Beyond the Fiction of Federalism: Macroeconomic Management in Multitiered Systems

2002 ◽  
Vol 54 (4) ◽  
pp. 494-531 ◽  
Author(s):  
Jonathan Rodden ◽  
Erik Wibbels

Recent research on federalism is extremely divided. While some tout the benefits of “market-preserving” federalism, others point to the fragmentation and incoherence of policy in federal states. This research bridges the divide by analyzing the political andfiscalstructures that are likely to account for the highly divergent economic experiences of federal systems around die world. To test these propositions, the authors use an original data set to conduct analyses of budget balance and inflation infifteenfederationsaround the world from 1978 through 1996. The empirical research suggests that the level of fiscal decentralization, the nature of intergovernmental finance, and vertical partisan relations all influence macroeconomic outcomes. The find- ings have broad implications for the widespread move toward greater decentralization and for the theoretical literatures on federalism and macroeconomics.

1994 ◽  
Vol 144 ◽  
pp. 139-141 ◽  
Author(s):  
J. Rybák ◽  
V. Rušin ◽  
M. Rybanský

AbstractFe XIV 530.3 nm coronal emission line observations have been used for the estimation of the green solar corona rotation. A homogeneous data set, created from measurements of the world-wide coronagraphic network, has been examined with a help of correlation analysis to reveal the averaged synodic rotation period as a function of latitude and time over the epoch from 1947 to 1991.The values of the synodic rotation period obtained for this epoch for the whole range of latitudes and a latitude band ±30° are 27.52±0.12 days and 26.95±0.21 days, resp. A differential rotation of green solar corona, with local period maxima around ±60° and minimum of the rotation period at the equator, was confirmed. No clear cyclic variation of the rotation has been found for examinated epoch but some monotonic trends for some time intervals are presented.A detailed investigation of the original data and their correlation functions has shown that an existence of sufficiently reliable tracers is not evident for the whole set of examinated data. This should be taken into account in future more precise estimations of the green corona rotation period.


2021 ◽  
Vol 7 (12) ◽  
pp. 672-690
Author(s):  
Joseph Benjamin Archibald Afful ◽  
Rexford Boateng Gyasi

A key pre-election spoken genre in several modern democracies is unarguably the manifesto launch speech. Yet, it has surprisingly received either very little or no scholarly attention. Consequently, from a rhetorical perspective, this study examined the schematic structure of three keynote speeches delivered by presidential aspirants of three leading political parties in Ghana – New Patriotic Party (NPP), National Democratic Congress (NDC), and the Convention People’s Party (CPP) – to launch their political parties’ manifestos in 2016. The three speeches delivered by the presidential candidates of the three parties constituted the data set for the study. Applying the popular Swalesean rhetorical move analysis, originally meant for the academic setting, the study identified the use of a nine-move pattern as the schematic structure for the genre across the three speeches, with four ambiguous moves. These findings of the study have implication for the standardizing of the schematic structure of manifesto launch speeches worldwide and, thus, contributes to the scholarship on the political manifesto genre, political communication as well as further research on manifesto launch speeches in other democracies around the world.


2012 ◽  
Vol 106 (1) ◽  
pp. 81-102 ◽  
Author(s):  
KENNETH SCHEVE ◽  
DAVID STASAVAGE

In this article we use an original data set to provide the first empirical analysis of the political economy of inherited wealth taxation that covers a significant number of countries and a long time frame (1816–2000). Our goal is to understand why, if inheritance taxes are often very old taxes, the implementation of inheritance tax rates significant enough to affect wealth inequality is a much more recent phenomenon. We hypothesize alternatively that significant taxation of inherited wealth depended on (1) the extension of the suffrage and (2) political conditions created by mass mobilization for war. Using a difference-in-differences framework for identification, we find little evidence for the suffrage hypothesis but very strong evidence for the mass mobilization hypothesis. Our study has implications for understanding the evolution of wealth inequality and the political conditions under which countries are likely to implement policies that significantly redistribute wealth and income.


