Towards a benchmark mechanical model for warming permafrost rock slopes

Author(s):  
Michael Krautblatter ◽  
Benjamin Jacobs ◽  
Philipp Mamot ◽  
Regina Pläsken ◽  
Riccardo Scandroglio ◽  
...  

<p>This paper discusses mechanical modelling strategies for instable permafrost bedrock. Modelling instable permafrost bedrock is a key requirement to anticipate magnitudes and frequency of rock slope failures in a changing climate but also to forecast the stability of high-alpine infrastructure throughout its lifetime.  </p><p>High-alpine rock faces witness the past and present mechanical limit equilibrium. Rock segments where driving forces exceed resisting forces fall of the cliff often leaving a rock face behind which is just above the limit equilibrium. All significant changes in rock mechanical properties or significant changes in the state of stress will evoke rock instability which often occurs with response times of years to 1000 years. Degrading permafrost will act to alter (i) rock mechanical properties such as compressive and tensile strength, fracture toughness and most likely rock friction, (ii) warming subcero conditions will weaken ice and rock-ice interfaces and (iii) increased cryo- and (iv) hydrostatic pressures are expected. We have performed hundreds of laboratory experiments on different types of rock that show that thawing and warming siginficantly decreases both,  rock and ice-mechanical strength between -5°C and -0.0°C.  Approaches  to calculate cryostatic pressure (ad iii) have been published and are experimentally confirmed. However, the importance and dimension of extreme hydrostatic forces (ad iv) due to perched water above permafrost-affected rocks has been assumed but has not yet been quantitatively recorded.</p><p>This paper presents data and strategies how to obtain relevant (i) rock mechanical parameters (compressive and tensile strength and fracture toughness, lab), (ii) ice- and rock-ice interface mechanical parameters (lab), (iii) cryostatic forces in low-porosity alpine bedrock (lab and field) and (iv) hydrostatic forces in perched water-filled fractures above permafrost (field).</p><p>We demonstrate mechanical models that base on the conceptual assumption of the rock ice mechanical model (Krautblatter et al. 2013) and rely on frozen/unfrozen parameter testing in the lab and field. Continuum mechanical models (no discontinuities) can be used to demonstrate permafrost rock wall destabilization on a valley scale over longer time scales, as exemplified by progressive fjord rock slope failure in the Lateglacial and Holocene. Discontinuum mechanical models including rock fracture patterns can display rock instability induced by permafrost degradation on a singular slope scale, as exemplified for recent a recent ice-supported 10.000 m³ preparing rock at the Zugspitze (D). Discontinuum mechanical models also have capabilities to link permafrost slope stability to structural loading induced by high-alpine infrastructure such as cable cars and mountains huts, as exemplified for the Kitzsteinhorn Cable Car and its anchoring in permafrost rocks (A). </p><p>Over longer time scales, the polycyclicity of hydro- and cryostatic forcing as well as material fatigue play an important role. We also introduce a mechanical approach to quantify cryo-forcing related rock-fatigue. This paper shows benchmark approaches to develop mechanical models based on a rock-ice mechanical model for degrading permafrost rock slopes.</p>

2018 ◽  
Vol 876 ◽  
pp. 181-186
Author(s):  
Son Tung Pham

Sand production is a complicated physical process depending on rock mechanical properties and flow of fluid in the reservoir. When it comes to sand production phenomenon, many researchers applied the Geomechanical model to predict the pressure for the onset of sand production in the reservoir. However, the mass of produced sand is difficult to determine due to the complexity of rock behavior as well as fluid behavior in porous media. In order to solve this problem, there are some Hydro – Mechanical models that can evaluate sand production rate. As these models require input parameters obtained by core analysis and use a large empirical correlation, they are still not used popularly because of the diversity of reservoirs behavior in the world. In addition, the reliability of these models is still in question because no comparison between these empirical models has been studied. The onset of sand production is estimated using the bottomhole pressure that makes the maximum effective tangential compressive stress equal or higher than the rock strength (failure criteria), which is usually known as critical bottomhole pressure (CBHP). Combining with Hydro – Mechanical model, the main objective of this work aims to develop a numerical model that can solve the complexity of the governing equations relating to sand production. The outcome of this study depicts sand production rate versus time as well as the change of porosity versus space and time. In this paper, the Geomechanical model coupled with Hydro – Mechanical model is applied to calibrate the empirical parameters.


