The Influence of the Quasi-Biennial Oscillation on the Troposphere in Winter in a Hierarchy of Models. Part I: Simplified Dry GCMs

2011 ◽  
Vol 68 (6) ◽  
pp. 1273-1289 ◽  
Author(s):  
Chaim I. Garfinkel ◽  
Dennis L. Hartmann

Abstract A dry primitive equation model is used to explain how the quasi-biennial oscillation (QBO) of the tropical stratosphere can influence the troposphere, even in the absence of tropical convection anomalies and a variable stratospheric polar vortex. QBO momentum anomalies induce a meridional circulation to maintain thermal wind balance. This circulation includes zonal wind anomalies that extend from the equatorial stratosphere into the subtropical troposphere. In the presence of extratropical eddies, the zonal wind anomalies are intensified and extend downward to the surface. The tropospheric response differs qualitatively between integrations in which the subtropical jet is strong and integrations in which the subtropical jet is weak. While fluctuation–dissipation theory provides a guide to predicting the response in some cases, significant nonlinearity in others, particularly those designed to model the midwinter subtropical jet of the North Pacific, prevents its universal application. When the extratropical circulation is made zonally asymmetric, the response to the QBO is greatest in the exit region of the subtropical jet. The dry model is able to simulate much of the Northern Hemisphere wintertime tropospheric response to the QBO observed in reanalysis datasets and in long time integrations of the Whole Atmosphere Community Climate Model (WACCM).

2011 ◽  
Vol 68 (9) ◽  
pp. 2026-2041 ◽  
Author(s):  
Chaim I. Garfinkel ◽  
Dennis L. Hartmann

Abstract Experiments with the Whole Atmosphere Community Climate Model (WACCM) are used to understand the influence of the stratospheric tropical quasi-biennial oscillation (QBO) in the troposphere. The zonally symmetric circulation in thermal wind balance with the QBO affects high-frequency eddies throughout the extratropical troposphere. The influence of the QBO is strongest and most robust in the North Pacific near the jet exit region, in agreement with observations. Variability of the stratospheric polar vortex does not appear to explain the effect of the QBO in the troposphere in the model, although it does contribute to the response in the North Atlantic. Anomalies in tropical deep convection associated with the QBO appear to damp, rather than drive, the effect of the QBO in the extratropical troposphere. Rather, the crucial mechanism whereby the QBO modulates the extratropical troposphere appears to be the interaction of tropospheric transient waves with the axisymmetric circulation in thermal wind balance with the QBO. The response to QBO winds of realistic amplitude is stronger for perpetual February radiative conditions and sea surface temperatures than perpetual January conditions, consistent with the observed response in reanalysis data, in a coupled seasonal WACCM integration, and in dry model experiments described in Part I.


2010 ◽  
Vol 67 (5) ◽  
pp. 1402-1419 ◽  
Author(s):  
James A. Anstey ◽  
Theodore G. Shepherd ◽  
John F. Scinocca

Abstract The interannual variability of the stratospheric polar vortex during winter in both hemispheres is observed to correlate strongly with the phase of the quasi-biennial oscillation (QBO) in tropical stratospheric winds. It follows that the lack of a spontaneously generated QBO in most atmospheric general circulation models (AGCMs) adversely affects the nature of polar variability in such models. This study examines QBO–vortex coupling in an AGCM in which a QBO is spontaneously induced by resolved and parameterized waves. The QBO–vortex coupling in the AGCM compares favorably to that seen in reanalysis data [from the 40-yr ECMWF Re-Analysis (ERA-40)], provided that careful attention is given to the definition of QBO phase. A phase angle representation of the QBO is employed that is based on the two leading empirical orthogonal functions of equatorial zonal wind vertical profiles. This yields a QBO phase that serves as a proxy for the vertical structure of equatorial winds over the whole depth of the stratosphere and thus provides a means of subsampling the data to select QBO phases with similar vertical profiles of equatorial zonal wind. Using this subsampling, it is found that the QBO phase that induces the strongest polar vortex response in early winter differs from that which induces the strongest late-winter vortex response. This is true in both hemispheres and for both the AGCM and ERA-40. It follows that the strength and timing of QBO influence on the vortex may be affected by the partial seasonal synchronization of QBO phase transitions that occurs both in observations and in the model. This provides a mechanism by which changes in the strength of QBO–vortex correlations may exhibit variability on decadal time scales. In the model, such behavior occurs in the absence of external forcings or interannual variations in sea surface temperatures.


