Legal Issues of Annulment of Licenses of Professional Participant on Securities Market

2021 ◽  
pp. 91-95
Author(s):  
Proshunin M. M. ◽  
Keyword(s):  
Legal Issues ◽  
Securities Market ◽  
Market Participant ◽  
Effective Collaboration ◽  
Professional Market ◽  
Regulatory Procedure ◽  
The Way

The article reveals the legal issues of annulment of licenses of professional participant on securities market on the basis of the application submitted by the owner of the securities market license. The author considers the main provisions of the procedure of annulment of the securities market licenses and suggests some directions of development of regulations of annulment of securities market licenses in order to ensure the effective collaboration between the professional market participant on securities market and the Bank of Russia. In order to optimize the existing procedure the author suggests to change the way of submission of the application and all applicable materials, to change the calculation of mandatory term for review of application by the regulator and specify the regulatory reporting being a basis for the decision of the regulator on compliance with regulatory procedure set out for annulment of securities market licenses.

scholarly journals Laws and Emerging Technologies

Laws ◽  
2021 ◽  
Vol 10 (2) ◽  
pp. 46
Author(s):  
Esther Salmerón-Manzano
Keyword(s):  
Information Technologies ◽  
New Technologies ◽  
Legal Issues ◽  
The Other ◽  
Special Issue ◽  
Legal Challenges ◽  
The World ◽  
Huge Impact ◽  
New Challenges ◽  
The Way

New technologies and so-called communication and information technologies are transforming our society, the way in which we relate to each other, and the way we understand the world. By a wider extension, they are also influencing the world of law. That is why technologies will have a huge impact on society in the coming years and will bring new challenges and legal challenges to the legal sector worldwide. On the other hand, the new communications era also brings many new legal issues such as those derived from e-commerce and payment services, intellectual property, or the problems derived from the use of new technologies by young people. This will undoubtedly affect the development, evolution, and understanding of law. This Special Issue has become this window into the new challenges of law in relation to new technologies.

Convening

2018 ◽  
Vol 51 (1) ◽  
pp. 108-111
Author(s):  
Lionel Blue
Keyword(s):  
Legal Issues ◽  
Personal Life ◽  
The People ◽  
Reform Jewish ◽  
The Uk ◽  
The Way

Abstract In this article, Lionel Blue describes the role played by the Beth Din, the Jewish religious court, of the UK Reform Jewish movement, of which he was the Convenor. He writes with humour of the way he tried to humanize what might otherwise be a strange and daunting experience for people. The court deals with conversion to Judaism, issues of Jewish status, legal matters associated with divorce. He describes the emphasis that has to be placed on supporting the individuals facing these deeply personal life-changing situations. Beyond the purely traditional legal issues and formality, greater attention and understanding should be given to the relationships people actually enter into today, and to the people themselves, their needs and their possibilities.

scholarly journals The Right of the Contractor To Deviate From The Electronic Sales Contract

2019 ◽  
Author(s):  
Ahmed Shawi ◽  
Raqiya Ali
Keyword(s):  
Technological Development ◽  
Legal Protection ◽  
Legal Issues ◽  
Information Revolution ◽  
Negative Side ◽  
Dynamic Development ◽  
Modern Media ◽  
The Right ◽  
Media Channels ◽  
The Way

Recently, during the last century, Communication & Information revolution caused an essential dynamic in society, especially in legal issues, This dynamic development of information data through this web, it has an essential effect upon the way of civil treatment, which then called "electronic agreements". The industrial and technological development lad to obvious changes in producing processes either for goods or services and then its distributing methods, through using modern media channels, but this factor has a negative side because there is no legal protection for the contractors. This fact leads to the necessity of publishing certain conditions to protect consumers.

