scholarly journals Estimation of the State of Charge of Lithium Batteries Based on Adaptive Unscented Kalman Filter Algorithm

Electronics ◽  
2020 ◽  
Vol 9 (9) ◽  
pp. 1425
Author(s):  
Jiechao Lv ◽  
Baochen Jiang ◽  
Xiaoli Wang ◽  
Yirong Liu ◽  
Yucheng Fu
Keyword(s):  
Kalman Filter ◽  
Electric Vehicle ◽  
Unscented Kalman Filter ◽  
The State ◽  
State Of Charge ◽  
Soc Estimation ◽  
System Noise ◽  
Adaptive Unscented Kalman Filter ◽  
Noise Covariance ◽  
Observation Noise

The state of charge (SOC) estimation of the battery is one of the important functions of the battery management system of the electric vehicle, and the accurate SOC estimation is of great significance to the safe operation of the electric vehicle and the service life of the battery. Among the existing SOC estimation methods, the unscented Kalman filter (UKF) algorithm is widely used for SOC estimation due to its lossless transformation and high estimation accuracy. However, the traditional UKF algorithm is greatly affected by system noise and observation noise during SOC estimation. Therefore, we took the lithium cobalt oxide battery as the analysis object, and designed an adaptive unscented Kalman filter (AUKF) algorithm based on innovation and residuals to estimate SOC. Firstly, the second-order RC equivalent circuit model was established according to the physical characteristics of the battery, and the least square method was used to identify the parameters of the model and verify the model accuracy. Then, the AUKF algorithm was used for SOC estimation; the AUKF algorithm monitors the changes of innovation and residual in the filter and updates system noise covariance and observation noise covariance in real time using innovation and residual, so as to adjust the gain of the filter and realize the optimal estimation. Finally came the error comparison analysis of the estimation results of the UKF algorithm and AUKF algorithm; the results prove that the accuracy of the AUKF algorithm is 2.6% better than that of UKF algorithm.

A novel trigger mechanism for a dual-filter to improve the state-of-charge estimation of lithium-ion batteries

2021 ◽  
pp. 1-12
Author(s):  
Chuanxiang Yu ◽  
Rui Huang ◽  
Zhaoyu Sang ◽  
Shiya Yang
Keyword(s):  
Kalman Filter ◽  
Unscented Kalman Filter ◽  
Equivalent Circuit Model ◽  
Lithium Ion ◽  
Open Loop ◽  
The State ◽  
State Of Charge ◽  
Loop Model ◽  
Trigger Mechanism ◽  
Soc Estimation

Abstract State-of-charge (SOC) estimation is essential in the energy management of electric vehicles. In the context of SOC estimation, a dual-filter based on the equivalent circuit model represents an important research direction. The trigger for parameter filter in a dual filter has a significant influence on the algorithm, despite which it has been studied scarcely. The present paper, therefore, discusses the types and characteristics of triggers reported in the literature and proposes a novel trigger mechanism for improving the accuracy and robustness of SOC estimation. The proposed mechanism is based on an open-loop model, which determines whether to trigger the parameter filter based on the model voltage error. In the present work, particle filter (PF) is used as the state filter and Kalman filter (KF) as the parameter filter. This dual filter is used as a carrier to compare the proposed trigger with three other triggers and single filter algorithms, including PF and unscented Kalman filter (UKF). According to the results, under different dynamic cycles, initial SOC values, and temperatures, the root-mean-square error of the SOC estimated using the proposed algorithm is at least 34.07% lower than the value estimated using other approaches. In terms of computation time, the value is 4.67%. Therefore, the superiority of the proposed mechanism is demonstrated.

scholarly journals State of Charge Estimation of Lithium-Ion Battery Based on Improved Adaptive Unscented Kalman Filter