2017 ◽  
Author(s):  
Lesley J. Gray ◽  
James A. Anstey ◽  
Yoshio Kawatani ◽  
Hua Lu ◽  
Scott Osprey ◽  
...  

Abstract. Teleconnections between the Quasi Biennial Oscillation (QBO) and the Northern Hemisphere zonally-averaged zonal winds, mean sea level pressure (mslp) and tropical precipitation are explored using regression analysis. A novel technique is introduced to separate responses associated with the stratospheric polar vortex from other underlying mechanisms. A previously reported mslp response in January, with a pattern that resembles the positive phase of the North Atlantic Oscillation (NAO) under QBO westerly conditions, is confirmed and found to be primarily associated with a QBO modulation of the stratospheric polar vortex. This mid-winter response is relatively insensitive to the exact height of the maximum QBO westerlies and a maximum response occurs with westerlies over a relatively deep range between 10–70 hPa. Two additional mslp responses are reported, in early winter (December) and late winter (February/March). In contrast to the January response the early and late winter responses show maximum sensitivity to the QBO winds at ~ 20 hPa and ~ 70 hPa but are relatively insensitive to the QBO winds in between (~ 50 hPa). The late winter response is centred over the North Pacific and is associated with QBO influence from the lowermost stratosphere at tropical/subtropical latitudes. The early winter response consists of anomalies over both the North Pacific and Europe, but the mechanism is unclear and requires further investigation. QBO anomalies are found in tropical precipitation amounts and a southward shift of the Inter-tropical Convergence Zone under westerly QBO conditions is also evident.


2012 ◽  
Vol 69 (5) ◽  
pp. 1713-1733 ◽  
Author(s):  
Chaim I. Garfinkel ◽  
Tiffany A. Shaw ◽  
Dennis L. Hartmann ◽  
Darryn W. Waugh

Abstract Idealized experiments with the Whole Atmosphere Community Climate Model (WACCM) are used to explore the mechanism(s) whereby the stratospheric quasi-biennial oscillation (QBO) modulates the Northern Hemisphere wintertime stratospheric polar vortex. Overall, the effect of the critical line emphasized in the Holton–Tan mechanism is less important than the effect of the mean meridional circulation associated with QBO winds for the polar response to the QBO. More specifically, the introduction of easterly winds at the equator near 50 hPa 1) causes enhanced synoptic-scale Eliassen–Palm flux (EPF) convergence in the subtropics from 150 to 50 hPa, which leads to the subtropical critical line moving poleward in the lower stratosphere, and 2) creates a barrier to planetary wave propagation from subpolar latitudes to midlatitudes in the middle and upper stratosphere (e.g., less equatorward EPF near 50°N), which leads to enhanced planetary wave convergence in the polar vortex region. These two effects are mechanistically distinct; while the former is related to the subtropical critical line, the latter is due to the mean meridional circulation of the QBO. All of these effects are consistent with linear theory, although the evolution of the entire wind distribution is only quasi-linear because induced zonal wind changes cause the wave driving to shift and thereby positively feed back on the zonal wind changes. Finally, downward propagation of the QBO in the equatorial stratosphere, upper stratospheric equatorial zonal wind, and changes in the tropospheric circulation appear to be less important than lower stratospheric easterlies for the polar stratospheric response. Overall, an easterly QBO wind anomaly in the lower stratosphere leads to a weakened stratospheric polar vortex, in agreement with previous studies, although not because of changes in the subtropical critical line.


2010 ◽  
Vol 23 (12) ◽  
pp. 3282-3299 ◽  
Author(s):  
Chaim I. Garfinkel ◽  
Dennis L. Hartmann ◽  
Fabrizio Sassi

Abstract Regional extratropical tropospheric variability in the North Pacific and eastern Europe is well correlated with variability in the Northern Hemisphere wintertime stratospheric polar vortex in both the ECMWF reanalysis record and in the Whole Atmosphere Community Climate Model. To explain this correlation, the link between stratospheric vertical Eliassen–Palm flux variability and tropospheric variability is analyzed. Simple reasoning shows that variability in the North Pacific and eastern Europe can deepen or flatten the wintertime tropospheric stationary waves, and in particular its wavenumber-1 and -2 components, thus providing a physical explanation for the correlation between these regions and vortex weakening. These two pathways begin to weaken the upper stratospheric vortex nearly immediately, with a peak influence apparent after a lag of some 20 days. The influence then appears to propagate downward in time, as expected from wave–mean flow interaction theory. These patterns are influenced by ENSO and October Eurasian snow cover. Perturbations in the vortex induced by the two regions add linearly. These two patterns and the quasi-biennial oscillation (QBO) are linearly related to 40% of polar vortex variability during winter in the reanalysis record.


