scholarly journals Only two out of five articles by New Zealand researchers are free-to-access: a multiple API study of access, citations, cost of Article Processing Charges (APC), and the potential to increase the proportion of open access

PeerJ ◽  
2021 ◽  
Vol 9 ◽  
pp. e11417
Author(s):  
Richard K.A. White ◽  
Anton Angelo ◽  
Deborah Fitchett ◽  
Moira Fraser ◽  
Luqman Hayes ◽  
...  

We studied journal articles published by researchers at all eight New Zealand universities in 2017 to determine how many were freely accessible on the web. We wrote software code to harvest data from multiple sources, code that we now share to enable others to reproduce our work on their own sample set. In May 2019, we ran our code to determine which of the 2017 articles were open at that time and by what method; where those articles would have incurred an Article Processing Charge (APC) we calculated the cost if those charges had been paid. Where articles were not freely available we determined whether the policies of publishers in each case would have allowed deposit in a non-commercial repository (Green open access). We also examined citation rates for different types of access. We found that, of our 2017 sample set, about two out of every five articles were freely accessible without payment or subscription (41%). Where research was explicitly said to be funded by New Zealand’s major research funding agencies, the proportion was slightly higher at 45%. Where open articles would have incurred an APC we estimated an average cost per article of USD1,682 (for publications where all articles require an APC, that is, Gold open access) and USD2,558 (where APC payment is optional, Hybrid open access) at a total estimated cost of USD1.45m. Of the paid options, Gold is by far more common for New Zealand researchers (82% Gold, 18% Hybrid). In terms of citations, our analysis aligned with previous studies that suggest a correlation between publications being freely accessible and, on balance, slightly higher rates of citation. This is not seen across all types of open access, however, with Diamond OA achieving the lowest rates. Where articles were not freely accessible we found that a very large majority of them (88% or 3089 publications) could have been legally deposited in an institutional repository. Similarly, only in a very small number of cases had a version deposited in the repository of a New Zealand university made the difference between the publication being freely accessible or not (125 publications). Given that most New Zealand researchers support research being open, there is clearly a large gap between belief and practice in New Zealand’s research ecosystem.

2020 ◽  
Author(s):  
Richard Kenneth Alistair White ◽  
Anton Angelo ◽  
Deborah Jane Fitchett ◽  
Moira Fraser ◽  
Luqman Hayes ◽  
...  

AbstractWe studied journal articles published by researchers at all eight of New Zealand universities in 2017 to determine how many were freely accessible on the web. We wrote software code to harvest data from multiple sources, code that we now share to enable others to reproduce our work on their own sample set. In May 2019, we ran our code to determine which of the 2017 articles were open at that time and by what method; where those articles would have incurred an Article Processing Charge (APC) we calculated the cost if those charges had been paid. Where articles were not freely available we determined whether the policies of publishers in each case would have allowed deposit in a non-commercial repository (Green open access). We also examined average citation rates for different types of access. We found that, of our 2017 sample set, about two out of every five articles were freely accessible without payment or subscription (41%). Where research was explicitly said to be funded by New Zealand’s major research funding agencies, the proportion was slightly higher at 49%. Where open articles would have incurred an APC we estimated an average cost per article of USD1,682 (for publications where all articles require an APC, that is, Gold open access) and USD2,558 (where APC payment is optional, Hybrid open access) at a total estimated cost of USD1.45m. Of the paid options, Gold is by far more common for New Zealand researchers (82% Gold, 18% Hybrid). Where articles were not freely accessible we found that a very large majority of them (88%) could have been legally deposited in an institutional repository. In terms of average citation rates, we found Green and Hybrid open access to achieve the highest rates, higher than other forms of open access and higher still than research that is only available via payment. Given that most New Zealand researchers support research being open, there is clearly a large gap between belief and practice in New Zealand’s research ecosystem, despite a clear citation advantage for open access over research that is not freely accessible.


