional environment where the CCA endeavors will be implemented will enable policy makers and CCA planners to understand better and to have deeper perception of the interlinkages between and among institutional arrangements. In the case of the Philippines, if the local agricultural institutional environment was considered in the design and implementation of the CCA policies, institutional support mechanisms that can address the existing issues and concerns in local agriculture may have been incorporated into these policies. Such action may have helped implementers to avoid the same difficulties in operationalizing CCA initiatives. Accordingly, the paper analyzed how CCA is operationalized through an institutional lens, and presented how institutional analysis is important in policy making. It further demonstrated the complexity of institutional linkages and raised the conversation on the institutional dimension of CCA.


2021 ◽  
pp. 129-147
Author(s):  
Cathy Burns ◽  
Stephen Flood ◽  
Barry O’Dwyer

AbstractThis study outlines the adaptation planning journey undertaken by Derry City and Strabane District Council (DCSDC) in Northern Ireland and reflects how the prevailing policy context and level of organisational adaptive capacity create the conditions for mainstreaming climate adaptation into planning and development. This chapter explores the potential of local government in Northern Ireland to integrate local authority policy drivers such as disaster risk reduction (DRR), emergency planning, risk and assurance, and community resilience. The ability to communicate risks and solutions was identified as an important consideration when undertaking adaptation planning, particularly when discussing the adaptation planning process and securing input or support from colleagues. Moreover, a significant amount of engagement was required with local government agencies to increase understanding of the relevance of climate change and DRR. Embedding DRR and climate change adaptation (CCA) within local authority policy and planning can enable a greater understanding of specific risks to local governments and act as a catalyst for further action.


2021 ◽  
Vol 17 (2) ◽  
pp. 186-199
Author(s):  
Dewa Ayu Putu Eva Wishanti ◽  
Joko Purnomo ◽  
Wishnu Mahendra Wiswayana

Climate change adaptation is globally arranged in many agreements. Those regimes realize the importance of small islands and vulnerable community as the entities at prime risk. However, as climate change progresses slowly, developing countries do not put this as a priority compared to other natural calamities like earthquake of volcanic eruption. Ternate authority as a government of sub-national small island is prone to climate hazard, but practically not prepared to defend the island against climate disaster. Despite receiving an award as a climate-resilient city, a wider governance aspect is left incapable to build an early initiative to construct a solid governance mode to manage its vulnerability. Through a set of indicators of policy approach, institutional capability, and social capability, this research finds that local governance and local politics in small island government is not supporting the establishment of an adaptable government, particularly on the context of decentralization. Technical capabilities in Ternate is present as a best practice to respond to volcanic eruption and tsunami, but not to the threat of climate change. Eventually, the case of Ternate highlights the importance to position subnational small islands according to its unique feature as a frontline to climate change adaptation, both in global and national context. Decentralization of governance does not automatically intensify the initiative of Ternate government to adapt with climate change imperatives.


2021 ◽  
Vol 007 (01) ◽  
pp. 46-55
Author(s):  
Asti Amelia Novita

This paper examines environmental governance in climate change adaptation efforts in Indonesia. Climate Change has been a common concern, especially since the signing of 194 countries in the Paris Agreement. Climate change adaptation is one of the points in the Paris Agreement as an effort to implement commitments to tackle global climate change. Climate change adaptation is one of the responses made by humans in facing climate change in addition to mitigation. Adaptation is carried out to reduce vulnerability to the effects of climate change. The Indonesian government has made various climate change adaptation efforts, including preparing national policy documents such as INDC, RAN-API, and related regulations to address the impacts of climate change. However, the research results show that strengthening climate change adaptation efforts needs to be balanced with commitment from sharing parties, strengthening the role of the private sector, and proper budget planning. Committees here are associated with the alignment of central and regional policies and the compliance of local governments in implementing climate change adaptation policies. The private sector's role emphasized the contribution of activities and finance to climate change adaptation efforts through corporate social responsibility programs.


Author(s):  
Leonardo Zea-Reyes ◽  
Veronica Olivotto ◽  
Sylvia I. Bergh

AbstractCities around the world are confronted with the need to put in place climate adaptation policies to protect citizens and properties from climate change impacts. This article applies components of the framework developed by Moser and Ekström (2010) onto empirical qualitative data to diagnose institutional barriers to climate change adaptation in the Municipality of Beirut, Lebanon. Our approach reveals the presence of two vicious cycles influencing each other. In the first cycle, the root cause barrier is major political interference generating competing priorities and poor individual interest in climate change. A second vicious cycle is derived from feedbacks caused by the first and leading to the absence of a dedicated department where sector specific climate risk information is gathered and shared with other departments, limited knowledge and scientific understanding, as well as a distorted framing or vision, where climate change is considered unrelated to other issues and is to be dealt with at higher levels of government. The article also highlights the need to analyze interlinkages between barriers in order to suggest how to overcome them. The most common way to overcome barriers according to interviewees is through national and international support followed by the creation of a data bank. These opportunities could be explored by national and international policy-makers to break the deadlock in Beirut.


Author(s):  
Salley Alhassan ◽  
Wade Hadwen

Climate change threatens water, sanitation and hygiene (WaSH) facilities and services, as these are intimately linked to the water cycle and are vulnerable to changes in the quantity and quality of available water resources. Floods and droughts, which pollute and reduce water delivery respectively, have now become a perennial issue to deal with in the northern regions of the country, including the Bolgatanga Municipality. This study aimed to assess the degree to which climate change adaptation measures are mainstreamed into the WaSH development planning process in Ghana. Stakeholders from government and non-government agencies were interviewed to gain perspectives on the threat of climate change, the inclusion of climate change in WaSH planning and the barriers preventing mainstreaming. In general, despite awareness and concern about climate change, adaptation measures have been regarded to be far away from the immediate concerns of WaSH development planning. Most of the current measures are reactive and respond to environmental issues rather than to climate change stressors. In essence, stakeholders expressed the view that the adaptive capacity of the Municipality was low and that mainstreaming has not yet occurred. Despite the lack of progress, there are great opportunities for mainstreaming climate change adaptation into planning through increasing awareness and capacity, legislative and institutional changes and the development of participatory systems to provide early warning systems and disaster risk analyses that will inform future planning.


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