scholarly journals Fault Diagnosis for Rotating Machinery Based on Convolutional Neural Network and Empirical Mode Decomposition

2017 ◽  
Vol 2017 ◽  
pp. 1-12 ◽  
Author(s):  
Yuan Xie ◽  
Tao Zhang
Keyword(s):  
Neural Network ◽  
Fault Diagnosis ◽  
Convolutional Neural Network ◽  
Empirical Mode Decomposition ◽  
Spatial Information ◽  
Health Management ◽  
Rotating Machinery ◽  
Intrinsic Mode Functions ◽  
Vibration Signals ◽  
Mode Decomposition

The analysis of vibration signals has been a very important technique for fault diagnosis and health management of rotating machinery. Classic fault diagnosis methods are mainly based on traditional signal features such as mean value, standard derivation, and kurtosis. Signals still contain abundant information which we did not fully take advantage of. In this paper, a new approach is proposed for rotating machinery fault diagnosis with feature extraction algorithm based on empirical mode decomposition (EMD) and convolutional neural network (CNN) techniques. The fundamental purpose of our newly proposed approach is to extract distinguishing features. Frequency spectrum of the signal obtained through fast Fourier transform process is trained in a designed CNN structure to extract compressed features with spatial information. To solve the nonstationary characteristic, we also apply EMD technique to the original vibration signals. EMD energy entropy is calculated using the first few intrinsic mode functions (IMFs) which contain more energy. With features extracted from both methods combined, classification models are trained for diagnosis. We carried out experiments with vibration data of 52 different categories under different machine conditions to test the validity of the approach, and the results indicate it is more accurate and reliable than previous approaches.

Fault Diagnosis of Rotating Machinery Based on Empirical Mode Decomposition and Fractal Feature Parameter Classification

2010 ◽  
Vol 439-440 ◽  
pp. 658-663 ◽  
Author(s):  
Jiang Tao Huang ◽  
Xiao Wen Cao ◽  
Wu Jin Li
Keyword(s):  
Fault Diagnosis ◽  
Empirical Mode Decomposition ◽  
Discriminant Function ◽  
Rotating Machinery ◽  
Rolling Element Bearing ◽  
Intrinsic Mode Functions ◽  
Vibration Signals ◽  
Mode Decomposition ◽  
Quadratic Discriminant Function ◽  
Feature Parameter

Rolling bearings are vital elements in rotating machinery and vibration signal is a kind of effective mean to characterize the status of rolling bearing fault. This paper presents a novel intelligent method for fault diagnosis based on empirical mode decomposition, fractal feature parameter extracting and orthogonal quadratic discriminant function classifier. The new method consists of three steps. Firstly, with investigating the feature of impact fault in vibration signals, the raw vibration signals are decomposed into intrinsic mode functions by empirical mode decomposition. Secondly, using the method of time sequences fractal dimension calculating, fractal feature parameters are extracted from intrinsic mode functions. Then, each raw signal sample has a feature set. Finally, training set and testing set are inputted into the orthogonal quadratic discriminant function model in the classification phase to identify different abnormal cases. The proposed method is applied to the fault diagnosis of rolling element bearing, and the test results indicate that the novel intelligent diagnosis method is sensitive to fault severity and capable of fault detection and fault diagnosis.

scholarly journals Gearbox Fault Diagnosis Using Complementary Ensemble Empirical Mode Decomposition and Permutation Entropy

2016 ◽  
Vol 2016 ◽  
pp. 1-8 ◽  
Author(s):  
Liye Zhao ◽  
Wei Yu ◽  
Ruqiang Yan
Keyword(s):  
Fault Diagnosis ◽  
Empirical Mode Decomposition ◽  
Correlation Coefficients ◽  
Ensemble Empirical Mode Decomposition ◽  
Permutation Entropy ◽  
Support Vector ◽  
Svm Classifier ◽  
Intrinsic Mode Functions ◽  
Vibration Signals ◽  
Mode Decomposition

This paper presents an improved gearbox fault diagnosis approach by integrating complementary ensemble empirical mode decomposition (CEEMD) with permutation entropy (PE). The presented approach identifies faults appearing in a gearbox system based on PE values calculated from selected intrinsic mode functions (IMFs) of vibration signals decomposed by CEEMD. Specifically, CEEMD is first used to decompose vibration signals characterizing various defect severities into a series of IMFs. Then, filtered vibration signals are obtained from appropriate selection of IMFs, and correlation coefficients between the filtered signal and each IMF are used as the basis for useful IMFs selection. Subsequently, PE values of those selected IMFs are utilized as input features to a support vector machine (SVM) classifier for characterizing the defect severity of a gearbox. Case study conducted on a gearbox system indicates the effectiveness of the proposed approach for identifying the gearbox faults.

