scholarly journals Diurnal land surface energy balance partitioning estimated from the thermodynamic limit of a cold heat engine

2018 ◽  
Author(s):  
Axel Kleidon ◽  
Maik Renner

Abstract. Turbulent fluxes strongly shape the conditions at the land surface, yet they are typically formulated in terms of semi-empirical parameterisations that make it difficult to derive theoretical estimates of how global change impacts land surface functioning. Here, we describe these turbulent fluxes as the result of a thermodynamic process that generates work to sustain convective motion and thus maintains the turbulent exchange between the land surface and the atmosphere. We first derive a limit from the second law of thermodynamics that is equivalent to the Carnot limit, but which explicitly accounts for diurnal heat storage changes in the lower atmosphere. We then use this limit of a cold heat engine together with the surface energy balance to infer the maximum power that can be derived from the turbulent fluxes for a given solar radiative forcing. The surface energy balance partitioning estimated from this thermodynamic limit requires no empirical parameters and compares very well with the observed partitioning of absorbed solar radiation into radiative and turbulent heat fluxes across a range of climates, with correlation coefficients r2 ≥ 95 % and slopes near one. These results suggest that turbulent heat fluxes on land operate near their thermodynamic limit on how much convection can be generated from the local radiative forcing. It implies that this type of approach can be used to derive first-order estimates of global change that are solely based on physical principles.

2018 ◽  
Vol 9 (3) ◽  
pp. 1127-1140 ◽  
Author(s):  
Axel Kleidon ◽  
Maik Renner

Abstract. Turbulent fluxes strongly shape the conditions at the land surface, yet they are typically formulated in terms of semiempirical parameterizations that make it difficult to derive theoretical estimates of how global change impacts land surface functioning. Here, we describe these turbulent fluxes as the result of a thermodynamic process that generates work to sustain convective motion and thus maintains the turbulent exchange between the land surface and the atmosphere. We first derive a limit from the second law of thermodynamics that is equivalent to the Carnot limit but which explicitly accounts for diurnal heat storage changes in the lower atmosphere. We call this the limit of a “cold” heat engine and use it together with the surface energy balance to infer the maximum power that can be derived from the turbulent fluxes for a given solar radiative forcing. The surface energy balance partitioning estimated from this thermodynamic limit requires no empirical parameters and compares very well with the observed partitioning of absorbed solar radiation into radiative and turbulent heat fluxes across a range of climates, with correlation coefficients r2≥95 % and slopes near 1. These results suggest that turbulent heat fluxes on land operate near their thermodynamic limit on how much convection can be generated from the local radiative forcing. It implies that this type of approach can be used to derive general estimates of global change that are solely based on physical principles.


2011 ◽  
Vol 12 (6) ◽  
pp. 1530-1546 ◽  
Author(s):  
Pierre Gentine ◽  
Dara Entekhabi ◽  
Jan Polcher

Abstract The components of the land surface energy balance respond to periodic incoming radiation forcing with different amplitude and phase characteristics. Evaporative fraction (EF), the ratio of latent heat to available energy at the land surface, supposedly isolates surface control (soil moisture and vegetation) from radiation and turbulent factors. EF is thus supposed to be a diagnostic of the surface energy balance that is constant or self-preserved during daytime. If this holds, EF can be an effective way to estimate surface characteristics from temperature and energy flux measurements. Evidence for EF diurnal self-preservation is based on limited-duration field measurements. The daytime EF self-preservation using both long-term measurements and a model of the soil–vegetation–atmosphere continuum is reexamined here. It is demonstrated that EF is rarely constant and that its temporal power spectrum is wide; thus emphasizing the role of all diurnal frequencies associated with reduced predictability in its daylight response. Oppositely, surface turbulent heat fluxes are characterized by a strong response to the principal daily frequencies (daily and semi-daily) of the solar radiative forcing. It is shown that the phase lag and bias between the turbulent flux components of the surface energy balance are key to the shape of the daytime EF. Therefore, an understanding of the physical factors that affect the phase lag and bias in the response of the components of the surface energy balance to periodic radiative forcing is needed. A linearized model of the soil–vegetation–atmosphere continuum is used that can be solved in terms of harmonics to explore the physical factors that determine the phase characteristics. The dependency of these phase and offsets on environmental parameters—friction velocity, water availability, solar radiation intensity, relative humidity, and boundary layer entrainment—is then analyzed using the model that solves the dynamics of subsurface and atmospheric boundary layer temperatures and heat fluxes in a continuum. Additionally, the asymptotical diurnal lower limit of EF is derived as a function of these surface parameters and shown to be an important indicator of the self-preservation value when the conditions (also identified) for such behavior are present.


