scholarly journals Strategic surprise, nuclear proliferation and US foreign policy

2019 ◽  
Vol 26 (2) ◽  
pp. 344-371 ◽  
Author(s):  
Michael D Cohen ◽  
Aaron Rapport

What are the effects of strategic surprise on foreign policy? We apply mechanisms from cognitive psychology and foreign policy analysis — the hindsight bias and policy engagement — to theorize about how political leaders attribute blame for strategic surprises and the consequences for their foreign policies. We argue that leaders who are hardly engaged with policy matters related to a surprise will tend to believe that it should have been foreseen, attribute blame to domestic culprits and favour significant changes in foreign policy. Conversely, those more involved with policy planning will blame an adversary’s deception and resist policy change. We illustrate these hypotheses empirically by examining the cases of the Truman administration’s reaction to the 1949 Soviet nuclear test and the Johnson administration’s reaction to the 1967 Chinese thermonuclear explosion. Despite their similar international and domestic political environments, the two presidents reacted quite differently to the two surprises. Truman, who was weakly engaged with nuclear matters prior to 1949, authorized major policy changes and reorganized the Central Intelligence Agency. Conversely, Johnson’s deeper involvement in nuclear matters led him to attribute blame for the surprise to Chinese deception. He sought to use the 1967 test to advance his ongoing efforts to secure the nuclear non-proliferation treaty. The findings suggest that the variables of policy engagement and the hindsight bias can predict how leaders’ foreign policies will respond to surprises regarding nuclear weapons proliferation and potentially other shifts in the balance of power.

1998 ◽  
Vol 26 (2) ◽  
pp. 8-13
Author(s):  
John F. Clark

Both continuity and change capture the evolving role of the Clinton White House in the formulation and implementation of U.S. foreign policy toward Africa. Elements of continuity are reflected in a familiar pattern of relationships between the White House and the principal foreign policy bureaucracies, most notably the U.S. State Department, the U.S. Department of Defense (Pentagon), the Central Intelligence Agency (CIA), and more recently the U.S. Department of Commerce. As cogently argued in Peter J. Schraeder’s analysis of U.S. foreign policy toward Africa during the Cold War era, the White House has tended to take charge of U.S. African policies only in those relatively rare situations perceived as crises by the president and his closest advisors. In other, more routine situations—the hallmark of the myriad of U.S. African relations—the main foreign policy bureaucracies have been at the forefront of policy formulation, and “bureaucratic dominance” of the policymaking process has prevailed. Much the same pattern is visible in the Clinton administration, with the exception of President Clinton’s trip to Africa in 1998. Until that time, events in Somalia in 1993 served as the only true African crisis of the administration that was capable of focusing the ongoing attention of President Clinton and his closest advisors. Given that the United States is now disengaged from most African crises, Africa has remained a “backwater” for the White House and the wider foreign policymaking establishment.


2021 ◽  
pp. 004711782110528
Author(s):  
Rafael D Villa ◽  
Sasikumar S Sundaram

Although the recent advancements in critical constructivist IR on political rhetoric has greatly improved our understanding of linguistic mechanisms of political action, we need a sharp understanding of how rhetoric explains foreign policy change. Here we conceptualize a link between rhetoric and foreign policy change by foregrounding distinct dynamics at the regional and domestic institutional environments. Analytically, at the regional level, we suggest examining whether norms of foreign policy engagement are explicitly coded in treaties and agreements or implicit in conventions and practices of actors. And at the domestic level, we suggest examining whether a particular foreign policy issue area is concurrent or contested among interlocutors. In this constellation, we clarify how four different rhetorical strategies underwrites foreign policy change – persuasion, mediation, explication and reconstruction – how it operates, and the processes through which it unfolds in relation to multiple audiences. Our principal argument is that grand foreign policy change requires continuous rhetorical deployments with varieties of politics to preserve and stabilize the boundaries in the ongoing fluid relations of states. We illustrate our argument with an analysis of Brazil’s South-South grand strategy under the Lula administration and contrast it against the rhetoric of subsequent administrations. Our study has implications for advancing critical foreign policy analysis on foreign policy change and generally for exploring new ways of studying foreign policies of nonwestern postcolonial states in international relations.


