Assimilating Airborne Doppler Radar Observations with an Ensemble Kalman Filter for Convection-Permitting Hurricane Initialization and Prediction: Katrina (2005)

2012 ◽  
Vol 140 (3) ◽  
pp. 841-859 ◽  
Author(s):  
Yonghui Weng ◽  
Fuqing Zhang

Abstract Through a Weather Research and Forecasting model (WRF)-based ensemble Kalman filter (EnKF) data assimilation system, the impact of assimilating airborne radar observations for the convection-permitting analysis and prediction of Hurricane Katrina (2005) is examined in this study. A forecast initialized from EnKF analyses of airborne radar observations had substantially smaller hurricane track forecast errors than NOAA’s operational forecasts and a control forecast initialized from NCEP analysis data for lead times up to 120 h. Verifications against independent in situ and remotely sensed observations show that EnKF analyses successfully depict the inner-core structure of the hurricane vortex in terms of both dynamic (wind) and thermodynamic (temperature and moisture) fields. In addition to the improved analyses and deterministic forecast, an ensemble of forecasts initiated from the EnKF analyses also provided forecast uncertainty estimates for the hurricane track and intensity. Also documented here are the details of a series of data thinning and quality control procedures that were developed to generate superobservations from large volumes of airborne radial velocity measurements. These procedures have since been implemented operationally on the NOAA hurricane reconnaissance aircraft that allows for more efficient real-time transmission of airborne radar observations to the ground.

2013 ◽  
Vol 2013 ◽  
pp. 1-13 ◽  
Author(s):  
Daniel T. Dawson II ◽  
Louis J. Wicker ◽  
Edward R. Mansell ◽  
Youngsun Jung ◽  
Ming Xue

The impact of increasing the number of predicted moments in a multimoment bulk microphysics scheme is investigated using ensemble Kalman filter analyses and forecasts of the May 8, 2003 Oklahoma City tornadic supercell storm and the analyses are validated using dual-polarization radar observations. The triple-moment version of the microphysics scheme exhibits the best performance, relative to the single- and double-moment versions, in reproducing the low-ZDRhail core and high-ZDRarc, as well as an improved probabilistic track forecast of the mesocyclone. A comparison of the impact of the improved microphysical scheme on probabilistic forecasts of the mesocyclone track with the observed tornado track is also discussed.


2012 ◽  
Vol 140 (2) ◽  
pp. 562-586 ◽  
Author(s):  
Nusrat Yussouf ◽  
David J. Stensrud

Observational studies indicate that the densities and intercept parameters of hydrometeor distributions can vary widely among storms and even within a single storm. Therefore, assuming a fixed set of microphysical parameters within a given microphysics scheme can lead to significant errors in the forecasts of storms. To explore the impact of variations in microphysical parameters, Observing System Simulation Experiments are conducted based on both perfect- and imperfect-model assumptions. Two sets of ensembles are designed using either fixed or variable parameters within the same single-moment microphysics scheme. The synthetic radar observations of a splitting supercell thunderstorm are assimilated into the ensembles over a 30-min period using an ensemble Kalman filter data assimilation technique followed by 1-h ensemble forecasts. Results indicate that in the presence of a model error, a multiparameter ensemble with a combination of different hydrometeor density and intercept parameters leads to improved analyses and forecasts and better captures the truth within the forecast envelope compared to single-parameter ensemble experiments with a single, constant, inaccurate hydrometeor intercept and density parameters. This conclusion holds when examining the general storm structure, the intensity of midlevel rotation, surface cold pool strength, and the extreme values of the model fields that are most helpful in determining and identifying potential hazards. Under a perfect-model assumption, the single- and multiparameter ensembles perform similarly as model error does not play a role in these experiments. This study highlights the potential for using a variety of realistic microphysical parameters across the ensemble members in improving the analyses and very short-range forecasts of severe weather events.


2014 ◽  
Vol 142 (8) ◽  
pp. 2915-2934 ◽  
Author(s):  
Hailing Zhang ◽  
Zhaoxia Pu

Abstract A series of numerical experiments are conducted to examine the impact of surface observations on the prediction of landfalls of Hurricane Katrina (2005), one of the deadliest disasters in U.S. history. A specific initial time (0000 UTC 25 August 2005), which led to poor prediction of Hurricane Katrina in several previous studies, is selected to begin data assimilation experiments. Quick Scatterometer (QuikSCAT) ocean surface wind vectors and surface mesonet observations are assimilated with the minimum central sea level pressure and conventional observations from NCEP into an Advanced Research version of the Weather Research and Forecasting Model (WRF) using an ensemble Kalman filter method. Impacts of data assimilation on the analyses and forecasts of Katrina’s track, landfalling time and location, intensity, structure, and rainfall are evaluated. It is found that the assimilation of QuikSCAT and mesonet surface observations can improve prediction of the hurricane track and structure through modifying low-level thermal and dynamical fields such as wind, humidity, and temperature and enhancing low-level convergence and vorticity. However, assimilation of single-level surface observations alone does not ensure reasonable intensity forecasts because of the lack of constraint on the mid- to upper troposphere. When surface observations are assimilated with other conventional data, obvious enhancements are found in the forecasts of track and intensity, realistic convection, and surface wind structures. More importantly, surface data assimilation results in significant improvements in quantitative precipitation forecasts (QPFs) during landfalls.


