Examination of Dielectric Models in AMSR2 Soil Moisture Estimation Algorithm for Japanese and Cambodian Soils

Author(s):  
Kumiko Tsujimoto ◽  
Tetsu Ohta

<p>The Advanced Microwave Scanning Radiometer 2 (AMSR2) onboard the Global Change Observation Mission – Water (GCOM-W) satellite provides global surface soil moisture as well as other water-related variables over the earth. With its brightness temperature observations at 10 and 36 GHz, the global soil moisture product is operationally created by the Japan Aerospace Exploration Agency (JAXA) based on the Koike’s algorithm (Koike et al., 2004) using the Polar Index (PI) and the Index of Soil Wetness (ISW). A land data assimilation system, LDAS-UT, has been also developed by Yang et al. (2007) to retrieve the optimized soil moisture estimates using both the brightness temperature observation and a land surface model.</p><p>In this study, we applied the distributed hydrological model, WEB-DHM (Wang et al., 2009), which incorporates the same land surface model with LDAS-UT, to a river basin in Cambodia and then calculated the brightness temperature at 6.9GHz from the simulated soil moisture distribution, using the same forward model as LDAS-UT. The temporal and spatial distribution of soil moisture was calibrated and validated against in-situ observation through river discharge using WEB-DHM, and the calculated brightness temperature was compared with the AMSR2 observation at 6.9 GHz. In addition to the dielectric mixing model by Dobson (Dobson et al., 1985) which is originally used in the LDAS-UT as well as in the JAXA's soil moisture retrieval algorithm, the performance of the Mironov model (Mironov et al., 2004) was examined as an alternative for the dielectric mixing model in the forward calculation and the calculated results from the two models were compared.</p><p>Along with the hydrological simulation, field measurements and laboratory experiments were conducted in Cambodia and Japan to evaluate the dielectric behavior of wet soils with different soil water content at a point scale. A ground microwave radiometer was temporally installed over a paddy field in Japan to measure the brightness temperature at 6.9GHz directly from the near surface. Soil samples were also taken from this field as well as several other locations in Japan and Cambodia to measure the permittivity with different soil moisture content with a network analyzer in the laboratory, in order to examine the dielectric behavior of wet soils for different soil textures. The measured results were then compared with the Dobson and Mironov models to evaluate their performance for Asian soils.</p>

2016 ◽  
Vol 20 (12) ◽  
pp. 4895-4911 ◽  
Author(s):  
Gabriëlle J. M. De Lannoy ◽  
Rolf H. Reichle

Abstract. Three different data products from the Soil Moisture Ocean Salinity (SMOS) mission are assimilated separately into the Goddard Earth Observing System Model, version 5 (GEOS-5) to improve estimates of surface and root-zone soil moisture. The first product consists of multi-angle, dual-polarization brightness temperature (Tb) observations at the bottom of the atmosphere extracted from Level 1 data. The second product is a derived SMOS Tb product that mimics the data at a 40° incidence angle from the Soil Moisture Active Passive (SMAP) mission. The third product is the operational SMOS Level 2 surface soil moisture (SM) retrieval product. The assimilation system uses a spatially distributed ensemble Kalman filter (EnKF) with seasonally varying climatological bias mitigation for Tb assimilation, whereas a time-invariant cumulative density function matching is used for SM retrieval assimilation. All assimilation experiments improve the soil moisture estimates compared to model-only simulations in terms of unbiased root-mean-square differences and anomaly correlations during the period from 1 July 2010 to 1 May 2015 and for 187 sites across the US. Especially in areas where the satellite data are most sensitive to surface soil moisture, large skill improvements (e.g., an increase in the anomaly correlation by 0.1) are found in the surface soil moisture. The domain-average surface and root-zone skill metrics are similar among the various assimilation experiments, but large differences in skill are found locally. The observation-minus-forecast residuals and analysis increments reveal large differences in how the observations add value in the Tb and SM retrieval assimilation systems. The distinct patterns of these diagnostics in the two systems reflect observation and model errors patterns that are not well captured in the assigned EnKF error parameters. Consequently, a localized optimization of the EnKF error parameters is needed to further improve Tb or SM retrieval assimilation.


