scholarly journals Hybridizing Bayesian and variational data assimilation for robust high-resolution hydrologic forecasting

2017 ◽  
Author(s):  
Felipe Hernández ◽  
Xu Liang

Abstract. The success of real-time estimation and forecasting applications based on geophysical models has been possible thanks to the two main frameworks for the determination of the models’ initial conditions: Bayesian data assimilation and variational data assimilation. However, while there have been efforts to unify these two paradigms, existing attempts struggle to fully leverage the advantages of both in order to face the challenges posed by modern high-resolution models – mainly related to model indeterminacy and steep computational requirements. In this article we introduce a hybrid algorithm called OPTIMISTS (Optimized PareTo Inverse Modeling through Integrated STochastic Search) which is targeted at non-linear high-resolution problems and that brings together ideas from particle filters, 4-dimensional variational methods, evolutionary Pareto optimization, and kernel density estimation in a unique way. Streamflow forecasting experiments were conducted to test which specific parameterizations of OPTIMISTS led to higher predictive accuracy. The experiments analysed two watersheds, one with a low resolution using the VIC (Variable Infiltration Capacity) model and one with a high-resolution using the DHSVM (Distributed Hydrology Soil Vegetation Model). By selecting kernel-based non-parametric sampling, non-sequential evaluation of candidate particles, and through the multi-objective minimization of departures from the streamflow observations and from the background states, OPTIMISTS was shown to outperform a particle filter and a 4D variational method. Moreover, the experiments demonstrated that OPTIMISTS scales well in high-resolution cases without imposing a significant computational overhead and that it was successful in mitigating the harmful effects of overfitting. With these combined advantages, the algorithm shows the potential to increase the accuracy and efficiency of operational prediction systems for the improved management of natural resources.

2018 ◽  
Vol 22 (11) ◽  
pp. 5759-5779 ◽  
Author(s):  
Felipe Hernández ◽  
Xu Liang

Abstract. The success of real-time estimation and forecasting applications based on geophysical models has been possible thanks to the two main existing frameworks for the determination of the models' initial conditions: Bayesian data assimilation and variational data assimilation. However, while there have been efforts to unify these two paradigms, existing attempts struggle to fully leverage the advantages of both in order to face the challenges posed by modern high-resolution models – mainly related to model indeterminacy and steep computational requirements. In this article we introduce a hybrid algorithm called OPTIMISTS (Optimized PareTo Inverse Modeling through Integrated STochastic Search) which is targeted at non-linear high-resolution problems and that brings together ideas from particle filters (PFs), four-dimensional variational methods (4D-Var), evolutionary Pareto optimization, and kernel density estimation in a unique way. Streamflow forecasting experiments were conducted to test which specific configurations of OPTIMISTS led to higher predictive accuracy. The experiments were conducted on two watersheds: the Blue River (low resolution) using the VIC (Variable Infiltration Capacity) model and the Indiantown Run (high resolution) using the DHSVM (Distributed Hydrology Soil Vegetation Model). By selecting kernel-based non-parametric sampling, non-sequential evaluation of candidate particles, and through the multi-objective minimization of departures from the streamflow observations and from the background states, OPTIMISTS was shown to efficiently produce probabilistic forecasts with comparable accuracy to that obtained from using a particle filter. Moreover, the experiments demonstrated that OPTIMISTS scales well in high-resolution cases without imposing a significant computational overhead. With the combined advantages of allowing for fast, non-Gaussian, non-linear, high-resolution prediction, the algorithm shows the potential to increase the efficiency of operational prediction systems.


2001 ◽  
Vol 8 (6) ◽  
pp. 347-355 ◽  
Author(s):  
G. Hello ◽  
F. Bouttier

Abstract. One approach recently proposed in order to improve the forecast of weather events, such as cyclogenesis, is to increase the number of observations in areas depending on the flow configuration. These areas are obtained using, for example, the sensitivity to initial conditions of a selected predicted cyclone. An alternative or complementary way is proposed here. The idea is to employ such an adjoint sensitivity field as a local structure function within variational data assimilation, 3D-Var in this instance. Away from the sensitive area, observation increments project on the initial fields with the usual climatological (or weakly flow-dependent, in the case of 4D-Var) structure functions. Within the sensitive area, the gradient fields are projected using all the available data in the zone, conventional or extra, if any. The formulation of the technique is given and the approach is further explained by using a simple 1D scheme. The technique is implemented in the ARPEGE/IFS code and applied to 11 FASTEX (Fronts and Atlantic Storm-Track Experiment) cyclone cases, together with the targeted observations performed at the time of the campaign. The new approach is shown to allow for the desired stronger impact of the available observations and to systematically improve the forecasts of the FASTEX cyclones, unlike the standard 3D-Var.


2014 ◽  
Vol 142 (10) ◽  
pp. 3586-3613 ◽  
Author(s):  
A. Routray ◽  
S. C. Kar ◽  
P. Mali ◽  
K. Sowjanya

Abstract In a variational data assimilation system, background error statistics (BES) spread the influence of the observations in space and filter analysis increments through dynamic balance or statistical relationships. In a data-sparse region such as the Bay of Bengal, BES play an important role in defining the location and structure of monsoon depressions (MDs). In this study, the Indian-region-specific BES have been computed for the Weather Research and Forecasting (WRF) three-dimensional variational data assimilation system. A comparative study using single observation tests is carried out using the computed BES and global BES within the WRF system. Both sets of BES are used in the assimilation cycles and forecast runs for simulating the meteorological features associated with the MDs. Numerical experiments have been conducted to assess the relative impact of various BES in the analysis and simulations of the MDs. The results show that use of regional BES in the assimilation cycle has a positive impact on the prediction of the location, propagation, and development of rainbands associated with the MDs. The track errors of MDs are smaller when domain-specific BES are used in the assimilation cycle. Additional experiments have been conducted using data from the Interim European Centre for Medium-Range Weather Forecasts Re-Analysis (ERA-Interim) as initial and boundary conditions (IBCs) in the assimilation cycle. The results indicate that the use of domain-dependent BES and high-resolution ERA-I data as IBCs further improved the initial conditions for the model leading to better forecasts of the MDs.