Author(s):  
Anders Wivel

Realists explain foreign policy in terms of power politics. They disagree on the exact meaning of power and on how and to what extent politics is likely to influence policy. But they all find that power has a strong materialist component and that the influence of domestic politics on foreign policy is likely to vary with security challenges stemming from the external environment. The relative size of a state’s material resources is likely to influence its ability to set agendas and influence specific decisions and outcomes in international affairs. And the nature of the strategic environment, most importantly whether the security and survival of the state is under immediate threat, is likely to influence the relative weight of domestic influences on foreign policy. In sum, great powers enjoy a bigger external action space in their foreign policies than weaker states, and secure states enjoy a bigger external action space in their foreign policies than insecure states. Realism is a top-down approach to explaining foreign policy. Realists begin from the anarchic structure of the international system. They argue that the absence of a legitimate monopoly of power in the international system create a strong incentive for states to focus on survival as their primary goal and self-help as the most important means to achieving this goal. However, “survival” and “self-help” may take many forms. These forms are shaped by mechanisms of socialization and competition in the international system and systemic incentives are filtered through the perceptions of foreign policy decision makers and domestic institutions enabling and restraining the ability of decision makers to respond to external incentives. Neoclassical realists combine these factors in order to explain specific foreign policies. Offensive realists and defensive realists focus on the effects of structure on foreign policy, but with contrasting assumptions about the typical behavior of states: defensive realists expect states to pursue balancing policies, whereas offensive realists argue that only by creating an imbalance of power in its own favor will a state be able to maximize its security. In addition to being an analytical approach for explaining foreign policy, realists often serve as foreign policy advisors or act in the function of public intellectuals problematizing and criticizing foreign policy. This illustrates the potential for realism as an analytical, problem-solving and critical approach to foreign policy analysis. However, it also shows the strains within realism between ambitions of creating general theories, explaining particular foreign policies, and advising on how to make prudent foreign policy decisions.


Author(s):  
Richard V. Damms

Probably no American president was more thoroughly versed in matters of national security and foreign policy before entering office than Dwight David Eisenhower. As a young military officer, Eisenhower served stateside in World War I and then in Panama and the Philippines in the interwar years. On assignments in Washington and Manila, he worked on war plans, gaining an understanding that national security entailed economic and psychological factors in addition to manpower and materiel. In World War II, he commanded Allied forces in the European Theatre of Operations and honed his skills in coalition building and diplomacy. After the war, he oversaw the German occupation and then became Army Chief of Staff as the nation hastily demobilized. At the onset of the Cold War, Eisenhower embraced President Harry S. Truman’s containment doctrine and participated in the discussions leading to the 1947 National Security Act establishing the Central Intelligence Agency, the National Security Council, and the Department of Defense. After briefly retiring from the military, Eisenhower twice returned to public service at the behest of President Truman to assume the temporary chairmanship of the Joint Chiefs of Staff and then, following the outbreak of the Korean War, to become the first Supreme Allied Commander, Europe, charged with transforming the North Atlantic Treaty Organization into a viable military force. These experiences colored Eisenhower’s foreign policy views, which in turn led him to seek the presidency. He viewed the Cold War as a long-term proposition and worried that Truman’s military buildup would overtax finite American resources. He sought a coherent strategic concept that would be sustainable over the long haul without adversely affecting the free enterprise system and American democratic institutions. He also worried that Republican Party leaders were dangerously insular. As president, his New Look policy pursued a cost-effective strategy of containment by means of increased reliance on nuclear forces over more expensive conventional ones, sustained existing regional alliances and developed new ones, sought an orderly process of decolonization under Western guidance, resorted to covert operations to safeguard vital interests, and employed psychological warfare in the battle with communism for world opinion, particularly in the so-called Third World. His foreign policy laid the basis for what would become the overall American strategy for the duration of the Cold War. The legacy of that policy, however, was decidedly mixed. Eisenhower avoided the disaster of global war, but technological innovations did not produce the fiscal savings that he had envisioned. The NATO alliance expanded and mostly stood firm, but other alliances were more problematic. Decolonization rarely proceeded as smoothly as envisioned and caused conflict with European allies. Covert operations had long-term negative consequences. In Southeast Asia and Cuba, the Eisenhower administration’s policies bequeathed a poisoned chalice for succeeding administrations.


Author(s):  
Enyu Zhang ◽  
Qingmin Zhang

The study of East Asian foreign policies has progressed in sync with mainstream international relations (IR) theories: (1) from perhaps an inadvertent or unconscious coincidence with realism during the Cold War to consciously using different theoretical tools to study the various aspects of East Asian foreign policies; and (2) from the dominance of realism to a diversity of theories in studying East Asian foreign policies. Nonetheless, the old issues from the Cold War have not been resolved; the Korean Peninsula and the Taiwan Strait remain two flashpoints in the region, with new twists that can derail regional stability and prosperity. New issues also have emerged and made East Asia most volatile. One issue is concerned with restructuring the balance of power in East Asia, particularly the dynamics among the major players, i.e. Japan, China, and the United States. Regionalism is another new topic in the study of East Asian foreign policies. A review of the current state of the field suggests that two complementary issues be given priority in the future. First, the foreign policy interests and strategies of individual small states vis-à-vis great powers in the region, particularly those in Southeast Asia and the Korean peninsula. Second, what could really elevate the study of East Asian foreign policies in the general field of IR and foreign policy analysis is to continue exploring innovative analytical frameworks that can expand the boundaries of existing metatheories and paradigms.


