scholarly journals Application of high-dimensional fuzzy <i>k</i>-means cluster analysis to CALIOP/CALIPSO version 4.1 cloud–aerosol discrimination

2019 ◽  
Vol 12 (4) ◽  
pp. 2261-2285 ◽  
Author(s):  
Shan Zeng ◽  
Mark Vaughan ◽  
Zhaoyan Liu ◽  
Charles Trepte ◽  
Jayanta Kar ◽  
...  
Keyword(s):  
Learning Algorithm ◽  
Clustering Algorithms ◽  
Performance Measurements ◽  
Ice Clouds ◽  
Backscatter Intensity ◽  
Tropical Tropopause Layer ◽  
Tropical Tropopause ◽  
Color Ratio ◽  
Complex Scenes ◽  
Data Products

Abstract. This study applies fuzzy k-means (FKM) cluster analyses to a subset of the parameters reported in the CALIPSO lidar level 2 data products in order to classify the layers detected as either clouds or aerosols. The results obtained are used to assess the reliability of the cloud–aerosol discrimination (CAD) scores reported in the version 4.1 release of the CALIPSO data products. FKM is an unsupervised learning algorithm, whereas the CALIPSO operational CAD algorithm (COCA) takes a highly supervised approach. Despite these substantial computational and architectural differences, our statistical analyses show that the FKM classifications agree with the COCA classifications for more than 94 % of the cases in the troposphere. This high degree of similarity is achieved because the lidar-measured signatures of the majority of the clouds and the aerosols are naturally distinct, and hence objective methods can independently and effectively separate the two classes in most cases. Classification differences most often occur in complex scenes (e.g., evaporating water cloud filaments embedded in dense aerosol) or when observing diffuse features that occur only intermittently (e.g., volcanic ash in the tropical tropopause layer). The two methods examined in this study establish overall classification correctness boundaries due to their differing algorithm uncertainties. In addition to comparing the outputs from the two algorithms, analysis of sampling, data training, performance measurements, fuzzy linear discriminants, defuzzification, error propagation, and key parameters in feature type discrimination with the FKM method are further discussed in order to better understand the utility and limits of the application of clustering algorithms to space lidar measurements. In general, we find that both FKM and COCA classification uncertainties are only minimally affected by noise in the CALIPSO measurements, though both algorithms can be challenged by especially complex scenes containing mixtures of discrete layer types. Our analysis results show that attenuated backscatter and color ratio are the driving factors that separate water clouds from aerosols; backscatter intensity, depolarization, and mid-layer altitude are most useful in discriminating between aerosols and ice clouds; and the joint distribution of backscatter intensity and depolarization ratio is critically important for distinguishing ice clouds from water clouds.

scholarly journals Tropical tropopause ice clouds: a dynamic approach to the mystery of low crystal numbers

2013 ◽  
Vol 13 (19) ◽  
pp. 9801-9818 ◽  
Author(s):  
P. Spichtinger ◽  
M. Krämer
Keyword(s):  
Gravity Waves ◽  
Large Scale ◽  
Full Range ◽  
Ice Nucleation ◽  
Ice Formation ◽  
Ice Crystal ◽  
Ice Clouds ◽  
Tropical Tropopause Layer ◽  
Tropical Tropopause ◽  
Homogeneous Freezing

Abstract. The occurrence of high, persistent ice supersaturation inside and outside cold cirrus in the tropical tropopause layer (TTL) remains an enigma that is intensely debated as the "ice supersaturation puzzle". However, it was recently confirmed that observed supersaturations are consistent with very low ice crystal concentrations, which is incompatible with the idea that homogeneous freezing is the major method of ice formation in the TTL. Thus, the tropical tropopause "ice supersaturation puzzle" has become an "ice nucleation puzzle". To explain the low ice crystal concentrations, a number of mainly heterogeneous freezing methods have been proposed. Here, we reproduce in situ measurements of frequencies of occurrence of ice crystal concentrations by extensive model simulations, driven by the special dynamic conditions in the TTL, namely the superposition of slow large-scale updraughts with high-frequency short waves. From the simulations, it follows that the full range of observed ice crystal concentrations can be explained when the model results are composed from scenarios with consecutive heterogeneous and homogeneous ice formation and scenarios with pure homogeneous ice formation occurring in very slow (< 1 cm s−1) and faster (> 1 cm s−1) large-scale updraughts, respectively. This statistical analysis shows that about 80% of TTL cirrus can be explained by "classical" homogeneous ice nucleation, while the remaining 20% stem from heterogeneous and homogeneous freezing occurring within the same environment. The mechanism limiting ice crystal production via homogeneous freezing in an environment full of gravity waves is the shortness of the gravity waves, which stalls freezing events before a higher ice crystal concentration can be formed.

