Moves towards a common regulatory framework for financial services in the European Union

2018 ◽  
pp. 41-60
Author(s):  
Jonathan Herbst ◽  
Simon Lovegrove
Keyword(s):  
European Union ◽  
Financial Services ◽  
Regulatory Framework ◽  
The European Union

scholarly journals COMPLIANCE OF CORPORATE GOVERNANCE IN BOSNIA AND HERZEGOVINA WITH EUROPEAN UNION STANDARDS

2018 ◽  
pp. 340-355
Keyword(s):  
European Union ◽  
Corporate Governance ◽  
Bosnia And Herzegovina ◽  
Legal Framework ◽  
Regulatory Framework ◽  
Quality Level ◽  
The European Union ◽  
Governance System ◽  
Governance Systems ◽  
Principles And Standards

Corporate governance provides an answer to the question who controls the corporation and how. It involves a set of relationships between management, shareholders and stakeholders. Corporate governance in Bosnia and Herzegovina is within the legal jurisdiction of entities, and consequently there are two substantially aligned and yet completely distinct corporate governance systems, which separates Bosnia and Herzegovina as a state in the international environment into a specific category in terms of corporate governance. This paper will analyze ownership concentration in order to identify the characteristics of the corporate governance systems, then it will present the principles on which the legal framework for corporate governance in Bosnia and Herzegovina is defined, compare the business transparency standards with the transparency directive in the EU, and measure the quality level of corporate governance in order to define key areas for improvement of corporate governance in Bosnia and Herzegovina. The development and characteristics of the corporate governance systems in Bosnia and Herzegovina will be explored and compared with the regulatory framework and standards of corporate governance in the European Union. Special emphasis is on comparing the transparency principles and standards of corporations in Bosnia and Herzegovina with corporations in the European Union. The aim of the research is to compare the regulatory framework and characteristics of the corporate governance system in corporations in Bosnia and Herzegovina with the standards in the European Union, to identify similarities and differences and to define key areas for improvement of corporate governance in Bosnia and Herzegovina.

Cancer Drug Development and the Evolving Regulatory Framework for Companion Diagnostics in the European Union

2014 ◽  
Vol 20 (6) ◽  
pp. 1458-1468 ◽  
Author(s):  
Francesco Pignatti ◽  
Falk Ehmann ◽  
Robert Hemmings ◽  
Bertil Jonsson ◽  
Micha Nuebling ◽  
...  
Keyword(s):  
European Union ◽  
Drug Development ◽  
Regulatory Framework ◽  
Cancer Drug ◽  
The European Union ◽  
Companion Diagnostics

Datos abiertos y reutilización en el contexto de la Estrategia europea de datos

Tábula ◽  
2021 ◽  
pp. 201-213
Author(s):  
Julián Valero Torrijos
Keyword(s):  
European Union ◽  
Public Sector ◽  
Open Data ◽  
Regulatory Framework ◽  
Open Government ◽  
The European Union ◽  
Public Sector Information ◽  
Significant Process ◽  
Datos Abiertos

En los últimos años hemos asistido a un importante proceso de modernización tecnológica en España que ha afectado a las Administraciones Públicas. Más allá de las limitaciones en la regulación, en este proceso se percibe la importancia de los datos en general y de los datos abiertos en particular como uno de los ejes principales para reforzar las exigencias y principios del Gobierno Abierto. En esta ponencia se pretende analizar la evolución del marco normativo aplicable en España y ponerlo en relación con las recientes iniciativas que está impulsando la Unión Europea para promocionar la reutilización de la información del sector público y los datos abiertos. In the last few years we have witnessed a significant process of technological modernisation in Spain that has impacted on Public Administrations. Beyond the limitations in the regulation, in this process the importance of data and open data particularly is perceived as one of the main axes to strengthen the requirements and principles of Open Government. This lecture aims to analyse the evolution of the regulatory framework applicable in Spain and to connect it with the recent initiatives being promoted by the European Union to foster the reuse of public sector information and open data.