2002 ◽  
Vol 6 (1) ◽  
pp. 85-100 ◽  
Author(s):  
Z. Su

Abstract. A Surface Energy Balance System (SEBS) is proposed for the estimation of atmospheric turbulent fluxes and evaporative fraction using satellite earth observation data, in combination with meteorological information at proper scales. SEBS consists of: a set of tools for the determination of the land surface physical parameters, such as albedo, emissivity, temperature, vegetation coverage etc., from spectral reflectance and radiance measurements; a model for the determination of the roughness length for heat transfer; and a new formulation for the determination of the evaporative fraction on the basis of energy balance at limiting cases. Four experimental data sets are used to assess the reliabilities of SEBS. Based on these case studies, SEBS has proven to be capable to estimate turbulent heat fluxes and evaporative fraction at various scales with acceptable accuracy. The uncertainties in the estimated heat fluxes are comparable to in-situ measurement uncertainties. Keywords: Surface energy balance, turbulent heat flux, evaporation, remote sensing


2020 ◽  
Vol 33 (16) ◽  
pp. 6809-6832 ◽  
Author(s):  
Kyle S. Mattingly ◽  
Thomas L. Mote ◽  
Xavier Fettweis ◽  
Dirk van As ◽  
Kristof Van Tricht ◽  
...  

ABSTRACTMass loss from the Greenland Ice Sheet (GrIS) has accelerated over the past two decades, coincident with rapid Arctic warming and increasing moisture transport over Greenland by atmospheric rivers (ARs). Summer ARs affecting western Greenland trigger GrIS melt events, but the physical mechanisms through which ARs induce melt are not well understood. This study elucidates the coupled surface–atmosphere processes by which ARs force GrIS melt through analysis of the surface energy balance (SEB), cloud properties, and local- to synoptic-scale atmospheric conditions during strong summer AR events affecting western Greenland. ARs are identified in MERRA-2 reanalysis (1980–2017) and classified by integrated water vapor transport (IVT) intensity. SEB, cloud, and atmospheric data from regional climate model, observational, reanalysis, and satellite-based datasets are used to analyze melt-inducing physical processes during strong, >90th percentile “AR90+” events. Near AR “landfall,” AR90+ days feature increased cloud cover that reduces net shortwave radiation and increases net longwave radiation. As these oppositely signed radiative anomalies partly cancel during AR90+ events, increased melt energy in the ablation zone is primarily provided by turbulent heat fluxes, particularly sensible heat flux. These turbulent heat fluxes are driven by enhanced barrier winds generated by a stronger synoptic pressure gradient combined with an enhanced local temperature contrast between cool over-ice air and the anomalously warm surrounding atmosphere. During AR90+ events in northwest Greenland, anomalous melt is forced remotely through a clear-sky foehn regime produced by downslope flow in eastern Greenland.


2021 ◽  
Author(s):  
Axel Kleidon ◽  
Maik Renner ◽  
Annu Panwar ◽  
Sarosh Alam Ghausi

<p>Land-atmosphere interactions are typically evaluated using numerical simulation models of increasingly greater complexity.  But what are the key, major constraints that determine the first-order controls of the land-atmosphere system?  Here, we present an alternative approach that is solely based on energetic and thermodynamic constraints of the coupled land-atmosphere system and show that this approach can reproduce observations at the diurnal scale very well.  The key concept we use is that turbulent heat fluxes are predominantly the result of an atmospheric heat engine that is driven by the heat input from the surface and that operates at the thermodynamic limit of maximum power.  This provides a closure for the magnitude of turbulent fluxes in the surface energy balance.  Interactions enter this approach mainly in two ways: First, the cooling effect of turbulent heat fluxes on surface temperature lowers the engine's efficiency, thereby setting the maximum power limit, and second, by heat storage changes in the lower atmosphere, which represent an entropy term inside the heat engine and alter the thermodynamic limit for power output.  Both effects are, however, well constrained by energy balances, yielding analytical solutions for energy balance partitioning during the day without the need for empirical parameters. The further partitioning into sensible and latent heat fluxes is obtained from the assumption of thermodynamic equilibrium at the surface where heat and moisture is added to the atmosphere (if sufficient soil water is accessible).  We then show that this approach works remarkably well in reproducing FluxNet observations over the diurnal cycle.  What this implies is that these physical constraints determine the first-order dynamics of the land-atmosphere system, enabling us to derive simple, physics-based estimates of climate, the dominant effects of vegetation, and the response of the coupled system to global climate change.</p>


