scholarly journals Wyłączenie biegłego w postępowaniu arbitrażowym

2019 ◽  
Vol 116 ◽  
pp. 9-28
Author(s):  
Aleksandra Budniak-Rogala

DISQUALIFICATION OF AN EXPERT WITNESS IN AN ARBITRATION PROCEDUREThe legislator has not provided any specific regulations stipulating the legal basis of a disqualification of an expert witness in an arbitration procedure in the Polish Civil Procedure Code. As a result, it is clear whether it is possible and, if so, under what conditions it could take place. The proceedings before the arbitration court are entirely distinct from litigation, and, therefore, there are different rules concerning the evidentiary procedure, especially obtaining an expert opinion. During the arbitration procedure, as opposed to litigation, there are two modes of obtaining said evidence. As a general rule, there is a possibility of appointing an expert witness by the arbitration court; however, it is more common for the parties to appoint an arbitration expert witness. This justifies the different approach to the matter of disqualification of an expert witness — on the basis of the source of their appointment.Regarding the event of appointing an expert witness by the arbitration court, it is important to note that pursuant to the provision of Article 1184 § 2 sentence 2 of the Civil Procedure Code, the arbitration court is not bound by the provisions regulating the litigation. Therefore, in the arbitration procedure on the grounds of the rule stipulated by the provision of Article 13 § 2 of the Civil Procedure Code there is no legal basis to apply the provisions of Article 281 of the Civil Procedure Code regarding the disqualification of an expert witness. However, it appears that in the analyzed matter it is possible to resort to the IBA Guidelines on conflict of interests in international commercial arbitration. The expert witness appointed by the party shall be attributed the status of a witness with special knowledge expert witness. With this approach there is no need to resort to disqualification of an expert witness — the evidence in question shall be evaluated based on rules on witness testimony.

2021 ◽  
Vol 11 (5) ◽  
pp. 295-306
Author(s):  
L.A. TEREKHOVA

The category of “knowledgeable (experienced) persons” is not limited to experts only. Arbitration assessors and specialists are also referred to as knowledgeable persons; some scholars believe that a witness and even a judge can perform the functions of a knowledgeable person. The article focuses on the figure of a specialist, his consultations and responses to court inquiries. There is a lack of unification of the norms on the participation of a specialist in the Civil Procedure Code and the Arbitration Procedure Code of the Russian Federation. The effectiveness of seeking advice from a specialist is substantiated – this is a faster and less costly way of obtaining special knowledge necessary for considering a case. Consultation and examination are mutually complementary, the consultation may precede the examination, or, on the contrary, follow after the completion of the examination of the expert opinion, when questions have arisen to such a conclusion and the problem is solved with the appointment of additional or repeated examinations. The consultations are varied and subject to classification. It is substantiated, based on the differences in the nature of the consultations, that the consultation of a specialist on the use of technical means in the study of evidence cannot be compared with the consultation of a specialist on a complex scientific issue. As a classification criterion, the author proposes to consider the need for research and assessment of consultation, or the lack thereof. In the latter case, there is technical assistance and it would be legitimate not to classify it as evidence. However, research and assessment of the information presented is an attribute of working with evidence, therefore, in such cases, the status of evidence should be recognized for consultation.


2021 ◽  
Vol 11 (5) ◽  
pp. 159-190
Author(s):  
E.I. NOSYREVA ◽  
D.G. FILCHENKO

The article presents an analysis of the institution of securing evidence in the civil process from the point of view of the development of its legal regulation, doctrine and practice. The teaching of professor M.K. Treushnikov on the evidence is taken as a basis. Through the prism of his ideas, theoretical concepts of securing evidence are revealed, from prerevolutionary works to modern research; the sequence of the formation of norms on the securing evidence on the example of procedural codes of various periods; trends in the law practice of securing evidence. The correlation of the securing evidence with the elements of the judicial proof is revealed. It is substantiated that the securing evidence includes such elements of the structure of judicial proof as: indication of facts, indication of evidence and preliminary assessment. The end result of the procedural action to secure evidence is the possibility of implementing all subsequent elements – presentation, disclosure, investigation and final assessment of evidence. Conclusions are formulated on the results of the development of the institution of securing evidence, which from rather brief and obvious provisions of procedural legislation, a few practice has turned into an actual procedural activity. Its demand is predicted to grow in the context of digitalization of information, as well as due to the possibility of using it in the framework of arbitration. At the same time, an increase in the number of cases of unfounded appeal of interested parties to actions to secure evidence is noted. The authors support a critical assessment of the rule of the Arbitration Procedure Code of the Russian Federation that the securing evidence is carried out by the arbitration court according to the rules for securing a claim, and a proposal for a unified regulation of this institution in accordance with the rules of the Civil Procedure Code of the Russian Federation.