scholarly journals Correlation between equatorial Kelvin waves and the occurrence of extremely thin ice clouds at the tropical tropopause

2008 ◽  
Vol 8 (14) ◽  
pp. 4019-4026 ◽  
Author(s):  
F. Immler ◽  
K. Krüger ◽  
M. Fujiwara ◽  
G. Verver ◽  
M. Rex ◽  
...  
Keyword(s):  
Kelvin Waves ◽  
Clear Correlation ◽  
Temperature Structure ◽  
Kelvin Wave ◽  
Ice Clouds ◽  
Tropical Tropopause Layer ◽  
Tropical Tropopause ◽  
Water Vapour Concentration ◽  
Vapour Concentration ◽  
The Tropics

Abstract. A number of field-campaigns in the tropics have been conducted in recent years with two different LIDAR systems at Paramaribo (5.8° N, 55.2° W), Suriname. The lidars detect particles in the atmosphere with high vertical and temporal resolution and are capable of detecting extremely thin cloud layers which frequently occur in the tropical tropopause layer (TTL). Radiosonde as well as operational ECMWF analysis showed that equatorial Kelvin waves propagated in the TTL and greatly modulated its temperature structure. We found a clear correlation between the temperature anomalies introduced by these waves and the occurrence of thin cirrus in the TTL. In particular we found that extremely thin ice clouds form regularly where cold anomalies shift the tropopause to high altitudes. These findings suggest an influence of Kelvin wave activity on the dehydration in the TTL and thus on the global stratospheric water vapour concentration.

scholarly journals Stable water isotope signals in tropical ice clouds in the West African monsoon simulated with a regional convection-permitting model

2021 ◽  
Author(s):  
Andries Jan de Vries ◽  
Franziska Aemisegger ◽  
Stephan Pfahl ◽  
Heini Wernli
Keyword(s):  
Deep Convection ◽  
West African Monsoon ◽  
West African ◽  
The West ◽  
Ice Clouds ◽  
African Monsoon ◽  
Tropical Tropopause Layer ◽  
Convective Systems ◽  
Tropical Tropopause ◽  
Tropical Deep Convection

Abstract. Tropical ice clouds have an important influence on the Earth’s radiative balance. They often form as a result of tropical deep convection, which strongly affects the water budget of the tropical tropopause layer. Ice cloud formation involves complex interactions on various scales, which are not fully understood yet and lead to large uncertainties in climate predictions. In this study, we investigate the formation of tropical ice clouds related to deep convection in the West African monsoon, using stable water isotopes as tracers of moist atmospheric processes. We perform simulations using the regional isotope-enabled model COSMOiso with different resolutions and treatments of convection for the period of June–July 2016. First, we evaluate the ability of our simulations to represent the isotopic composition of monthly precipitation through comparison with GNIP observations, and the precipitation characteristics related to the monsoon evolution and convective storms based on insights from the DACCIWA field campaign in 2016. Next, a case study of a mesoscale convective system (MCS) explores the isotope signatures of tropical deep convection in atmospheric water vapour and ice. Convective updrafts within the MCS inject enriched ice into the upper troposphere leading to depletion of vapour within these updrafts due to the preferential condensation and deposition of heavy isotopes. Water vapour in downdrafts within the same MCS are enriched by non-fractionating sublimation of ice. In contrast to ice within the MCS core regions, ice in widespread cirrus shields is isotopically in approximate equilibrium with the ambient vapour, which is consistent with in situ formation of ice. These findings from the case study are supported by a statistical evaluation of isotope signals in the West African monsoon ice clouds. The following five key processes related to tropical ice clouds can be distinguished based on their characteristic isotope signatures: (1) convective lofting of enriched ice into the upper troposphere, (2) cirrus clouds that form in situ from ambient vapour under equilibrium fractionation, (3) sedimentation and sublimation of ice in the mixed-phase cloud layer in the vicinity of convective systems and underneath cirrus shields, (4) sublimation of ice in convective downdrafts that enriches the environmental vapour, and (5) the freezing of liquid water in the mixed-phase cloud layer at the base of convective updrafts. Importantly, the results show that convective systems strongly modulate the humidity budget and the isotopic composition of the lower tropical tropopause layer. They contribute to about 40 % of the total water and 60 % of HDO in the 175–125 hPa layer in the African monsoon region according to estimates based on our model simulations. Overall, this study demonstrates that isotopes can serve as useful tracers to disentangle the role of different processes in the Earth’s water cycle, including convective transport, the formation of ice clouds, and their impact on the tropical tropopause layer.

