Foundational and Mathematical Uses of Higher Types
In this paper we develop mathematically strong systems of analysis in<br />higher types which, nevertheless, are proof-theoretically weak, i.e. conservative<br />over elementary resp. primitive recursive arithmetic. These systems<br />are based on non-collapsing hierarchies (Phi_n-WKL+, Psi_n-WKL+) of principles<br />which generalize (and for n = 0 coincide with) the so-called `weak' K¨onig's<br />lemma WKL (which has been studied extensively in the context of second order<br />arithmetic) to logically more complex tree predicates. Whereas the second<br />order context used in the program of reverse mathematics requires an encoding<br />of higher analytical concepts like continuous functions F : X -> Y between<br />Polish spaces X, Y , the more flexible language of our systems allows to treat<br />such objects directly. This is of relevance as the encoding of F used in reverse<br />mathematics tacitly yields a constructively enriched notion of continuous functions<br />which e.g. for F : N^N -> N can be seen (in our higher order context) to be equivalent<br /> to the existence of a continuous modulus of pointwise continuity.<br />For the direct representation of F the existence of such a modulus is<br />independent even of full arithmetic in all finite types E-PA^omega plus quantifier-free<br />choice, as we show using a priority construction due to L. Harrington.<br />The usual WKL-based proofs of properties of F given in reverse mathematics<br />make use of the enrichment provided by codes of F, and WKL does not seem<br />to be sufficient to obtain similar results for the direct representation of F in<br />our setting. However, it turns out that Psi_1-WKL+ is sufficient.<br />Our conservation results for (Phi_n-WKL+, Psi_n-WKL+) are proved via a new<br />elimination result for a strong non-standard principle of uniform Sigma^0_1-<br />boundedness<br />which we introduced in 1996 and which implies the WKL-extensions studied<br />in this paper.