Part II UK Securities Markets, 4 Recognized Investment Exchanges (RIEs) and Recognized Clearing Houses (RCHs)

2021 ◽  
Author(s):  
Penn Bob ◽  
Forzani Alex ◽  
Allen & Overy LLP
Keyword(s):  
European Union ◽  
Financial Services ◽  
Securities Markets ◽  
Financial Instruments ◽  
The European Union ◽  
Financial Contracts ◽  
The Uk ◽  
Final Settlement ◽  
Market Infrastructure

This chapter summarizes and discusses the UK regulatory framework for recognized investment exchanges (RIEs) and recognized clearing houses (RCHs) under the Financial Services and Markets Act 2000 (FSMA). It considers the framework in light of the current and forthcoming European legislation. It also examines the applicability of the framework to RIEs and RCHs in the context of the recast Markets in Financial Instruments Directive II (MiFID II), European Market Infrastructure Regulation (EMIR) and the UK's departure from the European Union (Brexit). This chapter outlines the central role of exchanges and clearing houses in the operation of financial markets. It explains that the exchanges offer marketplaces for the trading of financial instruments, provide market data which facilitates trading, and establish standards for the offering of securities, while clearing houses manage the performance of financial contracts between the point of execution and final settlement and mitigating the risk and consequences of default.

23. Freedom of Establishment and to Provide Services

EU Law ◽  
2020 ◽  
pp. 832-888
Author(s):  
Paul Craig ◽  
Gráinne de Búrca
Keyword(s):  
European Union ◽  
Electronic Commerce ◽  
Financial Services ◽  
Case Law ◽  
Economic Interest ◽  
The European Union ◽  
Freedom Of Establishment ◽  
Provision Of Services ◽  
General Economic Interest ◽  
The Uk

All books in this flagship series contain carefully selected substantial extracts from key cases, legislation, and academic debate, providing students with a stand-alone resource. The Treaty on the Functioning of the European Union (TFEU) has two separate chapters on self-employed persons who move on a permanent or temporary basis between Member States: the chapters on freedom of establishment and freedom to provide services. The central principles governing freedom of establishment and the free movement of services are laid down in the TFEU and have been developed through case law. Important developments have also been brought about through secondary legislation in sectors such as insurance, broadcasting, financial services, electronic commerce, telecommunications, and other ‘services of general economic interest’. This chapter focuses on the broad constitutional principles applicable to every sector. The UK version contains a further section analysing issues concerning freedom of establishment and the provision of services between the EU and the UK post-Brexit.

Critical Review of SME Regulation Optimization in Serbia

2020 ◽  
pp. 1623-1645
Author(s):  
Olgica Milošević
Keyword(s):  
European Union ◽  
Legal System ◽  
Critical Review ◽  
Regulatory Framework ◽  
Theoretical Base ◽  
The European Union ◽  
Legal Requirements ◽  
The Republic ◽  
Legal Forms ◽  
Political Economic

The European Union (EU) and the Republic of Serbia have recognized the importance of SMEs and are developing accordingly the institutional framework of this sector. In the process of EU accession, Serbia has to fulfil political, economic and legal requirements by implementing systemic reforms of its legal system in order to align it with the EU acquis. Some of these requirements have a direct or indirect impact on SME regulations, to which our chapter has been dedicated within a series of our papers on developing the SME regulatory framework. This paper will try to present the importance of innovating legal development of these companies. Furthermore, modern concepts will be introduced together with very important tools of legal forms of SME organization. The intention is to clearly define specific legal goals of SMEs, expressed through targeted legal forms. The modern regulatory framework relating to SMEs should combine the existing solid theoretical base and innovative models from the practice.

scholarly journals Regulatory Frameworks for Aquaponics in the European Union

2019 ◽  
pp. 501-522 ◽  
Author(s):  
Tilman Reinhardt ◽  
Kyra Hoevenaars ◽  
Alyssa Joyce
Keyword(s):  
European Union ◽  
Technological Innovation ◽  
Innovation System ◽  
Regulatory Framework ◽  
The European Union ◽  
Institutional Conditions ◽  
Eu Policy ◽  
Regulatory Frameworks ◽  
Eu Policies

AbstractThis chapter provides an overview of the regulatory framework for aquaponics and the perspectives for European Union (EU) policy. Using Germany as an example, we analyze the specific regulations concerning construction and operation of aquaponic facilities and the commercialization of aquaponic products. We then show how aquaponics fits in with different EU policies and how it might contribute to EU sustainability goals. In the end, we provide some recommendations on how institutional conditions could be improved for aquaponics as an emerging technological innovation system.

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