A gearbox fault diagnosis method based on frequency-modulated empirical mode decomposition and support vector machine

2016 ◽  
Vol 232 (2) ◽  
pp. 369-380 ◽  
Author(s):  
Chao Zhang ◽  
Zhongxiao Peng ◽  
Shuai Chen ◽  
Zhixiong Li ◽  
Jianguo Wang
Keyword(s):  
Support Vector Machine ◽  
Fault Diagnosis ◽  
Empirical Mode Decomposition ◽  
Vibration Signal ◽  
Dynamic State ◽  
Support Vector ◽  
Intrinsic Mode Functions ◽  
Vibration Signals ◽  
Mode Decomposition ◽  
Diagnosis Method

During the operation process of a gearbox, the vibration signals can reflect the dynamic states of the gearbox. The feature extraction of the vibration signal will directly influence the accuracy and effectiveness of fault diagnosis. One major challenge associated with the extraction process is the mode mixing, especially under such circumstance of intensive frequency. A novel fault diagnosis method based on frequency-modulated empirical mode decomposition is proposed in this paper. Firstly, several stationary intrinsic mode functions can be obtained after the initial vibration signal is processed using frequency-modulated empirical mode decomposition method. Using the method, the vibration signal feature can be extracted in unworkable region of the empirical mode decomposition. The method has the ability to separate such close frequency components, which overcomes the major drawback of the conventional methods. Numerical simulation results showed the validity of the developed signal processing method. Secondly, energy entropy was calculated to reflect the changes in vibration signals in relation to faults. At last, the energy distribution could serve as eigenvector of support vector machine to recognize the dynamic state and fault type of the gearbox. The analysis results from the gearbox signals demonstrate the effectiveness and veracity of the diagnosis approach.

scholarly journals Mechanical Fault Diagnosis of a DC Motor Utilizing United Variational Mode Decomposition, SampEn, and Random Forest-SPRINT Algorithm Classifiers

Entropy ◽  
2019 ◽  
Vol 21 (5) ◽  
pp. 470
Author(s):  
Zijian Guo ◽  
Mingliang Liu ◽  
Huabin Qin ◽  
Bing Li
Keyword(s):  
Fault Diagnosis ◽  
Random Forest ◽  
Recognition Rate ◽  
Rotating Machinery ◽  
Bootstrap Sample ◽  
Variational Mode Decomposition ◽  
Intrinsic Mode Functions ◽  
Vibration Signals ◽  
Mode Decomposition ◽  
Diagnosis Method

Traditional fault diagnosis methods of DC (direct current) motors require establishing accurate mathematical models, effective state and parameter estimations, and appropriate statistical decision-making methods. However, these preconditions considerably limit traditional motor fault diagnosis methods. To address this issue, a new mechanical fault diagnosis method was proposed. Firstly, the vibration signals of motors were collected by the designed acquisition system. Subsequently, variational mode decomposition (VMD) was adopted to decompose the signal into a series of intrinsic mode functions and extract the characteristics of the vibration signals based on sample entropy. Finally, a united random forest improvement based on a SPRINT algorithm was employed to identify vibration signals of rotating machinery, and each branch tree was trained by applying different bootstrap sample sets. As the results reveal, the proposed fault diagnosis method is featured with good generalization performance, as the recognition rate of samples is more than 90%. Compared with the traditional neural network, data-heavy parameter optimization processes are avoided in this method. Therefore, the VMD-SampEn-RF-based method proposed in this paper performs well in fault diagnosis of DC motors, providing new ideas for future fault diagnoses of rotating machinery.