scholarly journals Correlation between equatorial Kelvin waves and the occurrence of extremely thin ice clouds at the tropical tropopause

2008 ◽  
Vol 8 (1) ◽  
pp. 2849-2862 ◽  
Author(s):  
F. Immler ◽  
K. Krüger ◽  
M. Fujiwara ◽  
G. Verver ◽  
M. Rex ◽  
...  
Keyword(s):  
Kelvin Waves ◽  
Clear Correlation ◽  
Kelvin Wave ◽  
Ice Clouds ◽  
Tropical Tropopause Layer ◽  
Temperature Anomalies ◽  
Tropical Tropopause ◽  
Water Vapour Concentration ◽  
Cold Point ◽  
The Tropics

Abstract. A number of field-campaigns in the tropics have been conducted in the recent years with two different LIDAR systems at Paramaribo in Suriname (5.8° N, 55.2° W). The lidars detect particles in the atmosphere with high vertical and temporal resolution and are capable of detecting extremely thin cloud layers which frequently occur in the tropical tropopause layer (TTL). Radiosonde as well as operational ECMWF analysis show that temperature anomalies caused by equatorial Kelvin waves propagate downward, well below the cold point tropopause (CPT). We find a clear correlation between the temperature anomalies introduced by these waves and the occurrence of thin cirrus in the TTL. In particular we found that extremely thin ice clouds form regularly where cold anomalies shift the tropopause to high altitudes. This finding suggests an influence of Kelvin wave activity on the dehydration in the TTL and thus on the global stratospheric water vapour concentration.

Observed Increase of TTL Temperature and Water Vapor in Polluted Clouds over Asia

2011 ◽  
Vol 24 (11) ◽  
pp. 2728-2736 ◽  
Author(s):  
Hui Su ◽  
Jonathan H. Jiang ◽  
Xiaohong Liu ◽  
Joyce E. Penner ◽  
William G. Read ◽  
...  
Keyword(s):  
Water Vapor ◽  
Radiative Heating ◽  
Specific Humidity ◽  
Boreal Summer ◽  
Boreal Winter ◽  
Maritime Continent ◽  
Ice Clouds ◽  
Tropical Tropopause Layer ◽  
Tropical Tropopause ◽  
Higher Temperature

Abstract Satellite observations are analyzed to examine the correlations between aerosols and the tropical tropopause layer (TTL) temperature and water vapor. This study focuses on two regions, both of which are important pathways for the mass transport from the troposphere to the stratosphere and over which Asian pollution prevails: South and East Asia during boreal summer and the Maritime Continent during boreal winter. Using the upper-tropospheric carbon monoxide measurements from the Aura Microwave Limb Sounder as a proxy of aerosols to classify ice clouds as polluted or clean, the authors find that polluted clouds have a smaller ice effective radius and a higher temperature and specific humidity near the tropopause than clean clouds. The increase in water vapor appears to be related to the increase in temperature, as a result of increased aerosols. Meteorological differences between the clouds cannot explain the differences in temperature and water vapor for the polluted and clean clouds. The authors hypothesize that aerosol semidirect radiative heating and/or changes in cirrus radiative heating, resulting from aerosol microphysical effects on clouds, may contribute to the increased TTL temperature and thus increased water vapor in the polluted clouds.

scholarly journals Tropical tropopause ice clouds: a dynamic approach to the mystery of low crystal numbers

2012 ◽  
Vol 12 (10) ◽  
pp. 28109-28153 ◽  
Author(s):  
P. Spichtinger ◽  
M. Krämer
Keyword(s):  
Gravity Waves ◽  
Large Scale ◽  
Full Range ◽  
Ice Nucleation ◽  
Ice Formation ◽  
Ice Crystal ◽  
Ice Clouds ◽  
Tropical Tropopause Layer ◽  
Tropical Tropopause ◽  
Homogeneous Freezing