2015 ◽  
Vol 69 (3) ◽  
pp. 697-729 ◽  
Author(s):  
Eric Grynaviski ◽  
Amy Hsieh

AbstractInternational arbitration is a distinctive feature of both contemporary international politics and the ancient world. Explanations of arbitration in the international relations literature generally posit that states engage in arbitration to mitigate the effects of competition in an anarchical system, or that the practice of arbitration reflects democratic norms. However, an examination of arbitration during the paradigmatic case of the Hellenistic period (338–90bce) casts doubt on the existing literature. Hierarchy rather than anarchy better characterizes the political context in which arbitration took place: the Greeks often organized themselves into alliances or leagues in which a hegemon dominated decision making, or into federal states with a common foreign policy. This hierarchical setting was a necessary condition for international arbitration where the practice of arbitration was a tool to legitimize hierarchical powers. We assemble an original data set of Hellenistic arbitrations, and use qualitative comparative analysis to show that hierarchy was almost always a necessary condition for international arbitration. Process-tracing of arbitration under three political orders—hegemonic kingdoms in the Greek world, Greek federations, and the Roman Empire—shows that arbitration as a particular means of dispute resolution was used as an ideological device to build and legitimize international order. We then analyze the contemporary record, finding a role for hierarchy in modern international arbitration.


2016 ◽  
Vol 37 (4) ◽  
pp. 401-429 ◽  
Author(s):  
Manuel P. Teodoro ◽  
M. Anne Pitcher

AbstractThis study investigates the effects of formal bureaucratic independence under varying democratic conditions. Conventional accounts predict that greater formal independence of technocratic agencies facilitates policy implementation, but those claims rest on observations of industrialised, high-income countries that are also established democracies. On the basis of research in developing countries, we argue that the effects of agency independence depend on the political context in which the agency operates. Our empirical subjects are privatisation agencies and their efforts to privatise state-owned enterprises in Africa. We predict that greater independence leads to more thorough privatisation under authoritarian regimes, but that the effect of independence declines as a country becomes more democratic. Using an original data set, we examine the relationship between formal agency independence and privatisation in Africa from 1990 to 2007. Our results modify the conventional wisdom on bureaucratic independence and culminate in a more nuanced theory of “contingent technocracy”.


2018 ◽  
Author(s):  
Lucas Kowalczyk ◽  
Mila Versteeg

102 Cornell L. Rev. 1219 (2017)The issues of mass migrations, displaced persons, and refugees from war-torn countries are not new, but they have become particularly prominent and contentious in recent years and will garner even more attention as climate change refugees begin to cross borders seeking new homes in foreign countries. Academics and policy-makers have jointly turned to international law to remind states of their international legal obligations toward refugees; yet they are also quick to point out the inadequacies of the international legal framework. At the same time, efforts to address these inadequacies and to lay down general legal standards and policies to manage the growing migration flows have faltered. Surprisingly, in light of the mounting crisis, it has largely escaped the attention of commentators that a substantial number of countries provide a right to asylum in their constitutions. Remarkably, constitutional asylum provisions often go beyond states’ international legal obligations and establish permanent legal solutions for those seeking sanctuary. In addition, constitutional provisions are insulated from changing political tides and encourage governments to honor their commitments even when doing so lacks popular support. These constitutional provisions thus hold substantial promise to address some of the most pressing legal problems of our time. This Article offers the first systematic exploration of constitutional asylum provisions. It presents an original data set on right to asylum provisions in all national constitutions written since 1789, explores the first instances of adoption, and traces the right’s development over time. The data reveals that, currently, approximately thirty-five percent of all countries have constitutionalized the right to asylum. Drawing on both real-world examples and regression analysis, we find that constitutional asylum provisions serve a complicated purpose. Some constitutions frame asylum as a right for all those in need, thus, seemingly serving a true humanitarian purpose. Other states, however, use the right as an instrument to broadcast their doctrines and to cast judgment on the views of other countries by granting asylum only to those that share the ideology of the host nation. This latter version of the right to asylum is particularly prominent in authoritarian and socialist constitutions. Thus, asylum provisions can serve as both a humanitarian tool for providing state-sponsored sanctuary to persecuted persons and an overt instrument of foreign policy deployed to achieve the political objectives of the host nation.We further find that the adoption of asylum provisions can be motivated by self-interest. Even when framed as a universal right, asylum might be a useful tool to condemn the human rights records of foreign countries. Moreover, we find that countries with net refugee outflows, such as some of the smallest and poorest African states, as well as nations with aging and declining populations, such as Germany, more readily entrench the right to asylum in their constitutions. We conclude that these apparently self-serving motivations for constitutionalizing asylum rights are not necessarily detrimental for asylum-seekers, nor do they necessarily undermine the right: appealing to self-interest, rather than self-sacrifice or humanitarian ideals, might actually prove more effective in motivating states to ensure adequate protection of human rights, including the right to asylum.


