scholarly journals The importance of topography-controlled sub-grid process heterogeneity and semi-quantitative prior constraints in distributed hydrological models

2016 ◽  
Vol 20 (3) ◽  
pp. 1151-1176 ◽  
Author(s):  
Remko C. Nijzink ◽  
Luis Samaniego ◽  
Juliane Mai ◽  
Rohini Kumar ◽  
Stephan Thober ◽  
...  

Abstract. Heterogeneity of landscape features like terrain, soil, and vegetation properties affects the partitioning of water and energy. However, it remains unclear to what extent an explicit representation of this heterogeneity at the sub-grid scale of distributed hydrological models can improve the hydrological consistency and the robustness of such models. In this study, hydrological process complexity arising from sub-grid topography heterogeneity was incorporated into the distributed mesoscale Hydrologic Model (mHM). Seven study catchments across Europe were used to test whether (1) the incorporation of additional sub-grid variability on the basis of landscape-derived response units improves model internal dynamics, (2) the application of semi-quantitative, expert-knowledge-based model constraints reduces model uncertainty, and whether (3) the combined use of sub-grid response units and model constraints improves the spatial transferability of the model. Unconstrained and constrained versions of both the original mHM and mHMtopo, which allows for topography-based sub-grid heterogeneity, were calibrated for each catchment individually following a multi-objective calibration strategy. In addition, four of the study catchments were simultaneously calibrated and their feasible parameter sets were transferred to the remaining three receiver catchments. In a post-calibration evaluation procedure the probabilities of model and transferability improvement, when accounting for sub-grid variability and/or applying expert-knowledge-based model constraints, were assessed on the basis of a set of hydrological signatures. In terms of the Euclidian distance to the optimal model, used as an overall measure of model performance with respect to the individual signatures, the model improvement achieved by introducing sub-grid heterogeneity to mHM in mHMtopo was on average 13 %. The addition of semi-quantitative constraints to mHM and mHMtopo resulted in improvements of 13 and 19 %, respectively, compared to the base case of the unconstrained mHM. Most significant improvements in signature representations were, in particular, achieved for low flow statistics. The application of prior semi-quantitative constraints further improved the partitioning between runoff and evaporative fluxes. In addition, it was shown that suitable semi-quantitative prior constraints in combination with the transfer-function-based regularization approach of mHM can be beneficial for spatial model transferability as the Euclidian distances for the signatures improved on average by 2 %. The effect of semi-quantitative prior constraints combined with topography-guided sub-grid heterogeneity on transferability showed a more variable picture of improvements and deteriorations, but most improvements were observed for low flow statistics.

2015 ◽  
Vol 12 (12) ◽  
pp. 13301-13358 ◽  
Author(s):  
R. C. Nijzink ◽  
L. Samaniego ◽  
J. Mai ◽  
R. Kumar ◽  
S. Thober ◽  
...  

Abstract. Heterogeneity of landscape features like terrain, soil, and vegetation properties affect the partitioning of water and energy. However, it remains unclear to which extent an explicit representation of this heterogeneity at the sub-grid scale of distributed hydrological models can improve the hydrological consistency and the robustness of such models. In this study, hydrological process complexity arising from sub-grid topography heterogeneity was incorporated in the distributed mesoscale Hydrologic Model (mHM). Seven study catchments across Europe were used to test whether (1) the incorporation of additional sub-grid variability on the basis of landscape-derived response units improves model internal dynamics, (2) the application of semi-quantitative, expert-knowledge based model constraints reduces model uncertainty; and (3) the combined use of sub-grid response units and model constraints improves the spatial transferability of the model. Unconstrained and constrained versions of both, the original mHM and mHMtopo, which allows for topography-based sub-grid heterogeneity, were calibrated for each catchment individually following a multi-objective calibration strategy. In addition, four of the study catchments were simultaneously calibrated and their feasible parameter sets were transferred to the remaining three receiver catchments. In a post-calibration evaluation procedure the probabilities of model and transferability improvement, when accounting for sub-grid variability and/or applying expert-knowledge based model constraints, were assessed on the basis of a set of hydrological signatures. In terms of the Euclidian distance to the optimal model, used as overall measure for model performance with respect to the individual signatures, the model improvement achieved by introducing sub-grid heterogeneity to mHM in mHMtopo was on average 13 %. The addition of semi-quantitative constraints to mHM and mHMtopo resulted in improvements of 13 and 19 % respectively, compared to the base case of the unconstrained mHM. Most significant improvements in signature representations were, in particular, achieved for low flow statistics. The application of prior semi-quantitative constraints further improved the partitioning between runoff and evaporative fluxes. Besides, it was shown that suitable semi-quantitative prior constraints in combination with the transfer function based regularization approach of mHM, can be beneficial for spatial model transferability as the Euclidian distances for the signatures improved on average by 2 %. The effect of semi-quantitative prior constraints combined with topography-guided sub-grid heterogeneity on transferability showed a more variable picture of improvements and deteriorations, but most improvements were observed for low flow statistics.