2005 ◽  
Vol 133 (4) ◽  
pp. 829-843 ◽  
Author(s):  
Milija Zupanski ◽  
Dusanka Zupanski ◽  
Tomislava Vukicevic ◽  
Kenneth Eis ◽  
Thomas Vonder Haar

A new four-dimensional variational data assimilation (4DVAR) system is developed at the Cooperative Institute for Research in the Atmosphere (CIRA)/Colorado State University (CSU). The system is also called the Regional Atmospheric Modeling Data Assimilation System (RAMDAS). In its present form, the 4DVAR system is employing the CSU/Regional Atmospheric Modeling System (RAMS) nonhydrostatic primitive equation model. The Weather Research and Forecasting (WRF) observation operator is used to access the observations, adopted from the WRF three-dimensional variational data assimilation (3DVAR) algorithm. In addition to the initial conditions adjustment, the RAMDAS includes the adjustment of model error (bias) and lateral boundary conditions through an augmented control variable definition. Also, the control variable is defined in terms of the velocity potential and streamfunction instead of the horizontal winds. The RAMDAS is developed after the National Centers for Environmental Prediction (NCEP) Eta 4DVAR system, however with added improvements addressing its use in a research environment. Preliminary results with RAMDAS are presented, focusing on the minimization performance and the impact of vertical correlations in error covariance modeling. A three-dimensional formulation of the background error correlation is introduced and evaluated. The Hessian preconditioning is revisited, and an alternate algebraic formulation is presented. The results indicate a robust minimization performance.


2011 ◽  
Vol 46 (1) ◽  
pp. 137-141 ◽  
Author(s):  
G.M. Baxter ◽  
S.L. Dance ◽  
A.S. Lawless ◽  
N.K. Nichols

2016 ◽  
Author(s):  
Colette Kerry ◽  
Brian Powell ◽  
Moninya Roughan ◽  
Peter Oke

Abstract. As with other western boundary currents globally, the East Australian Current (EAC) is inherently dynamic making it a challenge to model and predict. For the EAC region, we combine a high-resolution state-of-the-art numerical ocean model with a variety of traditional and newly available observations using an advanced variational data assimilation scheme. The numerical model is configured using the Regional Ocean Modelling System (ROMS 3.4) and takes boundary forcing from the BlueLink ReANalysis (BRAN3). For the data assimilation we use an Incremental Strong-Constraint 4-Dimensional Variational (IS4D-Var) scheme. This paper describes the data assimilative model configuration that achieves an optimised minimisation of the difference between the modelled solution and the observations to give a dynamically-consistent `best-estimate' of the ocean state over a 2-year period. The reanalysis is shown to represent both assimilated and non-assimilated observations well. It achieves mean spatially-averaged RMS residuals with the observations of 7 cm for SSH and 0.4 °C for SST over the assimilation period. The time-mean RMS residual for subsurface temperature measured by Argo floats is a maximum of 1 °C between water depths of 100–300 m and smaller throughout the rest of the water column. Velocities at several offshore and continental shelf moorings are well represented in the reanalysis with complex correlations between 0.8–1 for all observations in the upper 500 m. Surface radial velocities from a high-frequency radar array are assimilated and the reanalysis provides surface velocity estimates with complex correlations with observed velocities of 0.8–1 across the radar footprint. Comparison with independent (non-assimilated) shipboard CTD cast observations shows a marked improvement in the representation of the subsurface ocean in the reanalysis, with the RMS residual in potential density reduced to about half of the residual with the free-running model in the upper eddy-influenced part of the water column. This shows that information is successfully propagated from observed variables to unobserved regions as the assimilation system uses the model dynamics to determine covariance, such that the ocean state better fits and is in balance with the observations. This is the first study to generate a reanalysis of the region at such a high resolution, making use of an unprecedented observational data set and using an assimilation method that uses the time-evolving model physics to adjust the model in a dynamically consistent way. As such, the reanalysis potentially represents a marked improvement in our ability to capture important circulation dynamics in the EAC. The reanalysis is being used to study EAC dynamics, observation impact in state-estimation and as forcing for a variety of downscaling studies.


2016 ◽  
Author(s):  
Felipe Hernández ◽  
Xu Liang

Abstract. There are two main frameworks for the estimation of initial states in geophysical models for real-time and forecasting applications: sequential data assimilation and variational data assimilation. However, modern high-resolution models offer challenges, both in terms of indeterminacy and computational requirements, which render most traditional methods insufficient. In this article we introduce a hybrid algorithm called OPTIMISTS which combines advantageous features from both of these data assimilation perspectives. These features are integrated with a multi-objective approach for selecting ensemble members to create a probabilistic estimate of the state variables, which promotes the reduction of observational errors as well as the maintenance of the dynamic consistency of states. Additionally, we propose simplified computations as alternatives aimed at reducing memory and processor requirements. OPTIMISTS was tested on two models of real watersheds, one with over 1,000 variables and the second with over 30,000, on two distributed hydrologic modelling engines: VIC and the DHSVM. Our tests, consisting of assimilating streamflow observations, allowed determining which features of the traditional approaches lead to more accurate forecasts while at the same time making an efficient use of the available computational resources. The results also demonstrated the benefits of the coupled probabilistic/multi-objective approach, which proved instrumental in reducing the harmful effects of overfitting – especially on the model with higher dimensionality.


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