2020 ◽  
Vol 114 (2) ◽  
pp. 603-608
Author(s):  
BEN HAMMOND ◽  
LEAH ROSENSTIEL

When estimating the political determinants of the federal budget, scholars face a choice between using measures of funding and measures of spending as their outcome of interest. We examine the consequences of this choice. In particular, we argue that spending outcomes may serve as a poor test of the research questions scholars seek to answer, since spending data conflate competing budgetary influences, are downstream measures of the appropriations that originated them, and induce measurement error. To test our claim, we compare the spending data used in a recent study (Berry and Fowler 2016: American Journal of Political Science 60 (3): 692–708) with an original data set of military construction appropriations. While an analysis of the spending data produces a null result, the same analysis using the appropriations data provides strong evidence that legislators use their committee positions to distribute pork. Our findings have broad implications for studies that use measures of spending in the congressional and presidency literatures.


2007 ◽  
Vol 59 (2) ◽  
pp. 274-313 ◽  
Author(s):  
Christina L. Davis ◽  
Yuki Shirato

What explains the selection of cases for WTO adjudication? This article explores the business conditions under which industries lobby their home government to use the WTO adjudication process and the political factors that influence government decisions. It explains the industry pattern of selection for international trade disputes as a function of the velocity of the business environment. While WTO adjudication is seen as costly and slow, a positive ruling brings broad benefits in terms of deterrence against future discrimination. Firms in static industries will invest in WTO dispute settlement to achieve these benefits, but firms in industries shaped by dynamic competition have high opportunity costs that make them less willing to pursue adjudication. This argument accounts for why there are fewer WTO cases about electronics industry issues than there are likely incidences of protectionist measures. Since Japan is a leading exporter and provides a government report with unique data on potential WTO disputes, it was chosen to test the argument in greater depth. Interviews with Japanese business officials and statistical analysis of an original data set provide support for the argument. The authors conclude that the passive attitude toward WTO adjudication by Japan's largest export industry, electronics, and the sensitivity of Japan's diplomatic relations with China have constrained the cases that Japan files. These findings suggest that the effectiveness of the WTO for dispute settlement is conditional upon the time horizon of the industry and the political relations among members.


2010 ◽  
Vol 62 (3) ◽  
pp. 422-458 ◽  
Author(s):  
Matthew S. Winters

Well-governed countries are more likely to make use of foreign aid for the purposes of economic development and poverty alleviation. Therefore, if aid agencies are providing funds for the sake of development, these countries should receive more aid and categorically different types of aid as compared with poorly governed countries. In poorly governed countries aid should be given in forms that allow for less discretion. Using an original data set of all World Bank projects from 1996 to 2002, the author distinguishes programmatic projects from investment projects and national from subnational investment projects. If the World Bank allows more discretion in well-governed countries, then it will choose to provide programmatic and national aid for these recipients. The author presents evidence that the World Bank provides a larger proportion of national investment lending in better-governed countries. With regard to programmatic lending, he finds mixed evidence. Among counties eligible for International Development Association (IDA) aid, good governance surprisingly is associated with a lower proportion of programmatic aid, whereas for International Bank for Reconstruction and Development (IBRD) borrowers, good governance is associated with a higher proportion. The author subjects these results to a number of robustness checks. Although he confirms the existing result in the literature that the World Bank provides larger overall amounts of aid to better-governed countries, his examination of the disaggregated data leads to questioning whether both lending wings of the World Bank are designing aid programs in the most prodevelopment way possible.


2021 ◽  
pp. 1-16
Author(s):  
Paasha Mahdavi ◽  
Jessica Green ◽  
Jennifer Hadden ◽  
Thomas Hale

Abstract The role that private actors play in accelerating or preventing progressive climate policy and true decarbonization is a core research interest of global environmental politics. Yet scholars have struggled to measure the political behavior of multinational firms due to lack of transparency about their activities and inconsistency in reporting requirements across jurisdictions. In this research note, we present a new data source—firms’ earnings calls—that scholars might use to better understand the political behavior of major multinational polluters. To illustrate the value of earnings calls as a data source, we construct an original data set of all earnings calls made between 2005 and 2019 by major oil and gas firms. We then code these transcripts, demonstrating that although firms can be classified as more or less pro-climate, there is little evidence of the industry’s public acceptance of decarbonization. These unique data could permit researchers to explore important questions about climate politics, the evolution of private governance, and the relationship between policy and firms’ political behavior. Moreover, we suggest extensions of our approach, including other multinational industries that are amenable to this type of analysis.


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