Institutional Design and Complexity: Protocol Network Structure in Response to Different Collective-Action Dilemmas

2020 ◽  
pp. 267-293
Author(s):  
Tomás Olivier ◽  
Tyler A. Scott ◽  
Edella Schlager
2012 ◽  
Vol 11 (1) ◽  
pp. 64-87 ◽  
Author(s):  
Heinz-Dieter Meyer

Abstract At present, institutional design is an under-theorized and underdeveloped part of the social sciences. In this paper I focus on designs for situations of collective action where the outcome is controlled by the choices of several self-interested actors. In those situations the goal of institutional design is to alter the rules of the game so that self-interested actors find it rational to cooperate. I explore the viability of that definition by considering two examples of institutional design: urban safety and academic peer review. I discuss the implications of my findings for our conception of rational self-interest and propose that three design principles – publicity, boundaries, and contiguity – can be inferred from the analysis.


Author(s):  
Andrea K. Gerlak ◽  
Susanne Schmeier

This chapter defines transboundary waters and sheds light on the collective action problems they pose. It chronicles the rise of river basin organizations as the key regional institutions to manage and implement international water treaties and address collective action problems in transboundary waters. In examining questions of effectiveness, two important institutional design features of transboundary water governance are outlined: the role of stakeholder participation and the importance of science–policy linkages. Emerging challenges and controversies are addressed, including questions of adaptive capacity and matters of context in transboundary water governance. The chapter concludes with some suggested paths for future research, emphasizing institutional adaptation to future challenges.


1997 ◽  
Vol 91 (3) ◽  
pp. 685-693 ◽  
Author(s):  
Edward P. Schwartz ◽  
Michael R. Tomz

Institutional design can affect the logic of ongoing collective action in groups with heterogeneous members. This article corrects a mathematical error in a seminal article by Bendor and Mookherjee (1987) and shows how the amended result strengthens the case for centralized monitoring and enforcement mechanisms. In solving their original model, Bendor and Mookherjee neglected that groups under centralized control will become increasingly talented over time, as headquarters detects and replaces untalented members. Expected improvements in the talent of the group should heighten the incentive for its members to work and curtail the incidence of costly free riding, as well as reduce the average per-worker cost of production. These gains in efficiency will not materialize in decentralized regimes, where the fraction of talented members will remain constant over time. Depending on the effectiveness of monitoring in the centralized group and the level of patience and talent in society as a whole, centralized regimes can produce greater group welfare than decentralized ones, even when decentralized institutions operate flawlessly.


2018 ◽  
Vol 72 (1) ◽  
pp. 162-176 ◽  
Author(s):  
Tomás Olivier

Collective-action problems affect the structure of stakeholder networks differently in policy settings (Berardo and Scholz 2010). However, interactions in policy settings do not usually occur in an institutional vacuum; instead, they are guided and constrained by agreed-on rules. Therefore, to better understand behavior in these settings, it is important to understand the parameters that guide and constrain it. Combining arguments from game theory and social network analysis, this paper focuses on how the nature of collective-action problems affect the design of formal institutional arrangements. The cases are two institutional arrangements for the provision of high-quality drinking water, in New York City and in Boston. The design of these arrangements is measured through Networks of Prescribed Interactions (NPIs), capturing patterns of interactions mandated by formal rules. NPI structures in each case are then compared analyzing their structural measures and applying exponential random graph models (ERGMs). By comparing these NPIs, the paper assesses the effects of collective-action problems on the design of formal institutional arrangements. Results show that cooperation problems are associated with designs prescribing redundant interactions that create a balanced distribution of responsibilities among the key actors to the agreement.


2012 ◽  
Vol 48 (1) ◽  
pp. 33-54 ◽  
Author(s):  
Nikolaos Zahariadis

This article sheds light on the Greek trigger of the eurozone's fiscal crisis. Using Ostrom's institutional theory of collective action it argues that Europe's predicament is rooted in the failings of political leadership and institutional design at both the European Union and Greek levels. The findings have implications for Ostrom's framework, Europeanization and the future of European integration.


2019 ◽  
Vol 11 (24) ◽  
pp. 7022 ◽  
Author(s):  
Jasper R. de Vries ◽  
Eva van der Zee ◽  
Raoul Beunen ◽  
Rianne Kat ◽  
Peter H. Feindt

Agri-environmental schemes have been introduced in numerous countries to combat biodiversity loss in agrarian landscapes that are important for both food production and biodiversity. The successful operation of such schemes depends strongly upon trust between actors involved, as well as trust in institutions that govern these schemes. However, the interplay between interpersonal and institutional trust in the context of collective action for agri-environmental management is not well understood. To address this question, we explore the case of agri-environmental management in the province of Drenthe (in The Netherlands), where a new policy model was implemented. This case shows how both institutional design and institutional performance critically influence trust dynamics. Under the old policy model, farmers struggled with auditing and control, which fostered mistrust and hampered collective action. Under the new model, a landscape approach, more responsibilities were delegated to farmers, and more room was created for interaction, which fostered trust both between actors and in institutions. Based on our findings, we conclude that institutional designs that reflect trust in the actors can foster interpersonal and institutional trust that, in turn, facilitates collective action. However, old arrangements can also create path dependencies that limit trust development and impede collective action for agri-environmental management.


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