OPERATIONS OF COMMERCIAL BANKS IN THE SECURITIES MARKET: PROBLEMS AND DEVELOPMENT TRENDS

2020 ◽  
Vol 4 (11) ◽  
pp. 83-87
Author(s):  
D. A. RABADANOVA ◽  
◽  
Z. M. KHASBULATOVA ◽  
A. I. GAZANOVA ◽  
◽  
...  
Keyword(s):  
Stock Market ◽  
Commercial Banks ◽  
Financial Stability ◽  
Point Of View ◽  
Securities Market ◽  
Analysis Tool ◽  
Sources Of Information ◽  
Market Participants ◽  
Low Degree ◽  
Professional Market

The article analyzes the current position of commercial banks of the Russian Federation on the securities market. The main analysis tool is the use of a method for collecting and processing publicly available statistical information. The sources of information were scientific articles by various authors on the research topic, official materials of the Bank of Russia, reporting data of Sberbank of Russia as a specific example when considering the selected topic. The work is relevant due to the need to determine the importance and role of commercial banks in the securities market and identify growth trends. For the work, the activities of banks were considered from the point of view of their participation in the stock market as issuers, investors and participants. According to the results of the study, it was found that the issue of bonds is the main type of issuing activity of the bank as an issuer. As investors, they tend to invest in debt and Central Bank securities with a low degree of risk. This choice ensures the reliability of banks and forms additional sources for the development of the securities market without significantly increasing risks. Analysis of commercial banks as professional market participants revealed a negative trend in the number of participants as stock market participants. The main result of the work carried out is to identify the need to expand the activity of commercial banks in the securities market, which will increase liquidity and financial stability.

Application of Muslim Personal Law in the Kenyan Courts: Problems and Prospects

2021 ◽  
Vol 11 (2) ◽  
pp. 208-231
Author(s):  
Abdulkadir Hashim
Keyword(s):  
Islamic Law ◽  
Common Law ◽  
Legal Issues ◽  
Conflict Of Laws ◽  
Pluralistic Society ◽  
Personal Law ◽  
Religious Courts ◽  
The Way

Abstract This paper examines the application of Muslim personal law in the Kenyan courts. It addresses jurisprudential issues which engage conventional government judges, magistrates and kadhis (Islamic judges). The interaction between the conventional and religious courts has paved the way for a conflict of laws on matters related to Muslim personal law and has led to an interesting scenario of constructive conversation and criticism that in turn has set the stage for an emerging comparative jurisprudence within a pluralistic society. Factors which contribute toward conflicts include wholesale adoption of Common Law and Islamic law notions and exemption clauses in statutes. To overcome the challenges facing the kadhis’ courts and the application of Muslim personal law in Kenya, the paper proposes the adoption of a progressive comparative jurisprudential approach in responding to emerging legal issues facing Muslim litigants in the Kenyan courts.

2 Financial Collateral, How It Is Held and Transferred

2020 ◽  
Keyword(s):  
Legal Issues ◽  
International Context ◽  
Security Interest ◽  
The Way

This chapter discusses the use of securities, cash, and credit claims as collateral in finance transactions. To understand any interest in collateralized securities, cash, and credit claims, it is important to consider the concept of asset segregation and the way securities, cash, and credit claims are held. Of these types of collateral, the more difficult legal issues arise in the context of securities. Therefore, the largest part of the chapter is concerned with the custody of securities and the legal treatment, under different national laws, of the transfer and creation of security interests in securities. The challenges regarding the custody and administration of securities mainly follow from differences in the treatment, under different national laws, of the proprietary relationship between the 'owner' of securities and the securities themselves. This relationship is highly relevant, as the manner to provide financial collateral - both practically and legally, and either by way of title transfer or by way of creating a security interest - will be determined by this relationship. Consequently, differences in the treatment of 'owning' securities significantly add to the complexity of providing collateral in an international context.

Just Between You and Me: Mutual Recognition Agreements and the Most-Favoured Nation Principle

2015 ◽  
Vol 15 (1) ◽  
pp. 3-23 ◽  
Author(s):  
JOSHUA A. ZELL
Keyword(s):  
Mutual Recognition ◽  
Legal Issues ◽  
Conformity Assessment ◽  
Broad Application ◽  
Appellate Body ◽  
Wto Appellate Body ◽  
Assessment Procedures ◽  
Gatt 1994 ◽  
Technical Regulations ◽  
The Way