2010 ◽  
Vol 2 (2) ◽  
Author(s):  
Diandong Ren

AbstractBased on a 2-layer land surface model, a rather general variational data assimilation framework for estimating model state variables is developed. The method minimizes the error of surface soil temperature predictions subject to constraints imposed by the prediction model. Retrieval experiments for soil prognostic variables are performed and the results verified against model simulated data as well as real observations for the Oklahoma Atmospheric Surface layer Instrumentation System (OASIS). The optimization scheme is robust with respect to a wide range of initial guess errors in surface soil temperature (as large as 30 K) and deep soil moisture (within the range between wilting point and saturation). When assimilating OASIS data, the scheme can reduce the initial guess error by more than 90%, while for Observing Simulation System Experiments (OSSEs), the initial guess error is usually reduced by over four orders of magnitude.Using synthetic data, the robustness of the retrieval scheme as related to information content of the data and the physical meaning of the adjoint variables and their use in sensitivity studies are investigated. Through sensitivity analysis, it is confirmed that the vegetation coverage and growth condition determine whether or not the optimally estimated initial soil moisture condition leads to an optimal estimation of the surface fluxes. This reconciles two recent studies.With the real data experiments, it is shown that observations during the daytime period are the most effective for the retrieval. Longer assimilation windows result in more accurate initial condition retrieval, underlining the importance of information quantity, especially for schemes assimilating noisy observations.


2006 ◽  
Vol 7 (3) ◽  
pp. 421-432 ◽  
Author(s):  
Wade T. Crow ◽  
Emiel Van Loon

Abstract Data assimilation approaches require some type of state forecast error covariance information in order to optimally merge model predictions with observations. The ensemble Kalman filter (EnKF) dynamically derives such information through a Monte Carlo approach and the introduction of random noise in model states, fluxes, and/or forcing data. However, in land data assimilation, relatively little guidance exists concerning strategies for selecting the appropriate magnitude and/or type of introduced model noise. In addition, little is known about the sensitivity of filter prediction accuracy to (potentially) inappropriate assumptions concerning the source and magnitude of modeling error. Using a series of synthetic identical twin experiments, this analysis explores the consequences of making incorrect assumptions concerning the source and magnitude of model error on the efficiency of assimilating surface soil moisture observations to constrain deeper root-zone soil moisture predictions made by a land surface model. Results suggest that inappropriate model error assumptions can lead to circumstances in which the assimilation of surface soil moisture observations actually degrades the performance of a land surface model (relative to open-loop assimilations that lack a data assimilation component). Prospects for diagnosing such circumstances and adaptively correcting the culpable model error assumptions using filter innovations are discussed. The dual assimilation of both runoff (from streamflow) and surface soil moisture observations appears to offer a more robust assimilation framework where incorrect model error assumptions are more readily diagnosed via filter innovations.


2017 ◽  
Vol 21 (4) ◽  
pp. 2015-2033 ◽  
Author(s):  
David Fairbairn ◽  
Alina Lavinia Barbu ◽  
Adrien Napoly ◽  
Clément Albergel ◽  
Jean-François Mahfouf ◽  
...  

Abstract. This study evaluates the impact of assimilating surface soil moisture (SSM) and leaf area index (LAI) observations into a land surface model using the SAFRAN–ISBA–MODCOU (SIM) hydrological suite. SIM consists of three stages: (1) an atmospheric reanalysis (SAFRAN) over France, which forces (2) the three-layer ISBA land surface model, which then provides drainage and runoff inputs to (3) the MODCOU hydro-geological model. The drainage and runoff outputs from ISBA are validated by comparing the simulated river discharge from MODCOU with over 500 river-gauge observations over France and with a subset of stations with low-anthropogenic influence, over several years. This study makes use of the A-gs version of ISBA that allows for physiological processes. The atmospheric forcing for the ISBA-A-gs model underestimates direct shortwave and long-wave radiation by approximately 5 % averaged over France. The ISBA-A-gs model also substantially underestimates the grassland LAI compared with satellite retrievals during winter dormancy. These differences result in an underestimation (overestimation) of evapotranspiration (drainage and runoff). The excess runoff flowing into the rivers and aquifers contributes to an overestimation of the SIM river discharge. Two experiments attempted to resolve these problems: (i) a correction of the minimum LAI model parameter for grasslands and (ii) a bias-correction of the model radiative forcing. Two data assimilation experiments were also performed, which are designed to correct random errors in the initial conditions: (iii) the assimilation of LAI observations and (iv) the assimilation of SSM and LAI observations. The data assimilation for (iii) and (iv) was done with a simplified extended Kalman filter (SEKF), which uses finite differences in the observation operator Jacobians to relate the observations to the model variables. Experiments (i) and (ii) improved the median SIM Nash scores by about 9 % and 18 % respectively. Experiment (iii) reduced the LAI phase errors in ISBA-A-gs but had little impact on the discharge Nash efficiency of SIM. In contrast, experiment (iv) resulted in spurious increases in drainage and runoff, which degraded the median discharge Nash efficiency by about 7 %. The poor performance of the SEKF originates from the observation operator Jacobians. These Jacobians are dampened when the soil is saturated and when the vegetation is dormant, which leads to positive biases in drainage and/or runoff and to insufficient corrections during winter, respectively. Possible ways to improve the model are discussed, including a new multi-layer diffusion model and a more realistic response of photosynthesis to temperature in mountainous regions. The data assimilation should be advanced by accounting for model and forcing uncertainties.