2018 ◽  
Vol 34 (3) ◽  
pp. 555-566 ◽  
Author(s):  
Gabriel B Senay

Abstract.Remote sensing-based evapotranspiration (ET) can be derived using various methods, from soil moisture accounting to vegetation-index based approaches to simple and complex surface energy balance techniques. Due to the complexity of fully representing and parameterizing ET sub-processes, different models tend to diverge in their estimations. However, most models appear to provide reasonable estimations that can meet user requirements for seasonal water use estimation and drought monitoring. One such model is the Operational Simplified Surface Energy Balance (SSEBop). This study presents a formulation of the SSEBop model using the psychrometric principle for vapor pressure/relative humidity measurements where the “dry-bulb” and “wet-bulb” equivalent readings can be obtained from satellite-based land surface temperature estimates. The difference in temperature between the dry (desired location) and wet limit (reference value) is directly correlated to the soil-vegetation composite moisture status (surface humidity) and thus producing a fractional value (0-1) to scale the reference ET. The reference ET is independently calculated using available weather data through the standardized Penman-Monteith equation. Satellite Psychrometric Approach (SPA) explains the SSEBop model more effectively than the energy balance principle because SSEBop does not solve all terms of the surface energy balance such as sensible and ground-heat fluxes. The SPA explanation demonstrates the psychrometric constant for the air can be readily adapted to a comparable constant for the surface, thus allowing the creation of a “surface” psychrometric constant that is unique to a location and day-of-year. This new surface psychrometric constant simplifies the calculation and explanation of satellite-based ET for several applications in agriculture and hydrology. The SPA formulation of SSEBop was found to be an enhancement of the ET equation formulated in 1977 by pioneering researchers. With only two key parameters, improved model results can be obtained using a one-time calibration for any bias correction. The model can be set up quickly for routine monitoring and assessment of ET at landscape scales and beyond. Keywords: Dry-bulb, ET fraction, ET modeling, Remote sensing, Satellite psychrometry, Wet-bulb.


2010 ◽  
Vol 14 (3) ◽  
pp. 491-504 ◽  
Author(s):  
X. Xin ◽  
Q. Liu

Abstract. A Two-layer Surface Energy Balance Parameterization Scheme (TSEBPS) is proposed for the estimation of surface heat fluxes using Thermal Infrared (TIR) data over sparsely vegetated surfaces. TSEBPS is based on the theory of the classical two-layer energy balance model, as well as a set of new formulations derived from assumption of the energy balance at limiting cases. Two experimental data sets are used to assess the reliabilities of TSEBPS. Based on these case studies, TSEBPS has proven to be capable of estimating heat fluxes at vegetation surfaces with acceptable accuracy. The uncertainties in the estimated heat fluxes are comparable to in-situ measurement uncertainties.


2009 ◽  
Vol 6 (6) ◽  
pp. 6795-6832
Author(s):  
X. Xin ◽  
Q. Liu

Abstract. A Two-layer Surface Energy Balance Parameterization Scheme (TSEBPS) is proposed for the estimation of surface heat fluxes using thermal infrared (TIR) data over sparsely vegetated surfaces. TSEBPS is based on the theory of the classical two-layer energy balance model, as well as a set of new formulations derived from assumption of the energy balance at limiting cases. Two experimental data sets are used to assess the reliabilities of TSEBPS. Based on these case studies, TSEBPS has proven to be capable of estimating heat fluxes at vegetation surfaces with acceptable accuracy. The uncertainties in the estimated heat fluxes are comparable to in-situ measurement uncertainties.


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