2005 ◽  
Vol 498-499 ◽  
pp. 506-511 ◽  
Author(s):  
Maria do Carmo de Andrade Nono

CeO2- ZrO2 ceramics are considered a candidate material for applications as structural high performance ceramics. In this work are presented and discussed the tetragonal-to-monoclinic stress-induced transformation influence on the mechanical properties in these ceramics. Sintered ceramics were fabricated from powders mixtures containing ZrO2 and 8 to 14 CeO2 % mol. SEM observations were used to study de ceramic microstructures and X-rays diffraction to identification and determination of tetragonal and monoclinic phases. It was adopted the 4-point bending tests, Vickers surface hardness and fracture toughness technique to the determination of the mechanical parameters. The results showed that the mechanical properties were strongly dependent of the CeO2 content, the microstructure and the fraction of tetragonal-to-monoclinic stress-induced transformation.


2013 ◽  
Vol 11 (01) ◽  
pp. 1350044 ◽  
Author(s):  
SHUHONG WANG ◽  
PENGPENG NI

Rock slopes stability has been one of the fundamental issues facing geotechnical engineering researchers. Due to the pre-existing joints, the intactness of the rock is weakened. The mechanical characteristics are changed correspondingly along with joint-induced stress redistribution within the rock mass if the sliding limit at the joint or part of it is exceeded. In this study, spatial block topological identification techniques are applied to distinguish all blocks cut by 3D finite random or fixed discontinuities. Based on the available photographic information of rock slopes, the sliding forces and the corresponding factor of safety are evaluated through limit equilibrium conditions by the classic block theory. The rock slope stability analysis software, GeoSMA-3D (Geotechnical Structure and Model Analysis), satisfying the requirements of spatial block modeling, joint plane simulation, key block identification and analysis and sliding process display, was developed. The application of such a software on the analysis of a rock slope, which is located near the inlet of Daiyuling No. 1 tunnel on the Zhuanghe–Gaizhou highway networks, was performed. The assessed results were compared with the monitored data to validate the effectiveness of such software.


2020 ◽  
Author(s):  
Philipp Mamot ◽  
Samuel Weber ◽  
Saskia Eppinger, ◽  
Michael Krautblatter

Abstract. In the last two decades, permafrost degradation has been observed to be a major driver of enhanced rock slope instability and associated hazards in high mountains. While the thermal regime of permafrost degradation in high mountains has already been intensively investigated, the mechanical consequences on rock slope stability have so far not been reproduced in numerical models. Laboratory studies and conceptual models argue that warming and thawing decrease rock and discontinuity strength and promote deformation. This study presents the first general approach for a temperature-dependent numerical stability model that simulates the mechanical response of a warming and thawing permafrost rock slope. The proposed procedure is applied to a rockslide at the permafrost-affected Zugspitze summit crest. Laboratory tests on frozen and unfrozen rock joint and intact rock properties provide material parameters for the discontinuum model developed with the Universal Distinct Element Code (UDEC). Geophysical and geotechnical field surveys deliver information on the permafrost distribution and fracture network. The model demonstrates that warming decreases rock slope stability to a critical level, while thawing initiates failure. A sensitivity analysis of the model with a simplified geometry and warming trajectory below 0 °C shows that progressive warming close to the melting point initiates instability above a critical slope angle of 50–62°, depending on the orientation of the fracture network. The increase in displacements intensifies for warming steps closer to zero degree. The simplified and generalised model can be applied to permafrost rock slopes (i) which warm above −4 °C, (ii), with ice-filled joints, (iii) with fractured limestone or probably most of the rock types relevant for permafrost rock slope failure, (iv) with a wide range of slope angles (30–70°) and orientations of the fracture network (consisting of three joint sets). The presented model is the first one capable of assessing the future destabilisation of degrading permafrost rock slopes.


2015 ◽  
Vol 6 (2) ◽  
Author(s):  
Faridha Aprilia ◽  
I Gde Budi Indrawan

The stability of rock slopes is controlled by several factors, such as the intact rock strength, discontinuity characteristics, groundwater condition, and slope geometry. Limit equilibrium (LE) analyses have been commonly used in geotechnical practice to evaluate the stability of rock slopes. A number of methods of LE analyses, ranging from simple to sophisticated methods, have been developed. This paper presents stability analyses of rock slopes at the Batu Hijau open mine in Sumbawa Barat using various methods of LE analyses. The LE analyses were conducted at three cross sections of the northern wall of the open mine using the Bishop Simplified, Janbu Simplified, Janbu Generalised, and General Limit Equilibrium (GLE) methods in Slide slope stability package. In addition, a Plane Failure (PF) analysis was performed manually. Shear strength data of the discontinuity planes used in the LE analyses were obtained from back analyses of previous rock slope failures. The LE analysis results showed that the rock slopes were likely to have shallow non-circular critical failure surfaces. The factor of safety (Fs) values obtained from the Bishop Simplified, Janbu Simplified, Janbu Generalised, and GLE methods were found to be similar, while the Fs values obtained from the PF method were higher than those obtained from the more rigorous methods. Keywords: Batu Hijau mine, Bishop Simplified, Janbu Simplified, Janbu Generalised, limit equilibrium analyses, general limit equilibrium, rock slope stability, plane failure.