2017 ◽  
Vol 21 (7) ◽  
pp. 3325-3352 ◽  
Author(s):  
Christa Kelleher ◽  
Brian McGlynn ◽  
Thorsten Wagener

Abstract. Distributed catchment models are widely used tools for predicting hydrologic behavior. While distributed models require many parameters to describe a system, they are expected to simulate behavior that is more consistent with observed processes. However, obtaining a single set of acceptable parameters can be problematic, as parameter equifinality often results in several behavioral sets that fit observations (typically streamflow). In this study, we investigate the extent to which equifinality impacts a typical distributed modeling application. We outline a hierarchical approach to reduce the number of behavioral sets based on regional, observation-driven, and expert-knowledge-based constraints. For our application, we explore how each of these constraint classes reduced the number of behavioral parameter sets and altered distributions of spatiotemporal simulations, simulating a well-studied headwater catchment, Stringer Creek, Montana, using the distributed hydrology–soil–vegetation model (DHSVM). As a demonstrative exercise, we investigated model performance across 10 000 parameter sets. Constraints on regional signatures, the hydrograph, and two internal measurements of snow water equivalent time series reduced the number of behavioral parameter sets but still left a small number with similar goodness of fit. This subset was ultimately further reduced by incorporating pattern expectations of groundwater table depth across the catchment. Our results suggest that utilizing a hierarchical approach based on regional datasets, observations, and expert knowledge to identify behavioral parameter sets can reduce equifinality and bolster more careful application and simulation of spatiotemporal processes via distributed modeling at the catchment scale.


2015 ◽  
Vol 19 (1) ◽  
pp. 209-223 ◽  
Author(s):  
A. J. Newman ◽  
M. P. Clark ◽  
K. Sampson ◽  
A. Wood ◽  
L. E. Hay ◽  
...  

Abstract. We present a community data set of daily forcing and hydrologic response data for 671 small- to medium-sized basins across the contiguous United States (median basin size of 336 km2) that spans a very wide range of hydroclimatic conditions. Area-averaged forcing data for the period 1980–2010 was generated for three basin spatial configurations – basin mean, hydrologic response units (HRUs) and elevation bands – by mapping daily, gridded meteorological data sets to the subbasin (Daymet) and basin polygons (Daymet, Maurer and NLDAS). Daily streamflow data was compiled from the United States Geological Survey National Water Information System. The focus of this paper is to (1) present the data set for community use and (2) provide a model performance benchmark using the coupled Snow-17 snow model and the Sacramento Soil Moisture Accounting Model, calibrated using the shuffled complex evolution global optimization routine. After optimization minimizing daily root mean squared error, 90% of the basins have Nash–Sutcliffe efficiency scores ≥0.55 for the calibration period and 34% ≥ 0.8. This benchmark provides a reference level of hydrologic model performance for a commonly used model and calibration system, and highlights some regional variations in model performance. For example, basins with a more pronounced seasonal cycle generally have a negative low flow bias, while basins with a smaller seasonal cycle have a positive low flow bias. Finally, we find that data points with extreme error (defined as individual days with a high fraction of total error) are more common in arid basins with limited snow and, for a given aridity, fewer extreme error days are present as the basin snow water equivalent increases.


2021 ◽  
Vol 21 (3) ◽  
pp. 961-976
Author(s):  
Gijs van Kempen ◽  
Karin van der Wiel ◽  
Lieke Anna Melsen

Abstract. Hydrological extremes affect societies and ecosystems around the world in many ways, stressing the need to make reliable predictions using hydrological models. However, several different hydrological models can be selected to simulate extreme events. A difference in hydrological model structure results in a spread in the simulation of extreme runoff events. We investigated the impact of different model structures on the magnitude and timing of simulated extreme high- and low-flow events by combining two state-of-the-art approaches: a modular modelling framework (FUSE) and large ensemble meteorological simulations. This combination of methods created the opportunity to isolate the impact of specific hydrological process formulations at long return periods without relying on statistical models. We showed that the impact of hydrological model structure was larger for the simulation of low-flow compared to high-flow events and varied between the four evaluated climate zones. In cold and temperate climate zones, the magnitude and timing of extreme runoff events were significantly affected by different parameter sets and hydrological process formulations, such as evaporation. In the arid and tropical climate zones, the impact of hydrological model structures on extreme runoff events was smaller. This novel combination of approaches provided insights into the importance of specific hydrological process formulations in different climate zones, which can support adequate model selection for the simulation of extreme runoff events.