Author(s):  
Philip B.K. Potter

Foreign policy analysis (FPA) is the study of how states, or the individuals that lead them, make foreign policy, execute foreign policy, and react to the foreign policies of other states. This topical breadth results in a subfield that encompasses a variety of questions and levels of analysis, and a correspondingly diverse set of methodological approaches. There are four methods which have become central in foreign policy analysis: archival research, content analysis, interviews, and focus groups. The first major phase of FPA research is termed “comparative foreign policy.” Proponents of comparative foreign policy sought to achieve comprehensive theories of foreign policy behavior through quantitative analysis of “events” data. An important strand of this behavioral work addressed the relationship between trade dependence and foreign policy compliance. On the other hand, second-generation FPA methodology largely abandoned universalized theory-building in favor of historical methods and qualitative analysis. Second-generation FPA researchers place particular emphasis on developing case study methodologies driven by social science principles. Meanwhile, the third-generation of FPA scholarship combines innovative quantitative and qualitative methods. Several methods of foreign policy analysis used by third-generation FPA researchers include computer assisted coding, experiments, simulation, surveys, network analysis, and prediction markets. Ultimately, additional attention should be given to determining the degree to which current methods of foreign policy analysis allow predictive or prescriptive conclusions. FPA scholars should also focus more in reengaging foreign policy analysis with the core of international relations research.


1981 ◽  
Vol 24 (2) ◽  
pp. 399-415 ◽  
Author(s):  
Trevor Barnes

President Truman celebrated the birth of the central intelligence agency with a private lunch at the White House on 24 January 1946. He invited the first director of central intelligence, Admiral Sidney Souers, and the president's chief of staff, Admiral William Leahy. Truman appeared with wooden daggers and black hats and coats which he presented to his guests.


2021 ◽  
Vol 97 (2) ◽  
pp. 423-441
Author(s):  
Juliet Kaarbo

Abstract This article considers how leaders' personality traits change over time. I focus on how leaders become more authoritarian, overconfident and more mistake-prone; how, when and why do leaders ‘break bad’? Temporal evolution of leaders is an important topic given the long tenure of many political leaders and the influence these leaders have over policies, including foreign policies. There is very little work on how leaders' personalities develop and how they interact with changing constraints and opportunities. This article is an agenda-setting review, designed to push foreign policy analysis in new directions. This is especially important given the resurgence in research on personalities and the renewed interest in leaders. Drawing on diverse and multi-disciplinary scholarship on the psychological effects of aging, experience, learning and power-holding, this article develops expectations about leader personality change. I discuss challenges for research in this area, focusing on how ‘bad’ can be conceptualized, and offer specific avenues for future investigations.


2021 ◽  
Vol 97 (2) ◽  
pp. 385-404
Author(s):  
Karin Aggestam ◽  
Jacqui True

Abstract Gender intersects as a major fault-line in increasingly polarized, contemporary global politics. Many democratic states in the global North and South have adopted pro-gender norms in their foreign policies, while other states and populist regimes have resisted the promotion of gender equality and women's rights. This article analyses how political leaders harness gender dynamics to further their power, status and authority to act in foreign policy. While scholarship on foreign policy analysis has emphasized the role of individuals, political leaders and their followers, and of two-level games balancing domestic and international pressures, we advance a novel theoretical concept: ‘gendered multilevel games’. This new concept highlights the gendered dynamics of the problem of agency and structure in foreign policy, which are generated from the interactions between the domestic, international and transnational levels, and reach within and across states. To illustrate the utility of this concept, we analyse foreign policy leadership and the variation in gendered multilevel games in four vignettes: (1) hyper-masculinity and revisionist leadership; (2) normative leadership and gendered nation-branding; (3) compassionate leadership and gendered transnational symbolism; and (4) contested leadership on pro- and anti-gender norms in foreign policy. Importantly, these empirical illustrations show how adept political leaders navigate pro- and anti-gender norms to achieve core and often divergent foreign policy goals.


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