2018 ◽  
Vol 18 (11) ◽  
pp. 8227-8247 ◽  
Author(s):  
Lesley J. Gray ◽  
James A. Anstey ◽  
Yoshio Kawatani ◽  
Hua Lu ◽  
Scott Osprey ◽  
...  

Abstract. Teleconnections between the Quasi Biennial Oscillation (QBO) and the Northern Hemisphere zonally averaged zonal winds, mean sea level pressure (mslp) and tropical precipitation are explored. The standard approach that defines the QBO using the equatorial zonal winds at a single pressure level is compared with the empirical orthogonal function approach that characterizes the vertical profile of the equatorial winds. Results are interpreted in terms of three potential routes of influence, referred to as the tropical, subtropical and polar routes. A novel technique is introduced to separate responses via the polar route that are associated with the stratospheric polar vortex, from the other two routes. A previously reported mslp response in January, with a pattern that resembles the positive phase of the North Atlantic Oscillation under QBO westerly conditions, is confirmed and found to be primarily associated with a QBO modulation of the stratospheric polar vortex. This mid-winter response is relatively insensitive to the exact height of the maximum QBO westerlies and a maximum positive response occurs with westerlies over a relatively deep range between 10 and 70 hPa. Two additional mslp responses are reported, in early winter (December) and late winter (February/March). In contrast to the January response the early and late winter responses show maximum sensitivity to the QBO winds at ∼ 20 and ∼ 70 hPa respectively, but are relatively insensitive to the QBO winds in between (∼ 50 hPa). The late winter response is centred over the North Pacific and is associated with QBO influence from the lowermost stratosphere at tropical/subtropical latitudes in the Pacific sector. The early winter response consists of anomalies over both the North Pacific and Europe, but the mechanism for this response is unclear. Increased precipitation occurs over the tropical western Pacific under westerly QBO conditions, particularly during boreal summer, with maximum sensitivity to the QBO winds at 70 hPa. The band of precipitation across the Pacific associated with the Inter-tropical Convergence Zone (ITCZ) shifts southward under QBO westerly conditions. The empirical orthogonal function (EOF)-based analysis suggests that this ITCZ precipitation response may be particularly sensitive to the vertical wind shear in the vicinity of 70 hPa and hence the tropical tropopause temperatures.


2017 ◽  
Vol 30 (17) ◽  
pp. 6977-6997 ◽  
Author(s):  
Hiroaki Naoe ◽  
Makoto Deushi ◽  
Kohei Yoshida ◽  
Kiyotaka Shibata

The future quasi-biennial oscillation (QBO) in ozone in the equatorial stratosphere is examined by analyzing transient climate simulations due to increasing greenhouse gases (GHGs) and decreasing ozone-depleting substances under the auspices of the Chemistry–Climate Model Initiative. The future (1960–2100) and historical (1979–2010) simulations are conducted with the Meteorological Research Institute Earth System Model. Three climate periods, 1960–85 (past), 1990–2020 (present), and 2040–70 (future) are selected, corresponding to the periods before, during, and after ozone depletion. The future ozone QBO is characterized by increases in amplitude by 15%–30% at 5–10 hPa and decreases by 20%–30% at 40 hPa, compared with the past and present climates; the future and present ozone QBOs increase in amplitude by up to 60% at 70 hPa, compared with the past climate. The increased amplitude at 5–10 hPa suggests that the temperature-dependent photochemistry plays an important role in the enhanced future ozone QBO. The weakening of vertical shear in the zonal wind QBO is responsible for the decreased amplitude at 40 hPa in the future ozone QBO. An interesting finding is that the weakened zonal wind QBO in the lowermost tropical stratosphere is accompanied by amplified QBOs in ozone, vertical velocity, and temperature. Further study is needed to elucidate the causality of amplification about the ozone and temperature QBOs under climate change in conditions of zonal wind QBO weakening.