2021 ◽  
Vol 16 (12) ◽  
pp. 53-68
Author(s):  
S. M. Mikhailov ◽  
M. D. Olegov

The paper analyzes certain provisions of civil procedural legislation in terms of their effectiveness as a means of establishing actual circumstances of civil cases by the court from the standpoint of doctrine and judicial practice. The authors examine the relationship between the presentation and disclosure of evidence, draw a conclusion about their close relationship, and their identification, sometimes admitted by judicial practice, is critically assessed. The question of the period for disclosure of evidence was investigated, in respect of which it was concluded that provisions of the Code of Civil Procedure of the Russian Federation, although not quite specific, but sometimes quite definitely allow this period to be established. Taking into account the stance of the Supreme Court of the Russian Federation, then authors propose a solution to the problem of the consequences of non-disclosure of evidence in a civil case. The paper analyzes individual norms and institutions that allow the court to establish the circumstances of civil cases without evidence or on the basis of explanations of the other party. It is concluded that the norm of the second sentence of Part 1 of Art. 68 of the Code of Civil Procedure of the Russian Federation is neither a legal fiction nor an evidentiary presumption. This is one of the manifestations of the action of the general rule for the distribution of the duty of proof. The authors support and justify the position that the norm of Part 31 of Art. 70 of the Arbitration Procedure Code of the Russian Federation is an evidentiary presumption, and the presumption not of fact, but of evidence. In relation to Part 3 of Art. 79 of the Code of Civil Procedure of the Russian Federation, it is concluded that establishment of the facts by the court by applying this norm does not mean obtaining true knowledge about them. Therefore, this provision of the civil procedure law is applied in judicial practice with extreme care.


AL-HUKAMA ◽  
2018 ◽  
Vol 8 (2) ◽  
pp. 507-531
Author(s):  
Misbahul Zaman

Verification in the Religion Court is important because the court upholds law and justice based on no other evidence, including in civil cases, such as divorce. One of the proofs is a witness testimony. The majority of Islamic law experts like Imam Malik, Imam al-Shafi'i or Imam Ahmad ibn Hanbal agreed that a witness must be a Muslim, so that in a case witnessed by someone who is not Muslim, his testimony is deemed invalid. This article wants to see a case of establishing non-Muslim witnesses in a divorce case in the Sidoarjo Religious Court by using descriptive analysis, which is systematically describing the facts and characteristics of the object studied by the later analysis and using the istihsan theory. Based on the analysis, the Sidoarjo Religious Court in Case No. 1889/Pdt.G/2017/PA.Sda. has received the status of a non-Muslim witness because it has fulfilled formal requirements in a civil procedure law. In line with istihsan theory, non-Muslim testimony is permissible because of the development of the present era and its greater difficulties so that it can be accepted in religious courts. If it is forced that witnesses to be Muslim, then justice seekers will be harmed and have difficulties.


2020 ◽  
Vol 12 ◽  
pp. 14-18
Author(s):  
Sergey A. Sapozhnikov ◽  
◽  
Olga N. Barmina ◽  

The article discusses the requirements for the form and content of a statement of claim in civil and arbitration proceedings. The authors’ interest in this issue is due to global changes made to the civil and arbitration process as a result of the institutional reform and came into force in the fall of 2019. For example, the requirements for documents attached to a statement of claim have been clarified in the civil procedure. So, at present, the plaintiff, when applying to the court of general jurisdiction according to the rules of civil procedure, must submit a delivery receipt or other documents confirming the sending to other persons involved in the case, copies of the statement of claim and the documents attached to it. Such rules have long existed in the arbitration process. Along with that, as follows from part 3 of Article 114 of the Civil Procedure Code of the Russian Federation, at the same time as the court summons or other judicial notice addressed to the defendant, the judge sends a copy of the statement of claim. Thus, the existence of this rule preserves to the obligation of the court to send a copy of the statement of claim to the persons involved in the case, as, it this was before the introduction of global amendments. In this regard, in order to uniformly and accurately apply the rules of the process, the authors propose clarifying the norms of the Civil Procedure Code of the Russian Federation in this part. Also in the work, the authors raised the problems of unification of the process, proposed some approaches to improve procedural legislation.