2018 ◽  
Vol 13 (4) ◽  
pp. 99-101
Author(s):  
Jessica Koos

A Review of: Hampson, C., & Stregger, E. (2017). Measuring cost per use of library-funded open access article processing charges: Examination and implications of one method. Journal of Librarianship & Scholarly Communication, 5(1), eP2182. https://doi.org/10.7710/2162-3309.2182 Abstract Objective – To determine the feasibility and potential effects of a cost-per-use analysis of library funds dedicated to open access. Design – Cost-per-use analysis, case study. Setting – PLOS and BioMed Central. Subjects – 591 articles published in PLOS ONE, 165 articles published in PLOS Biology, and 17 articles published in BioMed Central. Methods – Three specific examples are provided of how academic libraries can employ a cost-per-use analysis in order to determine the impact of library-based open access (OA) funds. This method is modeled after the traditional cost-per-use method of analyzing a library collection, and facilitates comparison to other non-OA items. The first example consisted of using a formula dividing the total library-funded article processing charges (APCs) by the total global use of the specific PLOS journal articles that were funded. The second and third examples demonstrated what a library-funded OA membership to BioMed Central would cost alone, and then with APCs that cost could be divided by the total usage of the funded articles to determine cost-per-use. Main Results – The authors found both of the examples described in the article to be potential ways of determining cost-per-use of OA articles, with some limitations. For instance, counting article usage through the publisher’s website may not capture the true usage of an article, as it does not take altmetrics into consideration. In addition, article-level data is not always readily available. In addition, the cost-per-use of OA articles was found to be very low, ranging from $0.01 to $1.51 after the first three years of publication based on the cost of library-funded APCs. The second and third methods revealed a cost-per-use of $0.10 using membership-only payments, while using the cost of membership plus APCs resulted in a cost-per-use of $0.41. Conclusion – Libraries may wish to consider using these methods for demonstrating the value of OA funds in terms of return on investment, as these techniques allow for direct comparison to the usage of traditional journals. However, several barriers need to be overcome in how article-level usage is obtained in order for these methods to be more accurate and efficient. In addition, while the authors report that "The specific examples in this study suggest that OA APCs may compare favorably to traditional publishing when considering value for money based on cost per use," they also caution that the study was not designed to answer the question if the ROI is greater for OA publications than for traditional articles, stating that "...the data in this study should not be interpreted as a verification of such an argument, as this study was not designed to answer that question, nor can it do so given the limitations on the data. This paper was designed to present and illustrate a method. Further study would be necessary to verify or refute this possibility" (p. 15).


PeerJ ◽  
2016 ◽  
Vol 4 ◽  
pp. e2264 ◽  
Author(s):  
David Solomon ◽  
Bo-Christer Björk

Background.Open access (OA) publishing via article processing charges (APCs) is growing as an alternative to subscription publishing. The Pay It Forward (PIF) Project is exploring the feasibility of transitioning from paying subscriptions to funding APCs for faculty at research intensive universities. Estimating of the cost of APCs for the journals authors at research intensive universities tend to publish is essential for the PIF project and similar initiatives. This paper presents our research into this question.Methods.We identified APC prices for publications by authors at the 4 research intensive United States (US) and Canadian universities involved in the study. We also obtained APC payment records from several Western European universities and funding agencies. Both data sets were merged with Web of Science (WoS) metadata. We calculated the average APCs for articles and proceedings in 13 discipline categories published by researchers at research intensive universities. We also identified 41 journals published by traditionally subscription publishers which have recently converted to APC funded OA and recorded the APCs they charge.Results.We identified 7,629 payment records from the 4 European APC payment databases and 14,356 OA articles authored by PIF partner university faculty for which we had listed APC prices. APCs for full OA journals published by PIF authors averaged 1,775 USD; full OA journal APCs paid by Western European funders averaged 1,865 USD; hybrid APCs paid by Western European funders averaged 2,887 USD. The APC for converted journals published by major subscription publishers averaged 1,825 USD. APC funded OA is concentrated in the life and basic sciences. APCs funded articles in the social sciences and humanities are often multidisciplinary and published in journals such as PLOS ONE that largely publish in the life sciences.Conclusions.Full OA journal APCs average a little under 2,000 USD while hybrid articles average about 3,000 USD for publications by researchers at research intensive universities. There is a lack of information on discipline differences in APCs due to the concentration of APC funded publications in a few fields and the multidisciplinary nature of research.


Author(s):  
Michael Hochberg

The cost of publishing is hotly debated. Until the 1990s, publication was either free of charge, paid per page or per article, or covered partially or completely if subscribing to a journal or if a member of the academic society overseeing a journal. A major shift occurred in the early 2000s when new “Open Access” publishers made articles freely available for all to read and reuse, with article processing charges being covered by the author. This chapter discusses the paradigm shift and how it has changed the landscape of who pays for scientific publication.


Author(s):  
Zohreh Estakhr ◽  
Hajar Sotudeh ◽  
Javad Abbaspour ◽  
◽  

Introduction. The present study investigated the cost-effectiveness of article-processing-charge-funded model across the world countries in terms of its citation value proportional to the article processing charges. Method. Using a comparative citation analysis method at the macro level, it explored a sample of articles in forty-seven Elsevier hybrid open access journals that had been following the model since 2007. Analysis. The contributing countries' open access citation advantages were calculated based on the percentage of their open access citation surplus proportional to that of their non-open access articles. Their relative open access citation cost-effectiveness was obtained based on their open access citation counts proportional to the article processing charges, normalised by those of non-open access papers. The countries were categorised into four scientific blocks using Rand's categorization of countries' scientific development. Descriptive and inferential statistics were used to analyse the data in SPSS. Results. The results supported the citation advantage of the article-processing-charge-funded papers, encompassing the majority of the contributing countries in the four scientific development blocks. The articles showed relative cost-effectiveness over the years and for most countries in all the scientific development blocks. Conclusions. Publishing article-processing-charge-funded papers is relatively cost-effective, implying higher visibility and influence in exchange for the money paid.