AbstractMutual recognition agreements present unique legal issues in the application of the most-favoured nation obligations flowing from Article I:1 of GATT 1994 and Articles 2.1 and 5.1.1 of the TBT Agreement. Mutual recognition agreements come in two types – those recognizing the equivalence of technical regulations, and those recognizing the equivalence of conformity assessment procedures. Both carry potential trade advantages for state parties, but both also carry the potential to create unintended trade consequences for state parties if combined with a broad application of the most-favoured nation principle. The WTO Appellate Body has touched on a number of the relevant legal issues in a series of reports culminating in the May 2014 EC–Seals decision, but many questions remain. This article seeks to provide states and practitioners with a guide to the issues and the way in which the Appellate Body would most likely address the remaining questions, based on the existing jurisprudence.

scholarly journals Legal Issues Arising from Smart Contracts under the Iraqi Law

2018 ◽  
Vol 4 (4) ◽  
pp. 42
Author(s):  
Ahmed Aziz Hassan
Keyword(s):  
Computer Programs ◽  
Legal Issues ◽  
Formation Mechanisms ◽  
Smart Contracts ◽  
Blockchain Technology ◽  
Legal Provisions ◽  
General Rules ◽  
Computer Codes ◽  
And Performance ◽  
The Way

Smart contracts can be defined as computer codes which are run digitally by computer programs to utilise the negotiation, formation, and performance of an automated and irreversible agreement between the contracting parties. Smart contracts are distinguished from other forms of contracts in terms of the way they are concluded which is through Blockchain Technology. In contrast to conventional contracts established through speech, written words or actions, smart contracts are algorithmic and self-executing agreements. In this article, smart contracts will be discussed from the perspective of their general rules and features and the Iraqi law. This study analyses the formation mechanisms of the general principles in Iraqi law governing the contracts and how these mechanisms can be applied to the new technological framework of smart contracts. In addition, integrating smart contracts into the current legal provisions in Iraq is examined.

Historical Analysis in Criminal Law

2018 ◽  
pp. 964-982
Author(s):  
Arlie Loughnan
Keyword(s):  
Criminal Law ◽  
Historical Analysis ◽  
Criminal Trial ◽  
Legal Issues ◽  
Criminal Process ◽  
Trial Process ◽  
History Of ◽  
Meaningful Role ◽  
The Way

This chapter offers a counter-history of criminal trial verdicts, restoring special verdicts to the story typically told about trial verdicts. According to this typical story, the dominance of the general verdict (‘guilty’ or ‘not guilty’, a determination of both the factual and legal issues at trial) is thought to be both inevitable and right. While special verdicts are now virtually unknown in the English trial process, during the period of the development of the modern criminal trial, they played a greater role in criminal process, functioning as a means by which the seismic changes associated with the appearance of the modern criminal trial were negotiated in the courtroom. Bringing to light the all-but-forgotten past of trial verdicts opens the way to think again about verdicts in the current era, considering the possibilities for the restoration of a meaningful role for special verdicts.

scholarly journals How can the law in England and Wales be reformed in order to regulate offensive online communications with respect to the right of freedom of expression?

2019 ◽  
Vol 1 (1) ◽  
pp. 99-111
Author(s):  
Estelle Chambers ◽  
Laura Carr ◽  
Charlotte Bushby ◽  
Rebecca Everson ◽  
Sarah Curran ◽  
...  
Keyword(s):  
Social Media ◽  
Human Rights ◽  
Criminal Law ◽  
Freedom Of Expression ◽  
Legal Issues ◽  
Media Usage ◽  
Online Communications ◽  
Revenge Porn ◽  
The Right ◽  
The Way

The evolution of social media in recent years has significantly changed the way society interacts and engages with each other. Research has shown that there has been a 21% increase in social media usage by UK adults from 2011 to 2017. This drastic shift regarding the way we communicate can be said to bring many benefits; however, it can also impose serious legal issues. Such legal issues include ‘revenge porn’, online blackmail and ‘trolling’. For the purpose of this investigation, the main focus of the research will be on the area of offensive online communications.The investigation will cover the effectiveness of the current criminal law in terms of offensive online communications. In addition to this, the research will be highlighting any gaps within the current law in regard to overcoming this problem. When considering potential reforms, the right to freedom of expression will remain at the forefront of the research to prevent any alienation of human rights.

Sign in / Sign up

Export Citation Format

Share Document