2014 ◽  
Vol 11 (5) ◽  
pp. 5599-5631
Author(s):  
A. J. Newman ◽  
M. P. Clark ◽  
K. Sampson ◽  
A. Wood ◽  
L. E. Hay ◽  
...  

Abstract. We present a community dataset of daily forcing and hydrologic response data for 671 small- to medium-sized basins across the contiguous United States (median basin size of 336 km2) that spans a very wide range of hydroclimatic conditions. Areally averaged forcing data for the period 1980–2010 was generated for three basin delineations – basin mean, Hydrologic Response Units (HRUs) and elevation bands – by mapping the daily, 1 km gridded Daymet meteorological dataset to the sub-basin and basin polygons. Daily streamflow data was compiled from the United States Geological Survey National Water Information System. The focus of this paper is to (1) present the dataset for community use; and (2) provide a model performance benchmark using the coupled Snow-17 snow model and the Sacramento Soil Moisture Accounting conceptual hydrologic model, calibrated using the Shuffled Complex Evolution global optimization routine. After optimization minimizing daily root mean squared error, 90% of the basins have Nash–Sutcliffe Efficiency scores > 0.55 for the calibration period. This benchmark provides a reference level of hydrologic model performance for a commonly used model and calibration system, and highlights some regional variations in model performance. For example, basins with a more pronounced seasonal cycle generally have a negative low flow bias, while basins with a smaller seasonal cycle have a positive low flow bias. Finally, we find that data points with extreme error (defined as individual days with a high fraction of total error) are more common in arid basins with limited snow, and, for a given aridity, fewer extreme error days are present as basin snow water equivalent increases.


2013 ◽  
Vol 10 (12) ◽  
pp. 14801-14855 ◽  
Author(s):  
S. Gharari ◽  
M. Hrachowitz ◽  
F. Fenicia ◽  
H. Gao ◽  
H. H. G. Savenije

Abstract. Conceptual environmental systems models, such as rainfall runoff models, generally rely on calibration for parameter identification. Increasing complexity of this type of model for better representation of hydrological process heterogeneity typically makes parameter identification more difficult. Although various, potentially valuable, strategies for better parameter identification were developed in the past, strategies to impose general conceptual understanding regarding how a catchment works into the process of parameterizing a conceptual model has still not been fully explored. In this study we assess the effect of imposing semi-quantitative, relational expert knowledge into the model development and parameter selection, efficiently exploiting the complexity of a semi-distributed model formulation. Making use of a topography driven rainfall-runoff modeling (FLEX-TOPO) approach, a catchment was delineated into three functional units, i.e. wetland, hillslope and plateau. Ranging from simplicity to complexity, three model set-ups, FLEXA, FLEXB and FLEXC have been developed based on these functional units. While FLEXA is a lumped representation of the study catchment, the semi-distributed formulations FLEXB and FLEXC introduce increasingly more complexity by distinguishing 2 and 3 functional units, respectively. In spite of increased complexity, FLEXB and FLEXC allow modelers to compare parameters as well as states and fluxes of their different functional units to each other. Based on these comparisons, expert knowledge based, semi-quantitative relational constraints have been imposed on three models structures. More complexity of models allows more imposed constraints. It was shown that a constrained but uncalibrated semi-distributed model, FLEXC, can predict runoff with similar performance than a calibrated lumped model, FLEXA. In addition, when constrained and calibrated, the semi-distributed model FLEXC exhibits not only higher performance but also reduced uncertainty for prediction, compared to the calibrated, lumped FLEXA model.


2018 ◽  
Vol 10 (8) ◽  
pp. 2837 ◽  
Author(s):  
Dereje Birhanu ◽  
Hyeonjun Kim ◽  
Cheolhee Jang ◽  
Sanghyun Park

In this study, five hydrological models of increasing complexity and 12 Potential Evapotranspiration (PET) estimation methods of different data requirements were applied in order to assess their effect on model performance, optimized parameters, and robustness. The models were applied over a set of 10 catchments that are located in South Korea. The Shuffled Complex Evolution-University of Arizona (SCE-UA) algorithm was implemented to calibrate the hydrological models for each PET input while considering similar objective functions. The hydrological models’ performance was satisfactory for each PET input in the calibration and validation periods for all of the tested catchments. The five hydrological models’ performance were found to be insensitive to the 12 PET inputs because of the SCE-UA algorithm’s efficiency in optimizing model parameters. However, the five hydrological models’ parameters in charge of transforming the PET to actual evapotranspiration were sensitive and significantly affected by the PET complexity. The values of the three statistical indicators also agreed with the computed model evaluation index values. Similarly, identical behavioral similarities and Dimensionless Bias were observed in all of the tested catchments. For the five hydrological models, lack of robustness and higher Dimensionless Bias were seen for high and low flow as well as for the Hamon PET input. The results indicated that the complexity of the hydrological models’ structure and the PET estimation methods did not necessarily enhance model performance and robustness. The model performance and robustness were found to be mainly dependent on extreme hydrological conditions, including high and low flow, rather than complexity; the simplest hydrological model and PET estimation method could perform better if reliable hydro-meteorological datasets are applied.