Author(s):  
Rolf H. Reichle ◽  
Qing Liu ◽  
Joseph V. Ardizzone ◽  
Wade T. Crow ◽  
Gabrielle J. M. De Lannoy ◽  
...  

AbstractSoil Moisture Active Passive (SMAP) mission L-band brightness temperature (Tb) observations are routinely assimilated into the Catchment land surface model to generate Level-4 Soil Moisture (L4_SM) estimates of global surface and root-zone soil moisture at 9-km, 3-hourly resolution with ~2.5-day latency. The Catchment model in the L4_SM algorithm is driven with ¼-degree, hourly surface meteorological forcing data from the Goddard Earth Observing System (GEOS). Outside of Africa and the high latitudes, GEOS precipitation is corrected using Climate Prediction Center Unified (CPCU) gauge-based, ½-degree, daily precipitation. L4_SM soil moisture was previously shown to improve over land model-only estimates that use CPCU precipitation but no Tb assimilation (CPCU_SIM). Here, we additionally examine the skill of model-only (CTRL) and Tb assimilation-only (SMAP_DA) estimates derived without CPCU precipitation. Soil moisture is assessed versus in situ measurements in well-instrumented regions and globally through the Instrumental Variable (IV) method using independent soil moisture retrievals from the Advanced Scatterometer. At the in situ locations, SMAP_DA and CPCU_SIM have comparable soil moisture skill improvements relative to CTRL for the unbiased root-mean-square error (surface and root-zone) and correlation metrics (root-zone only). In the global average, SMAP Tb assimilation increases the surface soil moisture anomaly correlation by 0.10-0.11 compared to an increase of 0.02-0.03 from the CPCU-based precipitation corrections. The contrast is particularly strong in central Australia, where CPCU is known to have errors and observation-minus-forecast Tb residuals are larger when CPCU precipitation is used. Validation versus streamflow measurements in the contiguous U.S. reveals that CPCU precipitation provides most of the skill gained in L4_SM runoff estimates over CTRL.


2018 ◽  
Vol 19 (1) ◽  
pp. 183-200 ◽  
Author(s):  
Y. Malbéteau ◽  
O. Merlin ◽  
G. Balsamo ◽  
S. Er-Raki ◽  
S. Khabba ◽  
...  

Abstract High spatial and temporal resolution surface soil moisture is required for most hydrological and agricultural applications. The recently developed Disaggregation based on Physical and Theoretical Scale Change (DisPATCh) algorithm provides 1-km-resolution surface soil moisture by downscaling the 40-km Soil Moisture Ocean Salinity (SMOS) soil moisture using Moderate Resolution Imaging Spectroradiometer (MODIS) data. However, the temporal resolution of DisPATCh data is constrained by the temporal resolution of SMOS (a global coverage every 3 days) and further limited by gaps in MODIS images due to cloud cover. This paper proposes an approach to overcome these limitations based on the assimilation of the 1-km-resolution DisPATCh data into a simple dynamic soil model forced by (inaccurate) precipitation data. The performance of the approach was assessed using ground measurements of surface soil moisture in the Yanco area in Australia and the Tensift-Haouz region in Morocco during 2014. It was found that the analyzed daily 1-km-resolution surface soil moisture compared slightly better to in situ data for all sites than the original disaggregated soil moisture products. Over the entire year, assimilation increased the correlation coefficient between estimated soil moisture and ground measurements from 0.53 to 0.70, whereas the mean unbiased RMSE (ubRMSE) slightly decreased from 0.07 to 0.06 m3 m−3 compared to the open-loop force–restore model. The proposed assimilation scheme has significant potential for large-scale applications over semiarid areas, since the method is based on data available at the global scale together with a parsimonious land surface model.