Abstract. The occurrence of high, persistent ice supersaturation inside and outside cold cirrus in the tropical tropopause layer (TTL) remains an enigma that is intensely debated as the "ice supersaturation puzzle". However, it was recently confirmed that observed supersaturations are consistent with very low ice crystal concentrations, which is incompatible with the idea that homogeneous freezing is the major method of ice formation in the TTL. Thus, the tropical tropopause "ice supersaturation puzzle" has become an "ice nucleation puzzle". To explain the low ice crystal concentrations, a number of mainly heterogeneous freezing methods have been proposed. Here, we reproduce in situ measurements of frequencies of occurrence of ice crystal concentrations by extensive model simulations, driven by the special dynamic conditions in the TTL, namely the superposition of slow large-scale updraughts with high-frequency short waves. From the simulations, it follows that the full range of observed ice crystal concentrations can be explained when the model results of the scenarios are mixed for both heterogeneous/homogeneous and pure homogeneous ice formation occurring in very slow (<1 cm s−1) and faster (>1 cm s−1) large-scale updraughts. This statistical analysis shows that about 80% of TTL cirrus can be explained by "classical" homogeneous ice nucleation, while the remaining 20% stem from heterogeneous and homogeneous freezing occurring within the same environment. The mechanism limiting ice crystal production via homogeneous freezing in an environment full of gravity waves is the shortness of the gravity waves, which stalls freezing events before a higher ice crystal concentration can be formed.

scholarly journals Model study of the cross-tropopause transport of biomass burning pollution

2007 ◽  
Vol 7 (14) ◽  
pp. 3713-3736 ◽  
Author(s):  
B. N. Duncan ◽  
S. E. Strahan ◽  
Y. Yoshida ◽  
S. D. Steenrod ◽  
N. Livesey
Keyword(s):  
Biomass Burning ◽  
El Niño ◽  
Fossil Fuels ◽  
Extreme Event ◽  
El Nino ◽  
Deep Convection ◽  
Tropical Tropopause Layer ◽  
Tropical Tropopause ◽  
El Niño Event ◽  
The Impact

Abstract. We present a modeling study of the troposphere-to-stratosphere transport (TST) of pollution from major biomass burning regions to the tropical upper troposphere and lower stratosphere (UT/LS). TST occurs predominately through 1) slow ascent in the tropical tropopause layer (TTL) to the LS and 2) quasi-horizontal exchange to the lowermost stratosphere (LMS). We show that biomass burning pollution regularly and significantly impacts the composition of the TTL, LS, and LMS. Carbon monoxide (CO) in the LS in our simulation and data from the Aura Microwave Limb Sounder (MLS) shows an annual oscillation in its composition that results from the interaction of an annual oscillation in slow ascent from the TTL to the LS and seasonal variations in sources, including a semi-annual oscillation in CO from biomass burning. The impacts of CO sources that peak when ascent is seasonally low are damped (e.g. Southern Hemisphere biomass burning) and vice-versa for sources that peak when ascent is seasonally high (e.g. extra-tropical fossil fuels). Interannual variation of CO in the UT/LS is caused primarily by year-to-year variations in biomass burning and the locations of deep convection. During our study period, 1994–1998, we find that the highest concentrations of CO in the UT/LS occurred during the strong 1997–1998 El Niño event for two reasons: i. tropical deep convection shifted to the eastern Pacific Ocean, closer to South American and African CO sources, and ii. emissions from Indonesian biomass burning were higher. This extreme event can be seen as an upper bound on the impact of biomass burning pollution on the UT/LS. We estimate that the 1997 Indonesian wildfires increased CO in the entire TTL and tropical LS (>60 mb) by more than 40% and 10%, respectively, for several months. Zonal mean ozone increased and the hydroxyl radical decreased by as much as 20%, increasing the lifetimes and, subsequently TST, of trace gases. Our results indicate that the impact of biomass burning pollution on the UT/LS is likely greatest during an El Niño event due to favorable dynamics and historically higher burning rates.

scholarly journals In situ observation of new particle formation (NPF) in the tropical tropopause layer of the 2017 Asian monsoon anticyclone – Part 1: Summary of StratoClim results

2021 ◽  
Vol 21 (15) ◽  
pp. 11689-11722
Author(s):  
Ralf Weigel ◽  
Christoph Mahnke ◽  
Manuel Baumgartner ◽  
Antonis Dragoneas ◽  
Bärbel Vogel ◽  
...  
Keyword(s):  
Asian Monsoon ◽  
Particle Formation ◽  
In Situ Observation ◽  
Aerosol Layer ◽  
New Particle Formation ◽  
Tropical Tropopause Layer ◽  
Temperature Anomalies ◽  
Nucleation Mode ◽  
Tropical Tropopause