2011 ◽  
Vol 15 (11) ◽  
pp. 3591-3603 ◽  
Author(s):  
R. Singh ◽  
T. Wagener ◽  
K. van Werkhoven ◽  
M. E. Mann ◽  
R. Crane

Abstract. Projecting how future climatic change might impact streamflow is an important challenge for hydrologic science. The common approach to solve this problem is by forcing a hydrologic model, calibrated on historical data or using a priori parameter estimates, with future scenarios of precipitation and temperature. However, several recent studies suggest that the climatic regime of the calibration period is reflected in the resulting parameter estimates and model performance can be negatively impacted if the climate for which projections are made is significantly different from that during calibration. So how can we calibrate a hydrologic model for historically unobserved climatic conditions? To address this issue, we propose a new trading-space-for-time framework that utilizes the similarity between the predictions under change (PUC) and predictions in ungauged basins (PUB) problems. In this new framework we first regionalize climate dependent streamflow characteristics using 394 US watersheds. We then assume that this spatial relationship between climate and streamflow characteristics is similar to the one we would observe between climate and streamflow over long time periods at a single location. This assumption is what we refer to as trading-space-for-time. Therefore, we change the limits for extrapolation to future climatic situations from the restricted locally observed historical variability to the variability observed across all watersheds used to derive the regression relationships. A typical watershed model is subsequently calibrated (conditioned) on the predicted signatures for any future climate scenario to account for the impact of climate on model parameters within a Bayesian framework. As a result, we can obtain ensemble predictions of continuous streamflow at both gauged and ungauged locations. The new method is tested in five US watersheds located in historically different climates using synthetic climate scenarios generated by increasing mean temperature by up to 8 °C and changing mean precipitation by −30% to +40% from their historical values. Depending on the aridity of the watershed, streamflow projections using adjusted parameters became significantly different from those using historically calibrated parameters if precipitation change exceeded −10% or +20%. In general, the trading-space-for-time approach resulted in a stronger watershed response to climate change for both high and low flow conditions.


2021 ◽  
Vol 958 (1) ◽  
pp. 012016
Author(s):  
F Vilaseca ◽  
S Narbondo ◽  
C Chreties ◽  
A Castro ◽  
A Gorgoglione

Abstract In Uruguay, the Santa Lucía Chico watershed has been studied in several hydrologic/hydraulic works due to its economic and social importance. However, few studies have been focused on water balance computation in this watershed. In this work, two daily rainfall-runoff models, a distributed (SWAT) and a lumped one (GR4J), were implemented at two subbasins of the Santa Lucía Chico watershed, with the aim of providing a thorough comparison for simulating daily hydrographs and identify possible scenarios in which each approach is more suitable than the other. Results showed that a distributed and complex model like SWAT performs better in watersheds characterized by anthropic interventions such as dams, which can be explicitly represented. On the other hand, for watersheds with no significant reservoirs, the use of a complex model may not be justified due to the higher effort required in modeling design, implementation, and computational cost, which is not reflected in a significant improvement of model performance.


Author(s):  
Tam Nguyen ◽  
AN TRAN ◽  
Bhumika Uniyal ◽  
Thuc Phan

Evaluating the spatial and temporal model performance of distributed hydrological models is necessary to ensure that the simulated spatial and temporal patterns are meaningful. In recent years, spatial and temporal remote sensing data have been increasingly used for model performance evaluation. Previous studies, however, have focused on either the temporal or spatial model performance evaluation. In addition, temporal (or spatial) model performance evaluation is often done in a spatially (or temporally) lumped approach. Here, we evaluated (1) the temporal model performance evaluation in a spatially distributed approach (spatiotemporal) and (2) the spatial model performance in a temporally distributed approach (temporospatial) model performance evaluation. This study demonstrated that both spatiotemporal and temporospatial model performance evaluations are necessary since they provide different aspects of the model performance. For example, spatiotemporal model performance evaluation helps in detecting the areas with an issue in the simulated temporal patterns. However, temporospatial model performance evaluation helps in detecting the time with an issue in the simulated spatial patterns. The results also show that an increase in the spatiotemporal model performance will not necessarily lead to an increase in the temporospatial model performance and vice versa, depending on the evaluation statistics. Overall, this study has highlighted the necessity of a joint spatiotemporal and temporospatial model performance evaluation to understand/improve spatial and temporal model behavior/performance.


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