2003 ◽  
Vol 131 (8) ◽  
pp. 1663-1677 ◽  
Author(s):  
Chris Snyder ◽  
Fuqing Zhang

Abstract Assimilation of Doppler radar data into cloud models is an important obstacle to routine numerical weather prediction for convective-scale motions; the difficulty lies in initializing fields of wind, temperature, moisture, and condensate given only observations of radial velocity and reflectivity from the radar. This paper investigates the potential of the ensemble Kalman filter (EnKF), which estimates the covariances between observed variables and the state through an ensemble of forecasts, to assimilate radar observations at convective scales. In the basic experiment, simulated observations are extracted from a reference simulation of a splitting supercell and assimilated using the EnKF and the same numerical model that produced the reference simulation. The EnKF produces accurate analyses, including the unobserved variables, after roughly 30 min (or six scans) of radial velocity observations. Additional experiments, in which forecasts are made from the ensemble-mean analysis, reveal that forecast errors grow significantly in this simple system, so that the ability of the EnKF to track the reference solution is not simply because of stable system dynamics. It is also found that the covariances between radial velocity and temperature, moisture, and condensate are important to the quality of the analyses, as is the initialization chosen for the ensemble members prior to assimilating the first observations. These results are promising, especially given the ease of implementing the EnKF. A number of important issues remain, however, including the initialization of the ensemble prior to the first observation, the treatment of uncertainty in the environmental sounding, the role of error in the forecast model (particularly the microphysical parameterizations), and the treatment of lateral boundary conditions.


2012 ◽  
Vol 69 (11) ◽  
pp. 3147-3171 ◽  
Author(s):  
Humberto C. Godinez ◽  
Jon M. Reisner ◽  
Alexandre O. Fierro ◽  
Stephen R. Guimond ◽  
Jim Kao

Abstract In this work the authors determine key model parameters for rapidly intensifying Hurricane Guillermo (1997) using the ensemble Kalman filter (EnKF). The approach is to utilize the EnKF as a tool only to estimate the parameter values of the model for a particular dataset. The assimilation is performed using dual-Doppler radar observations obtained during the period of rapid intensification of Hurricane Guillermo. A unique aspect of Guillermo was that during the period of radar observations strong convective bursts, attributable to wind shear, formed primarily within the eastern semicircle of the eyewall. To reproduce this observed structure within a hurricane model, background wind shear of some magnitude must be specified and turbulence and surface parameters appropriately specified so that the impact of the shear on the simulated hurricane vortex can be realized. To identify the complex nonlinear interactions induced by changes in these parameters, an ensemble of model simulations have been conducted in which individual members were formulated by sampling the parameters within a certain range via a Latin hypercube approach. The ensemble and the data, derived latent heat and horizontal winds from the dual-Doppler radar observations, are utilized in the EnKF to obtain varying estimates of the model parameters. The parameters are estimated at each time instance, and a final parameter value is obtained by computing the average over time. Individual simulations were conducted using the estimates, with the simulation using latent heat parameter estimates producing the lowest overall model forecast error.


2009 ◽  
Vol 6 (4) ◽  
pp. 8279-8309 ◽  
Author(s):  
W. Ju ◽  
S. Wang ◽  
G. Yu ◽  
Y. Zhou ◽  
H. Wang

Abstract. Soil and atmospheric water deficits have significant influences on CO2 and energy exchanges between the atmosphere and terrestrial ecosystems. Model parameterization significantly affects the ability of a model to simulate carbon, water, and energy fluxes. In this study, an ensemble Kalman filter (EnKF) and observations of gross primary productivity (GPP) and latent heat (LE) fluxes were used to optimize model parameters significantly affecting the calculation of these fluxes for a subtropical coniferous plantation in southeastern China. The optimized parameters include the maximum carboxylation rate (Vcmax), the Ball-Berry coefficient (m) and the coefficient determining the sensitivity of stomatal conductance to atmospheric water vapor deficit D0). Optimized Vcmax and m showed larger seasonal and interannual variations than D0. Seasonal variations of Vcmax and m are more pronounced than the interannual variations. Vcmax and m are associated with soil water content (SWC). During dry periods, SWC at the 20 cm depth can explain 61% and 64% of variations of Vcmax and m, respectively. EnKF parameter optimization improves the simulations of GPP, LE and sensible heat (SH), mainly during dry periods. After parameter optimization using EnKF, the variations of GPP, LE and SH explained by the model increased by 1% to 4% at half-hourly steps and by 3% to 5% at daily time steps. Efforts are needed to develop algorithms that can properly describe the variations of these parameters under different environmental conditions.


