Methods for estimating mis-reporting of TB case notification in high burden settings with weak surveillance infrastructure (Preprint)
BACKGROUND The greatest risk of infectious disease under-notification occurs in settings with limited capacity to reliably detect it. WHO guidance on measurement of mis-reporting is paradoxical, requiring robust, independent systems to assess surveillance completeness. OBJECTIVE Methods are needed to estimate under-notification in settings with weak surveillance systems that do not meet WHO preconditions. This study aims to design tuberculosis (TB) inventory study methods that balance rigor with feasibility for high need settings. METHODS We choose to census most health facilities (HF) and laboratories, restricted reliance upon probability proportional to size sampling to HF types with no capacity to notify. Applying distinct analytical approaches for bacteriologically confirmed versus clinical TB limited the need for extrapolation. At the request of public local health stakeholders, the scope of the TB inventory study methodologies was broadened to include the identification of factors responsible for under-notification and acceptability of potential solutions. RESULTS Retrospective data collection over longer time horizons minimizes bias due to seasonality and measures “natural” recording and reporting behaviors. Leveraging a priori knowledge, minimizing recourse to inference, manual entry, use of transparent probabilistic linkage methods, incentivizing private sector participation, and cross-border case verification help to generate valid estimates despite challenging conditions. CONCLUSIONS Adaptive study designs permit rigorous, relevant, ethical inventory studies in the countries that need them even in the absence of WHO established preconditions. Use of triangulation techniques, minimizing recourse to extrapolation, and a strategic focus on the practical needs of local stakeholders, yielded reasonable misreporting estimates and, crucially, viable policy recommendations.