scholarly journals Estimating Interception from Near-Surface Soil Moisture Response

2019 ◽  
Author(s):  
Subodh Acharya ◽  
Daniel McLaughlin ◽  
David Kaplan ◽  
Matthew J. Cohen

Abstract. Interception is the storage and subsequent evaporation of rainfall by above-ground structures, including canopy and groundcover vegetation and surface litter. Accurately quantifying interception is critical for understanding how ecosystems partition incoming precipitation, but it is difficult and costly to measure, leading most studies to rely on modeled interception estimates. Moreover, forest interception estimates typically focus only on canopy storage, despite the potential for substantial interception by groundcover vegetation and surface litter. In this study, we developed an approach to quantify total interception losses (i.e., including forest canopy, understory, and surface litter layers) using measurements of shallow soil moisture dynamics during rainfall events. Across 36 pine and mixed forest stands in Florida (USA), we used soil moisture and rainfall data to estimate the interception storage capacity (βs), a parameter required to estimate total annual interception losses (Ia) relative to rainfall (R). Estimated values for βs (mean βs = 0.30 cm; 0.01 ≤ βs ≤ 0.62 cm) and Ia/R (mean Ia/R = 0.14; 0.06 ≤ Ia/R ≤ 0.21) were consistent with reported literature values for these ecosystems and were significantly predicted by forest structural attributes (leaf area index and percent groundcover), as well as other site variables (e.g., water table depth). The best-fit model was dominated by LAI and explained nearly 80 % of observed βs variation. These results suggest that whole-forest interception can be measured using a single near-surface soil moisture time series and highlight the variability in interception losses across a single forest type, underscoring the need for expanded empirical measurement. Potential cost savings and logistical advantages of this method relative to conventional, labor-intensive interception measurements may improve empirical estimation of this critical water budget element.

2020 ◽  
Vol 24 (4) ◽  
pp. 1859-1870
Author(s):  
Subodh Acharya ◽  
Daniel McLaughlin ◽  
David Kaplan ◽  
Matthew J. Cohen

Abstract. Interception is the storage and subsequent evaporation of rainfall by above-ground structures, including canopy and groundcover vegetation and surface litter. Accurately quantifying interception is critical for understanding how ecosystems partition incoming precipitation, but it is difficult and costly to measure, leading most studies to rely on modeled interception estimates. Moreover, forest interception estimates typically focus only on canopy storage, despite the potential for substantial interception by groundcover vegetation and surface litter. In this study, we developed an approach to quantify “total” interception (i.e., including forest canopy, understory, and surface litter layers) using measurements of shallow soil moisture dynamics during rainfall events. Across 34 pine and mixed forest stands in Florida (USA), we used soil moisture and precipitation (P) data to estimate interception storage capacity (βs), a parameter required to estimate total annual interception (Ia) relative to P. Estimated values for βs(mean βs=0.30 cm; 0.01≤βs≤0.62 cm) and Ia∕P (mean Ia/P=0.14; 0.06≤Ia/P≤0.21) were broadly consistent with reported literature values for these ecosystems and were significantly predicted by forest structural attributes (leaf area index and percent ground cover) as well as other site variables (e.g., water table depth). The best-fit model was dominated by LAI and explained nearly 80 % of observed βs variation. These results suggest that whole-forest interception can be estimated using near-surface soil moisture time series, though additional direct comparisons would further support this assertion. Additionally, variability in interception across a single forest type underscores the need for expanded empirical measurement. Potential cost savings and logistical advantages of this proposed method relative to conventional, labor-intensive interception measurements may improve empirical estimation of this critical water budget element.