2020 ◽  
Vol 10 (1) ◽  
pp. 342 ◽  
Author(s):  
Changlun Sun ◽  
Guichen Li ◽  
Suhui Zhang ◽  
Jiahui Xu ◽  
Houqiang Yang

Due to the impossibility of obtaining intact standard experimental samples, it is difficult to test the mechanical properties of soft and broken coal and rock obtained from deep coal mines. So, an advanced experimental technology based on a small sample volume, nanoindentation technology, was introduced and used to measure the mechanical parameters of them. By using the averaging method, the hardness of shale, mudstone and coal are 1191.90 MPa, 674.95 MPa and 424.30 MPa, respectively; their elastic moduli are 20.39 GPa, 11.72 GPa and 5.47 GPa; and their fracture toughness were 1.66 MPa·m0.5, 1.28 MPa·m0.5 and 0.77 MPa·m0.5. These three mechanical parameters were used to quantify and map the heterogeneous properties of coal and rock for convenience and accuracy. For example, the inter quartile range (IQR) of the hardness of shale, mudstone, and coal are 1502.10 MPa, 1016.20 MPa and 54.64 MPa, respectively, meaning that coal has the best homogeneity among them. Nanoindentation technology provides researchers with a convenient method to conduct mechanical experiments at the microscale.


2014 ◽  
Vol 51 (4) ◽  
pp. 441-448 ◽  
Author(s):  
Ming Chen ◽  
Wenbo Lu ◽  
Peng Yan ◽  
Chuangbing Zhou

Dynamic stability of rock slopes under dynamic blasting disturbance and its analytic method are key problems in slope engineering. Based on wave theory, the relationship between blasting vibration velocity, acceleration, and stress state of slopes is studied. The results indicate that with the same blasting vibration velocity, peak stress of the slopes is identical. An equivalent acceleration calculation method is proposed for the limit equilibrium analysis of rock slope stability under blasting vibration. Considering the dynamic time-varying characteristics of the blasting vibration loading, a time-history method based on the equivalent acceleration and the Sarma method of limit equilibrium analysis is then presented for the dynamic stability analysis of rock slopes. On the basis of this new method, the high rock slopes on the left bank in the Jinping I Hydropower Station are analyzed. Results of the case study derived from the new analytic method indicate that this new method is reasonable.


Geofluids ◽  
2021 ◽  
Vol 2021 ◽  
pp. 1-8
Author(s):  
Lu Chen ◽  
Yichao Rui ◽  
Yihan Zhao

Rock mechanical parameters are of great importance for the construction and design of rock engineering. Rocks are usually subjected to the deteriorating effect of cyclic wetting-drying because of the change in moisture content. The main objective of this study is to reveal the degradation effects of wetting-drying cycles on strength and modulus on varying rocks. Three kinds of sandstones with different mineral constituents are selected for testing. Artificial treatments of cyclic wetting-drying are conducted on respective specimens of the three sandstones (0, 10, 20, 30, and 40 cycles) to simulate the damage of rocks exposed to natural weathering. Uniaxial compressive tests are carried out on sandstone specimens to obtain their strength and modulus. Test results show that, for the tested sandstones, both of the uniaxial compressive strength (UCS) and modulus are reduced as the cyclic number rises. In the first ten cycles, the losses of UCS and modulus are very significant. Subsequently the changes of UCS and modulus become much more placid against cyclic number. When the cyclic number is the same, the loss percentages of rock mechanical properties of the three sandstones are very different which mainly depends on the contents of expandable and soluble minerals.


Author(s):  
Ludek Stratil ◽  
Filip Siska ◽  
Hynek Hadraba ◽  
Ivo Dlouhy

Evaluation of mechanical properties from a small amount of test material is essential in a process of development of new alloys and monitoring of degradation and damage of in-service components. Miniaturization of test specimen together with a specimen reconstitution technique enable direct method of evaluation of mechanical properties if only a limited amount of material is available. Modern types of construction steels and alloys possess improved metallurgical and mechanical properties and also demonstrate a high level of fracture toughness. In these cases, correlation and correction of size effect on fracture toughness between different specimen sizes are needed. Within this contribution the size effect of J-R curve for two sizes of three-point-bend specimens is solved. The J-R curves of three-point-bend specimens with cross-section 10 × 10 mm and 3 × 4 mm of P91 and Eurofer97 steel were determined at room temperature. The existence of size effect is proven as larger specimens demonstrate higher J-R curves than smaller specimens for both steels. Simplified mechanical model based on fracture energies initially proposed by Schindler et al. is applied to describe experimentally determined J-R curves and to predict the observed size effect between used specimen sizes.


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