2014 ◽  
Vol 7 (5) ◽  
pp. 6519-6547
Author(s):  
S. Zhang ◽  
X. Zheng ◽  
Z. Chen ◽  
B. Dan ◽  
J. M. Chen ◽  
...  

Abstract. A Global Carbon Assimilation System based on Ensemble Kalman filter (GCAS-EK) is developed for assimilating atmospheric CO2 abundance data into an ecosystem model to simultaneously estimate the surface carbon fluxes and atmospheric CO2 distribution. This assimilation approach is based on the ensemble Kalman filter (EnKF), but with several new developments, including using analysis states to iteratively estimate ensemble forecast errors, and a maximum likelihood estimation of the inflation factors of the forecast and observation errors. The proposed assimilation approach is tested in observing system simulation experiments and then used to estimate the terrestrial ecosystem carbon fluxes and atmospheric CO2 distributions from 2002 to 2008. The results showed that this assimilation approach can effectively reduce the biases and uncertainties of the carbon fluxes simulated by the ecosystem model.


2008 ◽  
Vol 8 (11) ◽  
pp. 2975-2983 ◽  
Author(s):  
C. Lin ◽  
Z. Wang ◽  
J. Zhu

Abstract. An Ensemble Kalman Filter (EnKF) data assimilation system was developed for a regional dust transport model. This paper applied the EnKF method to investigate modeling of severe dust storm episodes occurring in March 2002 over China based on surface observations of dust concentrations to explore the impact of the EnKF data assimilation systems on forecast improvement. A series of sensitivity experiments using our system demonstrates the ability of the advanced EnKF assimilation method using surface observed PM10 in North China to correct initial conditions, which leads to improved forecasts of dust storms. However, large errors in the forecast may arise from model errors (uncertainties in meteorological fields, dust emissions, dry deposition velocity, etc.). This result illustrates that the EnKF requires identification and correction model errors during the assimilation procedure in order to significantly improve forecasts. Results also show that the EnKF should use a large inflation parameter to obtain better model performance and forecast potential. Furthermore, the ensemble perturbations generated at the initial time should include enough ensemble spreads to represent the background error after several assimilation cycles.


2017 ◽  
Vol 32 (3) ◽  
pp. 1185-1208 ◽  
Author(s):  
Phillipa Cookson-Hills ◽  
Daniel J. Kirshbaum ◽  
Madalina Surcel ◽  
Jonathan G. Doyle ◽  
Luc Fillion ◽  
...  

Abstract Environment and Climate Change Canada (ECCC) has recently developed an experimental high-resolution EnKF (HREnKF) regional ensemble prediction system, which it tested over the Pacific Northwest of North America for the first half of February 2011. The HREnKF has 2.5-km horizontal grid spacing and assimilates surface and upper-air observations every hour. To determine the benefits of the HREnKF over less expensive alternatives, its 24-h quantitative precipitation forecasts are compared with those from a lower-resolution (15 km) regional ensemble Kalman filter (REnKF) system and to ensembles directly downscaled from the REnKF using the same grid as the HREnKF but with no additional data assimilation (DS). The forecasts are verified against rain gauge observations and gridded precipitation analyses, the latter of which are characterized by uncertainties of comparable magnitude to the model forecast errors. Nonetheless, both deterministic and probabilistic verification indicates robust improvements in forecast skill owing to the finer grids of the HREnKF and DS. The HREnKF exhibits a further improvement in performance over the DS in the first few forecast hours, suggesting a modest positive impact of data assimilation. However, this improvement is not statistically significant and may be attributable to other factors.


2011 ◽  
Vol 139 (2) ◽  
pp. 566-572 ◽  
Author(s):  
Meng Zhang ◽  
Fuqing Zhang ◽  
Xiang-Yu Huang ◽  
Xin Zhang

Abstract This study compares the performance of an ensemble Kalman filter (EnKF) with both the three-dimensional and four-dimensional variational data assimilation (3DVar and 4DVar) methods of the Weather Research and Forecasting (WRF) model over the contiguous United States in a warm-season month (June) of 2003. The data assimilated every 6 h include conventional sounding and surface observations as well as data from wind profilers, ships and aircraft, and the cloud-tracked winds from satellites. The performances of these methods are evaluated through verifying the 12- to 72-h forecasts initialized twice daily from the analysis of each method against the standard sounding observations. It is found that 4DVar has consistently smaller error than that of 3DVar for winds and temperature at all forecast lead times except at 60 and 72 h when their forecast errors become comparable in amplitude, while the two schemes have similar performance in moisture at all lead times. The forecast error of the EnKF is comparable to that of the 4DVar at 12–36-h lead times, both of which are substantially smaller than that of the 3DVar, despite the fact that 3DVar fits the sounding observations much more closely at the analysis time. The advantage of the EnKF becomes even more evident at 48–72-h lead times; the 72-h forecast error of the EnKF is comparable in magnitude to the 48-h error of 3DVar/4DVar.


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