2021 ◽  
Vol 11 (1) ◽  
pp. 165-190
Author(s):  
A.V. CHEKMAREVA

The article highlights the stages of development of legislation regulating preparatory procedural actions in civil cases in courts of general jurisdiction and arbitration courts. The author notes that the Decrees of Peter the Great had an important impact on setting the time limits for the performance of some procedural preparatory actions in the 18th century. The adoption of the Charter of Civil Procedure of 1864 consolidated preliminary written preparation as an important stage in the proceedings that carried out based on adversarial and equality of rights of the parties. The author comes to a conclusion that the stage of preparing the case for trial practically did not exist until 1929, since the 1923 Civil Procedure Code of the RSFSR reduced the essence of the preparation only to the judge’s right to collect necessary evidence for the resolve of the case at the request of the plaintiff and beyond the objections of the defendant. It is noted that the RSFSR Civil Procedure Code, adopted in 1964, also did not call the preparation of the case for trial a mandatory stage of the process; and only in the Resolution of the Plenum of the Supreme Court of the RSFSR of 19 March 1969 “On the Preparation of Civil Cases for Trial” preparation was indicated as independent stage and is obligatory in every civil case. The author emphasizes that the adoption in 2002 of the Civil Procedure Code of the Russian Federation and the Arbitration Procedure Code of the Russian Federation significantly changed the preparation of the case for trial, imparting an adversarial character to the preparatory actions. The legislative fundamentalization of this stage allowed the author to present the preparation of the case for trial as a system consisting of two interconnected subsystems (guided and regulatory). The author notes that a systemic approach to studying the preparation of cases for consideration makes it possible to identify the role of preparatory procedures in civil procedure, to regulate the interaction between the court and the parties, to predict possible results from preparatory procedures, and find out the balance between the purposes and aims of preparation at each stage of the proceedings. A comparative analysis of the norms of the Civil Procedure Code of the Russian Federation and the Arbitration Procedure Code of the Russian Federation, which regulate the rules on the disclosure of evidence, made it possible to come to the conclusion that it is inexpedient to stipulate in the Civil Procedure Code of the Russian Federation the obligation to disclose evidence without establishing measures of responsibility for its failure to comply. Attention is drawn to the inconsistency of the legislator, who defines Article 132 of the Code of Administrative Proceedings of the Russian Federation as “Aims of Preparing an Administrative Case for Trial”, but does not indicate any of them. The author offers a list of such aims. Noting the specifics of administrative proceedings, the author states that such a problem of preparing an administrative case for trial as reconciliation of the parties can be singled out with a certain degree of conditionality, since the court promotes the reconciliation of the parties if reconciliation is possible in this category of administrative cases. On the contrary, in civil and arbitration proceedings the central place in the modern model of preparatory procedures in the court of first instance should be occupied by two interrelated goals: the first is aimed at maximizing the possibilities of reconciliation of the parties, the second is aimed at the qualitative preparation of the case for consideration in court, in connection with which the importance of the stage of preparing the case for trial is growing, since in the event of conciliation or refusal of the claim, the goal of the proceedings can be achieved without trial. In her study of the problems of scientific understanding of the purposes and aims of both preparatory procedures and entire civil proceedings, the author comes to the conclusion that the effectiveness of judicial protection is directly dependent on the implementation of the targets based on constitutional provisions of civil, arbitration and administrative proceedings. Exploring foreign experience, the author points out that along with effective dispute resolution, a social function becomes an important component of the purpose of civil legal proceedings, without which domestic justice cannot do. In many ways, this should contribute to legislative consolidation of conciliation among the aims of civil, arbitration and administrative proceedings.