Rotating Machinery Fault Detection Using EEMD and Bispectrum

2009 ◽  
Author(s):  
Yaguo Lei ◽  
Ming J. Zuo ◽  
Mohammad Hoseini
Keyword(s):  
Empirical Mode Decomposition ◽  
Reconstruction Algorithm ◽  
Ensemble Empirical Mode Decomposition ◽  
Rotating Machinery ◽  
Intrinsic Mode Functions ◽  
Phase Coupling ◽  
Third Order ◽  
Vibration Signals ◽  
Mode Decomposition ◽  
Mixing Problem

Ensemble empirical mode decomposition (EEMD) was developed to alleviate the mode-mixing problem in empirical mode decomposition (EMD). With EEMD, the components with physical meaning can be extracted from the signal. The bispectrum, a third-order statistic, helps identify phase-coupling effects, which are useful for detecting faults in rotating machinery. Combining the advantages of EEMD and bispectrum, this paper proposes a new method for detecting such faults. First, the original vibration signals collected from rotating machinery are decomposed by EEMD and a set of intrinsic mode functions (IMFs) is produced. Then, the IMFs are reconstructed into new signals using the weighted reconstruction algorithm developed in this paper. Finally, the reconstructed signals are analyzed via the bispectrum to detect faults. Both simulation examples and gearbox experiments demonstrate that the proposed method can detect gear faults more clearly than can directly performing bispectrum analysis on the original vibration signals.

scholarly journals Application of SVM and SVD Technique Based on EMD to the Fault Diagnosis of the Rotating Machinery

2009 ◽  
Vol 16 (1) ◽  
pp. 89-98 ◽  
Author(s):  
Junsheng Cheng ◽  
Dejie Yu ◽  
Jiashi Tang ◽  
Yu Yang
Keyword(s):  
Fault Diagnosis ◽  
Feature Vector ◽  
Roller Bearing ◽  
Vibration Signal ◽  
Singular Values ◽  
Rotating Machinery ◽  
Support Vector ◽  
Intrinsic Mode Functions ◽  
Vibration Signals ◽  
Mode Decomposition

Targeting the characteristics that periodic impulses usually occur whilst the rotating machinery exhibits local faults and the limitations of singular value decomposition (SVD) techniques, the SVD technique based on empirical mode decomposition (EMD) is applied to the fault feature extraction of the rotating machinery vibration signals. The EMD method is used to decompose the vibration signal into a number of intrinsic mode functions (IMFs) by which the initial feature vector matrices could be formed automatically. By applying the SVD technique to the initial feature vector matrices, the singular values of matrices could be obtained, which could be used as the fault feature vectors of support vector machines (SVMs) classifier. The analysis results from the gear and roller bearing vibration signals show that the fault diagnosis method based on EMD, SVD and SVM can extract fault features effectively and classify working conditions and fault patterns of gears and roller bearings accurately even when the number of samples is small.

The use of ensemble empirical mode decomposition to improve bispectral analysis for fault detection in rotating machinery

2010 ◽  
Vol 224 (8) ◽  
pp. 1759-1769 ◽  
Author(s):  
Y Lei ◽  
M J Zuo ◽  
M Hoseini
Keyword(s):  
Empirical Mode Decomposition ◽  
Reconstruction Algorithm ◽  
Ensemble Empirical Mode Decomposition ◽  
Rotating Machinery ◽  
Intrinsic Mode Functions ◽  
Vibration Signals ◽  
Physical Experiments ◽  
Mode Decomposition ◽  
Mixing Problem ◽  
Mode Mixing

Empirical mode decomposition (EMD) has been widely applied to analyse signals for the detection of faults in rotating machinery. However, sometimes, it cannot reveal signal characteristics accurately because of the mode mixing problem. Ensemble empirical mode decomposition (EEMD) was developed recently to alleviate the mode mixing problem of EMD. With EEMD, components that are physically meaningful can be extracted from the signals. Bispectrum, a third-order statistic, helps identify phase coupling effects, which are useful for detecting faults in rotating machinery. Utilizing the advantages of EEMD and bispectrum, this article proposes a joint method for detecting such faults. First, original vibration signals collected from rotating machinery are decomposed by EEMD and a set of intrinsic mode functions (IMFs) is produced. Then, the IMFs are reconstructed into new signals using the weighted reconstruction algorithm developed in this article. Finally, the reconstructed signals are analysed via bispectrum to detect faults. The simulation experiments and the physical experiments of two gears with a chipped tooth and a cracked tooth, respectively, demonstrate that the proposed method can detect faults more clearly than can directly performing bispectrum on the original vibration signals.

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