2020 ◽  
pp. 4
Author(s):  
Jaime A. Teixeira da Silva

The article processing charge (APC) lies at the heart of the gold open access (GOA) business model. Small and larger society-based, as well as commercial publishers, rely – to different extents – on the APC and the GOA model to thrive. There is wide debate regarding what amount of APC is considered to be exploitative, and the issue of low APCs is often erroneously associated with “predatory” OA publishing. Independent of this debate, there is still, surprisingly, considerable opacity related to the APC used to cover the cost of  GOA. In a bid to increase transparency, a simple 3-point plan at increasing academic and financial transparency of authors and journals/publishers regarding APCs is proposed: 1) indicate which author paid the APC in multi-author papers; 2) indicate the value of the APC paid; 3) provide online proof or certification of APC payment, including the indication of any discounts or waivers.


2019 ◽  
Vol 76 (Suppl 1) ◽  
pp. A66.2-A66
Author(s):  
Trang Khieu ◽  
Michelle Poland ◽  
Kirsten Lovelock

In New Zealand about 10% of workers are harmed every year, with approximately 2 00 000 claims made to Accident Compensation Corporation (ACC) to cover the cost of injury and illness. Work-related injury and illness outcomes differ between ethnic groups. M&_x0101;ori (indigenous population) workplace fatality rates are 19% higher by industry and 10% higher by occupation than for non-M&_x0101;ori. According to Statistics New Zealand from 2002–2017, M&_x0101;ori were more likely to have higher rates of work-related claims than non-M&_x0101;ori. This study currently underway has used the Integrated Data Infrastructure (IDI) to look at different injury types and explore injury distribution between M&_x0101;ori and non- M&_x0101;ori in terms of age, sex, industry and occupation. WorkSafe applied to Statistics New Zealand (Stats NZ) for access to microdata in the IDI in July 2018 and was granted access in September 2018. In this study, data for people with accepted work-related ACC claims has been linked to 2013 Census to identify the industry that ACC claimants have worked in and their occupations. This data has then been linked to data on sex, age and ethnicity as recorded for the IDI population. Confidentiality of data in this study has followed Stats NZ’s output rules including random rounding to base 3, suppression and aggregation.


2019 ◽  
Author(s):  
Jefferson Pooley

Media researcher and publisher Jeff Pooley responds to the European open access initiative, Plan S, outlining the history of the current system of author-paid article processing charges (APCs) and the ways this system perpetuates inequality across the publishing landscape. He proposes an alternative system wherein university libraries shoulder the cost to publish for affiliated faculty, and describes an economic framework that could make such a solution sustainable for authors, libraries, publishers, and scholarly societies.


Author(s):  
Marc-André Simard ◽  
Toluwase Asubiaro ◽  
Philippe Mongeon

The question about the cost of access to scholarly resources is usually answered by focusing on subscription cost. This study highlights the article processing charges (APCs) paid by Canada’s research institution as an additional scholarly resource. Unpaywall database was queried with the DOIs of CARL member universities’ publication indexed in the Web of Science. We find that while Open Access should in principle reduce the cost of access to scholarly literature, we are rather in a situation where both the cost of access and the cost of publishing are increasing simultaneously.


Author(s):  
Noreen Kirkman ◽  
Gaby Haddow ◽  

Introduction. Despite funder policies recognising the repository route as critical to achieving open access compliance, most accepted manuscripts in repositories have embargoes on access. This paper explored the extent to which embargoes hinder open access for grant recipients. Method. The study applied bibliometric research methods to analyse 7,562 journal articles, published in 2019 and funded by Australia’s National Health and Medical Research Council. The primary data sources included Web of Science, Google Scholar, and Sherpa Romeo. Analysis. Analysis was performed for the embargo periods of accepted manuscripts of non-open access articles (43.76%, n = 3,309) in institutional repositories and the effects of embargoes on compliance with funder policies. Results. Three-quarters of non-open access articles had embargo periods of twelve months. However, 30.94% of total articles remained publicly inaccessible, with accepted manuscripts in institutional repositories comprising only 9.65%. Conclusions. Publishers’ embargo periods complicate the cost-free solution of depositing accepted manuscripts in institutional repositories. The promotion of zero-embargoed journals and the adoption of zero-embargoes for funded articles in institutional repositories through funder-publisher agreements would achieve higher open access levels and compliance with the Council’s Policy.


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