2013 ◽  
Vol 10 (8) ◽  
pp. 11241-11291 ◽  
Author(s):  
I. Gouttevin ◽  
A. Bartsch ◽  
G. Krinner ◽  
V. Naeimi

Abstract. In this study, the combined surface status and surface soil moisture products retrieved by the ASCAT sensor within the ESA-DUE Permafrost project are compared to the hydrological outputs of the land surface model ORCHIDEE over Northern Eurasia. The objective is to derive broad conclusions as to the strengths and weaknesses of hydrological modelling and, to a minor extent, remote sensing of soil moisture over an area where data is rare and hydrological modelling is though crucial for climate and ecological applications. The spatial and temporal resolutions of the ASCAT products make them suitable for comparison with model outputs. Modelled and remotely-sensed surface frozen and unfrozen statuses agree reasonably well, which allows for a seasonal comparison between modelled and observed (liquid) surface soil moisture. The atmospheric forcing and the snow scheme of the land surface model are identified as causes of moderate model-to-data divergence in terms of surface status. For unfrozen soils, the modelled and remotely-sensed surface soil moisture signals are positively correlated over most of the study area. The correlation deteriorates in the North-Eastern Siberian regions, which is consistent with the lack of accurate model parameters and the scarcity of meteorological data. The model shows a reduced ability to capture the main seasonal dynamics and spatial patterns of observed surface soil moisture in Northern Eurasia, namely a characteristic spring surface moistening resulting from snow melt and flooding. We hypothesize that these weak performances mainly originate from the non-representation of flooding and surface ponding in the model. Further identified limitations proceed from the coarse treatment of the hydrological specificities of mountainous areas and spatial inaccuracies in the meteorological forcing in remote, North-Eastern Siberian areas. Investigations are currently underway to determine to which extent plausible inaccuracies in the satellite data could also contribute to the diagnosed model-to-data discrepancies.


2019 ◽  
Author(s):  
Renaud Hostache ◽  
Dominik Rains ◽  
Kaniska Mallick ◽  
Marco Chini ◽  
Ramona Pelich ◽  
...  

Abstract. The main objective of this study is to investigate how brightness temperature observations from satellite microwave sensors may help in reducing errors and uncertainties in soil moisture simulations with a large-scale conceptual hydro-meteorological model. In particular, we use as forcings the ERA-Interim public dataset and we couple the CMEM radiative transfer model with a hydro-meteorological model enabling therefore soil moisture and SMOS-like brightness temperature simulations. The hydro-meteorological model is configured using recent developments of the SUPERFLEX framework, which enables tailoring the model structure to the specific needs of the application as well as to data availability and computational requirements. In this case, the model spatial resolution is adapted to the spatial grid of the satellite data, and the soil stratification is tailored to the satellite datasets to be assimilated and the forcing data. The hydrological model is first calibrated using a sample of SMOS brightness temperature observations (period 2010–2011). Next, SMOS-derived brightness temperature observations are sequentially assimilated into the coupled SUPERFLEX-CMEM model (period 2010–2015). For this experiment, a Local Ensemble Transform Kalman Filter is used and the meteorological forcings (ERA interim-based rainfall, air and soil temperature) are perturbed to generate a background ensemble. Each time a SMOS observation is available, the SUPERFLEX state variables related to the water content in the various soil layers are updated and the model simulations are resumed until the next SMOS observation becomes available. Our empirical results show that the SUPERFLEX-CMEM modelling chain is capable of predicting soil moisture at a performance level similar to that obtained for the same study area and with a quasi-identical experimental set up using the CLM land surface model. This shows that a simple model, when carefully calibrated, can yield performance level similar to that of a much more complex model. The correlation between simulated and in situ observed soil moisture ranges from 0.62 to 0.72. The assimilation of SMOS brightness temperature observation into the SUPERFLEX-CMEM modelling chain improves the correlation between predicted and in situ observed soil moisture by 0.03 on average showing improvements similar to those obtained using the CLM land surface model.


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