2015 ◽  
Vol 19 (12) ◽  
pp. 4831-4844 ◽  
Author(s):  
C. Draper ◽  
R. Reichle

Abstract. A 9 year record of Advanced Microwave Scanning Radiometer – Earth Observing System (AMSR-E) soil moisture retrievals are assimilated into the Catchment land surface model at four locations in the US. The assimilation is evaluated using the unbiased mean square error (ubMSE) relative to watershed-scale in situ observations, with the ubMSE separated into contributions from the subseasonal (SMshort), mean seasonal (SMseas), and inter-annual (SMlong) soil moisture dynamics. For near-surface soil moisture, the average ubMSE for Catchment without assimilation was (1.8 × 10−3 m3 m−3)2, of which 19 % was in SMlong, 26 % in SMseas, and 55 % in SMshort. The AMSR-E assimilation significantly reduced the total ubMSE at every site, with an average reduction of 33 %. Of this ubMSE reduction, 37 % occurred in SMlong, 24 % in SMseas, and 38 % in SMshort. For root-zone soil moisture, in situ observations were available at one site only, and the near-surface and root-zone results were very similar at this site. These results suggest that, in addition to the well-reported improvements in SMshort, assimilating a sufficiently long soil moisture data record can also improve the model representation of important long-term events, such as droughts. The improved agreement between the modeled and in situ SMseas is harder to interpret, given that mean seasonal cycle errors are systematic, and systematic errors are not typically targeted by (bias-blind) data assimilation. Finally, the use of 1-year subsets of the AMSR-E and Catchment soil moisture for estimating the observation-bias correction (rescaling) parameters is investigated. It is concluded that when only 1 year of data are available, the associated uncertainty in the rescaling parameters should not greatly reduce the average benefit gained from data assimilation, although locally and in extreme years there is a risk of increased errors.


2017 ◽  
Vol 18 (3) ◽  
pp. 837-843 ◽  
Author(s):  
Randal D. Koster ◽  
Rolf H. Reichle ◽  
Sarith P. P. Mahanama

Abstract NASA’s Soil Moisture Active Passive (SMAP) mission provides global surface soil moisture retrievals with a revisit time of 2–3 days and a latency of 24 h. Here, to enhance the utility of the SMAP data, an approach is presented for improving real-time soil moisture estimates (nowcasts) and for forecasting soil moisture several days into the future. The approach, which involves using an estimate of loss processes (evaporation and drainage) and precipitation to evolve the most recent SMAP retrieval forward in time, is evaluated against subsequent SMAP retrievals themselves. The nowcast accuracy over the continental United States is shown to be markedly higher than that achieved with the simple yet common persistence approach. The accuracy of soil moisture forecasts, which rely on precipitation forecasts rather than on precipitation measurements, is reduced relative to nowcast accuracy but is still significantly higher than that obtained through persistence.


2017 ◽  
Vol 21 (4) ◽  
pp. 2015-2033 ◽  
Author(s):  
David Fairbairn ◽  
Alina Lavinia Barbu ◽  
Adrien Napoly ◽  
Clément Albergel ◽  
Jean-François Mahfouf ◽  
...  

Abstract. This study evaluates the impact of assimilating surface soil moisture (SSM) and leaf area index (LAI) observations into a land surface model using the SAFRAN–ISBA–MODCOU (SIM) hydrological suite. SIM consists of three stages: (1) an atmospheric reanalysis (SAFRAN) over France, which forces (2) the three-layer ISBA land surface model, which then provides drainage and runoff inputs to (3) the MODCOU hydro-geological model. The drainage and runoff outputs from ISBA are validated by comparing the simulated river discharge from MODCOU with over 500 river-gauge observations over France and with a subset of stations with low-anthropogenic influence, over several years. This study makes use of the A-gs version of ISBA that allows for physiological processes. The atmospheric forcing for the ISBA-A-gs model underestimates direct shortwave and long-wave radiation by approximately 5 % averaged over France. The ISBA-A-gs model also substantially underestimates the grassland LAI compared with satellite retrievals during winter dormancy. These differences result in an underestimation (overestimation) of evapotranspiration (drainage and runoff). The excess runoff flowing into the rivers and aquifers contributes to an overestimation of the SIM river discharge. Two experiments attempted to resolve these problems: (i) a correction of the minimum LAI model parameter for grasslands and (ii) a bias-correction of the model radiative forcing. Two data assimilation experiments were also performed, which are designed to correct random errors in the initial conditions: (iii) the assimilation of LAI observations and (iv) the assimilation of SSM and LAI observations. The data assimilation for (iii) and (iv) was done with a simplified extended Kalman filter (SEKF), which uses finite differences in the observation operator Jacobians to relate the observations to the model variables. Experiments (i) and (ii) improved the median SIM Nash scores by about 9 % and 18 % respectively. Experiment (iii) reduced the LAI phase errors in ISBA-A-gs but had little impact on the discharge Nash efficiency of SIM. In contrast, experiment (iv) resulted in spurious increases in drainage and runoff, which degraded the median discharge Nash efficiency by about 7 %. The poor performance of the SEKF originates from the observation operator Jacobians. These Jacobians are dampened when the soil is saturated and when the vegetation is dormant, which leads to positive biases in drainage and/or runoff and to insufficient corrections during winter, respectively. Possible ways to improve the model are discussed, including a new multi-layer diffusion model and a more realistic response of photosynthesis to temperature in mountainous regions. The data assimilation should be advanced by accounting for model and forcing uncertainties.