Abstract. During the monsoon season of the year 2017 the airborne StratoClim mission took place in Kathmandu, Nepal, with eight mission flights of the M-55 Geophysica in the upper troposphere–lower stratosphere (UTLS) of the Asian monsoon anticyclone (AMA) over northern India, Nepal, and Bangladesh. More than 100 events of new particle formation (NPF) were observed. In total, more than 2 h of flight time was spent under NPF conditions as indicated by the abundant presence of nucleation-mode aerosols, i.e. with particle diameters dp smaller than 15 nm, which were detected in situ by means of condensation nuclei counting techniques. Mixing ratios of nucleation-mode particles (nnm) of up to ∼ 50 000 mg−1 were measured at heights of 15–16 km (θ ≈ 370 K). NPF was most frequently observed at ∼ 12–16 km altitude (θ ≈ 355–380 K) and mainly below the tropopause. Resulting nnm remained elevated (∼ 300–2000 mg−1) up to altitudes of ∼ 17.5 km (θ ≈ 400 K), while under NPF conditions the fraction (f) of sub-micrometre-sized non-volatile residues (dp > 10 nm) remained below 50 %. At ∼ 12–14 km (θ ≈ 355–365 K) the minimum of f (< 15 %) was found, and underneath, the median f generally remains below 25 %. The persistence of particles at nucleation-mode sizes is limited to a few hours, mainly due to coagulation, as demonstrated by a numerical simulation. The frequency of NPF events observed during StratoClim 2017 underlines the importance of the AMA as a source region for UTLS aerosols and for the formation and maintenance of the Asian tropopause aerosol layer (ATAL). The observed abundance of NPF-produced nucleation-mode particles within the AMA is not unambiguously attributable to (a) specific source regions in the boundary layer (according to backward trajectory analyses), or (b) the direct supply with precursor material by convective updraught (from correlations of NPF with carbon monoxide), or (c) the recent release of NPF-capable material from the convective outflow (according to air mass transport times in the tropical tropopause layer, TTL). Temperature anomalies with ΔT of 2 K (peak-to-peak amplitude), as observed at a horizontal wavelength of ∼ 70–100 km during a level flight of several hours, match with NPF detections and represent an additional mechanism for local increases in supersaturation of the NPF precursors. Effective precursor supply and widely distributed temperature anomalies within the AMA can explain the higher frequency of intense NPF observed during StratoClim 2017 than all previous NPF detections with COPAS (COndensation PArticle counting System) at TTL levels over Brazil, northern Australia, or West Africa.

scholarly journals Cold trap dehydration in the Tropical Tropopause Layer characterized by SOWER chilled-mirror hygrometer network data in the Tropical Pacific

2012 ◽  
Vol 12 (9) ◽  
pp. 25833-25885 ◽  
Author(s):  
F. Hasebe ◽  
Y. Inai ◽  
M. Shiotani ◽  
M. Fujiwara ◽  
H. Vömel ◽  
...  
Keyword(s):  
Ice Nucleation ◽  
Tropical Pacific ◽  
Cold Trap ◽  
Mixing Ratio ◽  
Back Trajectories ◽  
Tropical Tropopause Layer ◽  
Tropical Tropopause ◽  
Scatter Plots ◽  
Cold Point ◽  
The Tropical Pacific

Abstract. A network of balloon-born radiosonde observations employing chilled-mirror hygrometers for water and electrochemical concentration cells for ozone has been operated since late 1990s in the Tropical Pacific trying to capture the progress of dehydration for the air parcels advected horizontally in the Tropical Tropopause Layer (TTL). The analyses of this dataset are made on isentropes taking advantage of the conservative properties of tracers in adiabatic motion. The existence of ice particles is diagnosed by lidars simultaneously operated with sonde flights. Characteristics of the TTL dehydration are presented on the basis of individual soundings and statistical features. Supersaturations close to 80% in the relative humidity with respect to ice (RHice) have been observed in subvisible cirrus clouds located near the cold point tropopause at extremely low temperatures around 180 K. Further observational evidence is needed to confirm the credibility of such high values of RHice. The progress of TTL dehydration is reflected in isentropic scatter plots between the sonde-observed mixing ratio (OMR) and the minimum saturation mixing ratio (SMRmin) along the back trajectories associated with the observed air mass. The supersaturation exceeding the critical value of the homogeneous ice nucleation (OMR > 1.6 × SMRmin) is frequently observed on 360 and 365 K surfaces indicating that the cold trap dehydration is under progress in the TTL. The near correspondence between the two (OMR ~ SMRmin) on 380 K on the other hand implies that this surface is not significantly cold for the advected air parcels to be dehydrated. Above 380 K, the cold trap dehydration would scarcely function while some moistening in turn occurs before the air parcels reach the lowermost stratosphere at around 400 K where OMR is generally smaller than SMRmin.

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