2021 ◽  
Vol 13 (9) ◽  
pp. 5046
Author(s):  
Jie Xing ◽  
Peng Wu
Keyword(s):  
Kalman Filter ◽  
Lithium Ion Battery ◽  
Unscented Kalman Filter ◽  
Lithium Ion ◽  
State Of Charge ◽  
Estimation Accuracy ◽  
Soc Estimation ◽  
Error Covariance ◽  
Adaptive Unscented Kalman Filter ◽  
Noise Statistics

State of charge (SOC) of the lithium-ion battery is an important parameter of the battery management system (BMS), which plays an important role in the safe operation of electric vehicles. When existing unknown or inaccurate noise statistics of the system, the traditional unscented Kalman filter (UKF) may fail to estimate SOC due to the non-positive error covariance of the state vector, and the SOC estimation accuracy is not high. Therefore, an improved adaptive unscented Kalman filter (IAUKF) algorithm is proposed to solve this problem. The IAUKF is composed of the improved unscented Kalman filter (IUKF) that is able to suppress the non-positive definiteness of error covariance and Sage–Husa adaptive filter. The IAUKF can improve the SOC estimation stability and can improve the SOC estimation accuracy by estimating and correcting the system noise statistics adaptively. The IAUKF is verified under the federal urban driving schedule test, and the SOC estimation results are compared with IUKF and UKF. The experimental results show that the IAUKF has higher estimation accuracy and stability, which verifies the effectiveness of the proposed method.

ADAPTIVE UNSCENTED KALMAN FILTER FOR ONLINE SOFT TISSUES CHARACTERIZATION

2017 ◽  
Vol 17 (07) ◽  
pp. 1740014
Author(s):  
JAEHYUN SHIN ◽  
YONGMIN ZHONG ◽  
JULIAN SMITH ◽  
CHENGFAN GU
Keyword(s):  
Kalman Filter ◽  
Soft Tissue ◽  
Tissue Characterization ◽  
Haptic Feedback ◽  
Unscented Kalman Filter ◽  
Recursive Estimation ◽  
Robotic Assisted ◽  
System Noise ◽  
Adaptive Unscented Kalman Filter ◽  
Noise Covariance

Online soft tissue characterization is important for robotic-assisted minimally invasive surgery to achieve precise and stable robotic control with haptic feedback. This paper presents a new adaptive unscented Kalman filter based on the nonlinear Hunt–Crossley model for online soft tissue characterization without requiring the characteristics of system noise. This filter incorporates the concept of Sage windowing in the traditional unscented Kalman filter to adaptively estimate system noise covariance using predicted residuals within a time window. In order to account for the inherent relationship between the current and previous states of soft tissue deformation involved in robotic-assisted surgery and improve the estimation performance, a recursive estimation of system noise covariance is further constructed by introducing a fading scaling factor to control the contributions between noise covariance estimations at current and previous time points. The proposed adaptive unscented Kalman filter overcomes the limitation of the traditional unscented Kalman filter in requiring the characteristics of system noise. Simulations and comparisons show the efficacy of the suggested nonlinear adaptive unscented Kalman filter for online soft tissue characterization.

scholarly journals State of Charge Estimation for Lithium-Ion Battery by Using Dual Square Root Cubature Kalman Filter

2017 ◽  
Vol 2017 ◽  
pp. 1-10 ◽  
Author(s):  
Luping Chen ◽  
Liangjun Xu ◽  
Ruoyu Wang
Keyword(s):  
Kalman Filter ◽  
Unscented Kalman Filter ◽  
Lithium Ion ◽  
State Of Charge ◽  
Estimation Accuracy ◽  
Square Root ◽  
Battery Management ◽  
Balance Performance ◽  
Soc Estimation ◽  
Cubature Kalman Filter