2010 ◽  
Vol 14 (6) ◽  
pp. 979-990 ◽  
Author(s):  
Y. Y. Liu ◽  
J. P. Evans ◽  
M. F. McCabe ◽  
R. A. M. de Jeu ◽  
A. I. J. M. van Dijk ◽  
...  

Abstract. Vertisols are clay soils that are common in the monsoonal and dry warm regions of the world. One of the characteristics of these soil types is to form deep cracks during periods of extended dry, resulting in significant variation of the soil and hydrologic properties. Understanding the influence of these varying soil properties on the hydrological behavior of the system is of considerable interest, particularly in the retrieval or simulation of soil moisture. In this study we compare surface soil moisture (θ in m3 m−3) retrievals from AMSR-E using the VUA-NASA (Vrije Universiteit Amsterdam in collaboration with NASA) algorithm with simulations from the Community Land Model (CLM) over vertisol regions of mainland Australia. For the three-year period examined here (2003–2005), both products display reasonable agreement during wet periods. During dry periods however, AMSR-E retrieved near surface soil moisture falls below values for surrounding non-clay soils, while CLM simulations are higher. CLM θ are also higher than AMSR-E and their difference keeps increasing throughout these dry periods. To identify the possible causes for these discrepancies, the impacts of land use, topography, soil properties and surface temperature used in the AMSR-E algorithm, together with vegetation density and rainfall patterns, were investigated. However these do not explain the observed θ responses. Qualitative analysis of the retrieval model suggests that the most likely reason for the low AMSR-E θ is the increase in soil porosity and surface roughness resulting from cracking of the soil. To quantitatively identify the role of each factor, more in situ measurements of soil properties that can represent different stages of cracking need to be collected. CLM does not simulate the behavior of cracking soils, including the additional loss of moisture from the soil continuum during drying and the infiltration into cracks during rainfall events, which results in overestimated θ when cracks are present. The hydrological influence of soil physical changes are expected to propagate through the modeled system, such that modeled infiltration, evaporation, surface temperature, surface runoff and groundwater recharge should be interpreted with caution over these soil types when cracks might be present. Introducing temporally dynamic roughness and soil porosity into retrieval algorithms and adding a "cracking clay" module into models are expected to improve the representation of vertisol hydrology.


2006 ◽  
Vol 7 (6) ◽  
pp. 1308-1322 ◽  
Author(s):  
O. Merlin ◽  
A. Chehbouni ◽  
G. Boulet ◽  
Y. Kerr

Abstract Near-surface soil moisture retrieved from Soil Moisture and Ocean Salinity (SMOS)-type data is downscaled and assimilated into a distributed soil–vegetation–atmosphere transfer (SVAT) model with the ensemble Kalman filter. Because satellite-based meteorological data (notably rainfall) are not currently available at finescale, coarse-scale data are used as forcing in both the disaggregation and the assimilation. Synthetic coarse-scale observations are generated from the Monsoon ‘90 data by aggregating the Push Broom Microwave Radiometer (PBMR) pixels covering the eight meteorological and flux (METFLUX) stations and by averaging the meteorological measurements. The performance of the disaggregation/assimilation coupling scheme is then assessed in terms of surface soil moisture and latent heat flux predictions over the 19-day period of METFLUX measurements. It is found that the disaggregation improves the assimilation results, and vice versa, the assimilation of the disaggregated microwave soil moisture improves the spatial distribution of surface soil moisture at the observation time. These results are obtainable regardless of the spatial scale at which solar radiation, air temperature, wind speed, and air humidity are available within the microwave pixel and for an assimilation frequency varying from 1/1 day to 1/5 days.


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