Author(s):  
Yousuke Yamashita ◽  
Hideharu Akiyoshi ◽  
Masaaki Takahashi

Arctic ozone amount in winter to spring shows large year-to-year variation. This study investigates Arctic spring ozone in relation to the phase of quasi-biennial oscillation (QBO)/the 11-year solar cycle, using satellite observations, reanalysis data, and outputs of a chemistry climate model (CCM) during the period of 1979–2011. For this duration, we found that the composite mean of the Northern Hemisphere high-latitude total ozone in the QBO-westerly (QBO-W)/solar minimum (Smin) phase is slightly smaller than those averaged for the QBO-W/Smax and QBO-E/Smax years in March. An analysis of a passive ozone tracer in the CCM simulation indicates that this negative anomaly is primarily caused by transport. The negative anomaly is consistent with a weakening of the residual mean downward motion in the polar lower stratosphere. The contribution of chemical processes estimated using the column amount difference between ozone and the passive ozone tracer is between 10–20% of the total anomaly in March. The lower ozone levels in the Arctic spring during the QBO-W/Smin years are associated with a stronger Arctic polar vortex from late winter to early spring, which is linked to the reduced occurrence of sudden stratospheric warming in the winter during the QBO-W/Smin years.


2020 ◽  
Author(s):  
Jian Rao ◽  
Chaim Garfinkel ◽  
Ian White ◽  
Chen Schwartz

<p>Using 17 CMIP5/6 models with a spontaneously-generated quasi-biennial oscillation (QBO)-like phenomenon, this study explores and evaluates three dynamical pathways for impacts of the QBO on the troposphere: (i) the Holtan-Tan (HT) effect on the stratospheric polar vortex and the northern annular mode (NAM), (ii) the subtropical zonal wind downward arching over the Pacific, and (iii) changes in local convection over the Maritime Continent and Indo-Pacific Ocean. More than half of the models can reproduce at least one of the three pathways, but few models can reproduce all of the three routes. Firstly, most models are able to simulate a weakened polar vortex during easterly QBO (EQBO) winters, in agreement with the observed HT effect. However, the weakened polar vortex response during EQBO winters is underestimated or not present at all in other models, and hence the QBO → vortex → tropospheric NAM/AO chain is not simulated. For the second pathway associated with the downward arching of the QBO winds, seven models incorrectly or poorly simulate the extratropical easterly anomaly center over 20–40°N in the Pacific sector during EQBO, and hence the negative relative vorticity anomalies poleward of the easterly center is not resolved in those models, leading to an underestimated or incorrectly modelled height response over North Pacific. However the other ten do capture this effect. The third pathway is only observed in the Indo-Pacific Ocean, where the strong climatological deep convection and the warm pool are situated. Nine models can simulate the convection anomalies associated with the QBO over the Maritime Continent, which is likely caused by the near-tropopause low buoyancy frequency anomalies. No robust relationship between the QBO and El Niño–Southern Oscillation (ENSO) events can be established using the ERA-Interim reanalysis, and nine models consistently confirm little modulation of the ocean basin-wide Walker circulation and ENSO events by the QBO.</p>


2020 ◽  
Vol 11 (1) ◽  
Author(s):  
L. J. Gray ◽  
M. J. Brown ◽  
J. Knight ◽  
M. Andrews ◽  
H. Lu ◽  
...  

Abstract Extreme polar vortex events known as sudden stratospheric warmings can influence surface winter weather conditions, but their timing is difficult to predict. Here, we examine factors that influence their occurrence, with a focus on their timing and vertical extent. We consider the roles of the troposphere and equatorial stratosphere separately, using a split vortex event in January 2009 as the primary case study. This event cannot be reproduced by constraining wind and temperatures in the troposphere alone, even when the equatorial lower stratosphere is in the correct phase of the quasi biennial oscillation. When the flow in the equatorial upper stratosphere is also constrained, the timing and spatial evolution of the vortex event is captured remarkably well. This highlights an influence from this region previously unrecognised by the seasonal forecast community. We suggest that better representation of the flow in this region is likely to improve predictability of extreme polar vortex events and hence their associated impacts at the surface.


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