The state of charge (SOC) plays an important role in battery management systems (BMS). However, SOC cannot be measured directly and an accurate state estimation is difficult to obtain due to the nonlinear battery characteristics. In this paper, a method of SOC estimation with parameter updating by using the dual square root cubature Kalman filter (DSRCKF) is proposed. The proposed method has been validated experimentally and the results are compared with dual extended Kalman filter (DEKF) and dual square root unscented Kalman filter (DSRUKF) methods. Experimental results have shown that the proposed method has the most balance performance among them in terms of the SOC estimation accuracy, execution time, and convergence rate.

scholarly journals Research on the State of Charge of Lithium-Ion Battery Based on the Fractional Order Model

Energies ◽  
2021 ◽  
Vol 14 (19) ◽  
pp. 6307
Author(s):  
Lin Su ◽  
Guangxu Zhou ◽  
Dairong Hu ◽  
Yuan Liu ◽  
Yunhai Zhu
Keyword(s):  
Kalman Filter ◽  
Fractional Order ◽  
Colored Noise ◽  
Unscented Kalman Filter ◽  
The State ◽  
State Of Charge ◽  
Accurate Estimation ◽  
Order Model ◽  
Discrete State ◽  
Fractional Order Model

Accurate estimation of the state of charge (SOC) of lithium batteries is paramount to ensuring consistent battery pack operation. To improve SOC estimation accuracy and suppress colored noise in the system, a fractional order model based on an unscented Kalman filter and an H-infinity filter (FOUHIF) estimation algorithm was proposed. Firstly, the discrete state equation of a lithium battery was derived, as per the theory of fractional calculus. Then, the HPPC experiment and the PSO algorithm were used to identify the internal parameters of the second order RC and fractional order models, respectively. As discovered during working tests, the parameters identified via the fractional order model proved to be more accurate. Furthermore, the feasibility of using the FOUHIF algorithm was evaluated under the conditions of NEDC and UDDS, with obvious colored noise. Compared with the fractional order unscented Kalman filter (FOUKF) and integer order unscented Kalman filter (UKF) algorithms, the FOUHIF algorithm showed significant improvement in both the accuracy and robustness of the estimation, with maximum errors of 1.86% and 1.61% under the two working conditions, and a terminal voltage prediction error of no more than 5.29 mV.

scholarly journals State-of-Charge Estimation of Lithium-Ion Battery Based on Extended Kalman Filter Algorithm

2020 ◽  
pp. 420-437
Author(s):  
Wu Xiaogang ◽  
Xuefeng Li ◽  
Nikolay I. Shurov ◽  
Alexander A. Shtang ◽  
Michael V. Yaroslavtsev ◽  
...  
Keyword(s):  
Kalman Filter ◽  
Lithium Ion Battery ◽  
Electric Vehicle ◽  
Extended Kalman Filter ◽  
Lithium Ion ◽  
Operating Conditions ◽  
State Of Charge ◽  
Battery Management ◽  
Soc Estimation ◽  
Ternary Polymer

As the core component of electric vehicle, lithium-ion battery needs to adopt effective battery management method to prolong battery life and improve the reliability and safety. The accurate estimation of the battery SOC can be used to prevent the battery over charge and over discharge, reduce damage to the battery and improve battery performance, which plays a vital role in the battery management system. The study of battery SOC estimation mainly focused on the battery model construction and SOC estimation algorithm. Aiming at the problem that the state of charge (SOC) of electric vehicle is difficult to be accurately estimated under complex operating conditions, based on the parameter identification of the equivalent circuit of a ternary polymer lithium-ion battery, an Extended Kalman Filter (EKF) algorithm was used to estimate the SOC of the ternary polymer lithium-ion battery. Simulation and experimental results show that the estimation of SOC can be carried out by using the EKF algorithm under the conditions of China Passenger Car Condition (Chinacar) and new European driving cycle (NEDC) Compared with the coulomb counting method, the average error of SOC estimation can be realized is 1.042% and 1.138% respectively, the maximum error within 4%. Application of this algorithm to achieve SOC estimation has good robustness and convergence

Sign in / Sign up

Export Citation Format

Share Document