Instrument constituency and policy transfer: how a collective actor mediates the transnational movement of policy instruments

Author(s):  
Michael Howlett ◽  
Kidjie Saguin
Author(s):  
Zvezda Vankova

AbstractThis book demonstrated that the EU’s circular migration concept has entered the migration policy agendas of Bulgaria and Poland as part of the policy transfer driven by the process of Europeanisation. Furthermore, it became clear that the concept of circular migration, as it has been promoted by the EU, serves as an empty shell that is shaped by different EU and national instruments, depending on local contexts and labour market needs. This chapter aims to answer the main research question of this study, namely: how the EU’s approach to circular migration has been implemented through the developed legal and policy instruments, and does it provide for rights-based circularity for migrant workers in the Central and Eastern European context. The chapter concludes with policy recommendations to this end.


2018 ◽  
Vol 52 (2) ◽  
pp. 264-284 ◽  
Author(s):  
Michael Howlett ◽  
M Ramesh ◽  
Kidjie Saguin

Abstract The purpose of this study is to understand the role of international and domestic actors, ideas and processes in the diffusion of public policies. It argues that existing studies on the subject do not provide an adequate explanation of the mechanisms through which diffusion takes place, nor do they sufficiently address the roles of actors affecting the policy transfer process. We address these shortcomings by studying the diffusion of conditional cash transfer (CCT) programs from Brazil and Mexico to the Philippines over the past decade. We use the concept of an ‘instrument constituency’ to delineate and trace the various actors and channels involved in the diffusion of CCTs. The case study shows that these groups of actors dedicated to the articulation, adoption and expansion of particular policy instruments are central players in transnational diffusion of policies and offer a robust explanation of the phenomenon.


2014 ◽  
Vol 16 (1) ◽  
pp. 1-18 ◽  
Author(s):  
Florian Trauner ◽  
Sarah Wolff

Abstract This article develops a research framework for the analysis of the politics of migration policy instruments. Policy instruments are seen as living instruments; they evolve and develop similar to moving targets. A scholar interested in this field of research may focus either on the establishment of a given instrument or on its use. The question of an instrument’s design relates to the policy transfer literature focusing on how certain policies move from one setting to another. In the context of a policy transfer, actors from the other – ‘receiving’ – institutional setting negotiate and, potentially, contest or reinterpret a policy instrument. The evolution of policy instruments once adopted in a specific institutional context is a second area of interest. The original goals can be diluted throughout the implementation process notably due to tensions between intergovernmental and supranational actors, or sticky institutionalization, which is characterized by path-dependencies. Often the choice of new instruments derives from an inefficiency or loss of credibility of past instruments. This editorial therefore seeks to make a twofold contribution: first it investigates the added-value of a policy instrument approach to the study of migration; second it furthers research on the external dimension of EU migration policy.


2021 ◽  
pp. 93-113
Author(s):  
Leonore Haelg ◽  
Tobias S. Schmidt ◽  
Sebastian Sewerin

AbstractIn light of climate change mitigation and the transformation of the energy sector, many jurisdictions have adopted deployment policies for renewable energy (RE) technologies. Several RE deployment policy instruments have diffused from frontrunner countries to other jurisdictions. Switzerland implemented its first comprehensive RE support policy with the adoption of a cost-covering and technology-specific feed-in tariff in 2009, following Germany’s example. Yet, policy designs look very different in the two countries and, importantly, also result in different policy outcomes. In this chapter, we examine the reasons for these policy design differences. We unpack the design of the Swiss feed-in tariff and analyze which of the policy’s elements were directly adopted from Germany and which were accommodated to the Swiss context and why. In particular, we compare the specific instrument designs for two renewable power generation technologies, solar photovoltaics (PV) and biomass, and study the role of technology-related actors in shaping these policy designs. We draw from the policy diffusion and policy transfer literatures and offer important extensions to the literature by showing that, instead of entire policies, it is possible that only certain design elements of a policy diffuse from one jurisdiction to another. Additionally, we find that the composition of the existing technology-related actor bases in the donor and recipient countries is important in determining whether the accommodation of the design elements to the domestic context occurs.


2015 ◽  
Vol 3 (2) ◽  
pp. 34-50 ◽  
Author(s):  
Karoline Steinbacher

Given the tremendous energy challenges Morocco faces, and its potential role as an exporter of green electricity to Europe, the country has been particularly targeted by Germany’s efforts to promote the uptake of renewable energies abroad. This paper explores whether ideas and policies in the field of renewable energy effectively traveled through transfer channels established between Germany and Morocco. In particular, the question of how Morocco’s policy objectives shaped the result of transfer processes is discussed, shedding light on a currently under-researched determinant for policy transfer. Drawing upon forty-five semi-structured interviews with Moroccan, German, and international stakeholders, as well as card-ranking exercises, the article provides first-hand insights into the dynamics and drivers of Morocco’s “energy transition”. Findings presented in the article show that differing policy objectives did not preclude the transfer of ideas between Germany and Morocco, but shaped its outcome with regard to policy instrument selection. While basic policy orientations in favour of renewable energies were facilitated by transferred knowledge, a perceived incompatibility between domestic policy objectives and the policy instruments used in the foreign model led to selective lesson-drawing from the German example. This finding underlines the importance for “senders” who wish to actively promote sustainable energy policies abroad to adapt outreach strategies to the policy objectives of potential followers.


2001 ◽  
Vol 34 (1) ◽  
pp. 3-28 ◽  
Author(s):  
Frédéric Varone

This study tests explanations of the choice of policy instruments. The comparative analysis of the Canadian and United States energy policies for the period 1973-1996 concludes that the choice of a policy instrument is a function of (1) whether the degree of constraint involved is consistent with the ideological predisposition of the party in power, (2) whether the agency needed to implement the instrument already exists, thus reducing costs, (3) whether a policy transfer from other jurisdictions is possible or whether policy harmonization is required, and (4) whether the target groups affected by the use of the instrument are likely to oppose its use.


2012 ◽  
pp. 32-47
Author(s):  
S. Andryushin ◽  
V. Kuznetsova

The paper analyzes central banks macroprudencial policy and its instruments. The issues of their classification, option, design and adjustment are connected with financial stability of overall financial system and its specific institutions. The macroprudencial instruments effectiveness is evaluated from the two points: how they mitigate temporal and intersectoral systemic risk development (market, credit, and operational). The future macroprudentional policy studies directions are noted to identify the instruments, which can be used to limit the financial systemdevelopment procyclicality, mitigate the credit and financial cycles volatility.


2020 ◽  
pp. 5-27
Author(s):  
S. M. Drobyshevsky ◽  
N. S. Kostrykina ◽  
A. V. Korytin

The problem of efficiency of regional tax expenditures is an actual issue of the fiscal policy and fiscal federalism in Russia. A large fiscal autonomy allows federal subjects to realize a more active tax policy to attract new investments. One cannot claim current fiscal powers of the Russian regions to be wide. However, not all the regions use even existing tax policy instruments. Moreover, out of the regions that use them only few provide incentives to stimulate investment decisions. Others use regional tax measures to support businesses that already have strong positions in the region. And it is an open question whether such tax incentives are efficient. On the other hand, an aggressive tax competition for investors can also be wasteful for regional budgets. In this paper, we calculate indicators that characterize the depth and scope of tax exemptions provided at the regional level. The calculations are based on the open tax statistics. Through the analysis of the tax legislation as well as the economic structure of selected regions, we reveal the inducements of their higher activity: federal regional tax policy, tax competition or benefits for budget-forming companies of the region.


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