2021 ◽  
Vol 11 (3) ◽  
pp. 109-131
Author(s):  
S.S. KAZIKHANOVA

The article analyzes the changes made to the Civil Procedure Code of the Russian Federation, the Arbitration Procedure Code of the Russian Federation and the Administrative Code of the Russian Federation by the Federal Law of 26 July 2019 No. 197-FZ, related to the regulation of conciliation procedures. The question is raised as to whether the civil procedural codes should regulate relations on reconciliation and to what extent. Agreement is expressed with those authors who believe that, by their nature, the relations that develop in conciliation procedures between its participants (including in cases where the conciliation procedure is directed by a judge) are not procedural and are not part of the subject of civil procedural law. The non-procedural nature of the relationship between the judicial conciliator and the court in the procedure of judicial conciliation under the Civil Procedure Code of the Russian Federation, the Arbitration Procedure Code of the Russian Federation and the Administrative code of the Russian Federation is substantiated. It is concluded that due to the qualitatively different nature of reconciliation relations from civil procedural relations, as well as their lack of connection with the resolution of a civil case in a certain system of guarantees (civil procedural form), there is no place for articles on individual conciliation procedures among procedural norms. In this regard, it is proposed to either exclude them, or, as an option, transfer them to the appendix to the Civil Procedure Code of the Russian Federation, the Arbitration Procedure Code of the Russian Federation, the Administrative code of the Russian Federation (just as in the Civil Procedure Code of 1964 there was an appendix, in particular, about the arbitration court).


2020 ◽  
Vol 15 (1) ◽  
pp. 103-115
Author(s):  
O. N. Gorodnova ◽  
A. A. Makarushkova

Based on a comparative analysis of the norms of the procedural legislation of the Russian Federation, the paper discusses certain problems and prospects of legal regulation of the status of persons contributing to the administration of justice: expert, specialist, witness, interpreter, assistant judge, court clerk, as applied to civil proceedings.The authors analyze modern approaches to the persons contributing to the administration of justice, considering, along with traditional subjects, such a procedural figure as judicial representative in a civil procedure, taking into account the latest changes and additions to the Civil Procedure Code of the Russian Federation, entering into force on September 1, 2019.Based on a comparative analysis of the provisions of the arbitration and civil procedural laws, the authors of the paper point that the Civil Procedural Code of the Russian Federation lacks a separate chapter on legal regulation of the status of participants in civil proceedings, including those assisting in the administration of justice. This makes it difficult to establish the circle of such entities in practice. In this regard, they propose, by analogy with the Arbitration Procedure Code of the Russian Federation, to fix the circle of participants in the civil procedure in a separate chapter, revealing in detail and specifying the legal status in other articles of the Civil Procedural Code of the Russian Federation of other participants in the civil proceedings.In the paper, the authors conclude that the judicial representative must be considered as an independent subject of the civil proceedings. Finally, this problematic issue can only be resolved by making appropriate changes and additions to the Civil Procedural Code of the Russian Federation.It is noted that, despite the absence of special instructions in the Civil Procedural Code of the Russian Federation to other participants in the process, their list is not exhaustive and in fact, the circle of persons involved in the case is much wider. Such persons include court bailiffs and witnesses, whose legal status is currently debatable.


Author(s):  
Cueva Ministro Ricardo Villas Bôas

This chapter traces the evolution of case law regarding arbitration in Brazil. Before the enactment of the Brazilian Arbitration Law (BAL), arbitration was not taken seriously in Brazil because the applicable norms of the Civil Code and of the Civil Procedure Code created mounting obstacles, which prevented commercial arbitration from flourishing. The new statute of 1996 changed this completely and introduced an arbitration friendly legal framework. In 2001, the Federal Supreme Court (STF) upheld the constitutionality of the BAL. From then on, the Superior Tribunal of Justice (STJ), the court of third instance, has played a key role in defining clear and predictable rules about arbitration. The success of arbitration in Brazil has had a significant impact on the reform of the Civil Procedure Code, which was enacted in 2015. The new Code embraced arbitration as central part of a new public policy directed to the promotion of alternative means of dispute resolution and the fostering of a multi-door courtroom system. The increasing relevance of arbitration for the resolution of business disputes in Brazil might also explain the adoption of a system of mandatory pre-trial hearing purported to stimulate the parties to use mediation and/or conciliation to solve their conflict.


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