scholarly journals ANALYSIS OF LEGAL SUPERVISION IN PREVENTING CRIMINAL PRACTICES AND CAPITAL MARKET VIOLATIONS

2021 ◽  
Vol 3 (3) ◽  
pp. 27-37
Author(s):  
Wandi Subroto

This study aims to analyze legal supervision in preventing criminal practices and capital market violations. The type of research used in this study is the juridical-normative method, namely research on a legal principle contained in positive law that has been applied in Indonesia. The positive law in question is the regulation that regulates Capital Market Number 8 of 1995, the Law on the Financial Services Authority, and other Implementing Regulations. The types of legal sources used in this study are secondary legal sources and tertiary legal sources collected using the library research method. The research analysis used qualitative methods which were analyzed using a sociological approach. Qualification of forms of criminal acts Law no. 8/1995 concerning the Capital Market is regulated in Article 103 paragraph (1), Article 104, Article 106 and Article 107. As for criminal acts in the form of violations, it is regulated in Article 103 paragraph (2), Article 105 and Article 109. The forms of sanctions for violations are divided into: administrative sanctions, civil sanctions, and criminal sanctions.

2019 ◽  
Vol 1 (2) ◽  
pp. 143-149
Author(s):  
Rama Sari Atiwiz Purba ◽  
Ridho Mubarak ◽  
Rafiqi Rafiqi

Immigration is a form of legal action that is marked by the arrival or presence of foreigners in the territory of the Republic of Indonesia and the departure of Indonesian citizens to the territory of other countries by using or not having immigration travel documents. The method of this research is normative juridical, which is using Library Research. Legal arrangements regarding foreign nationals to Indonesia without going through immigration official inspection are outlined in Article 8 and Article 9 of Law No. 6 of 2011 concerning Immigration and also in Article 3, Article 20 and Article 21 of Government Regulation Number 31 of 2013 concerning Regulations for the Implementation of Law Number 6 of 2011 concerning Immigration and Minister of Law and Human Rights Regulation of the Republic of Indonesia Number 8 of 2014 concerning Passports Ordinary And Travel Letters Like Passports. Law enforcement against criminal offenses of Foreign Citizens to Indonesia without going through the examination of immigration officials then the perpetrators may be subject to administrative sanctions and criminal sanctions, the perpetrators who enter the territory of Indonesia without going through immigration officials have violated Article 113 of Law No. 6 of 2011 concerning immigration and sentenced to six months imprisonment


Author(s):  
Nur Sulistiono ◽  

The case regarding the cartel contained in the KPPU's Decision Number: 15/KPPU-I/2019 which was carried out jointly by PT Garuda Indonesia (Persero), Tbk, PT Citilink Indonesia, PT Sriwijaya Air, PT NAM Air, PT Batik Air, PT Lion Mentari, and PT Wings Abadi. The Reported Parties are alleged to have violated the provisions of Article 5 and Article 11 of Law Number 5 of 1999 concerning the Prohibition of Monopolistic Practices and Unfair Business Competition by increasing the price of airline tickets. The data collection technique in this research is using the library research method. While the analysis technique carried out on the legal materials that have been collected by the author will be done deductively. The results of the study indicate that KPPU is only an administrative institution, so that KPPU can only impose administrative sanctions and is not authorized to impose criminal sanctions or civil sanctions. The KPPU Assembly has also decided that the business actors are guilty, but the KPPU Assembly has not imposed any sanctions on the mistakes of the business actors. The absence of sanctions imposed on cartel actors can make the perpetrators repeat their actions and in this case consumers will be harmed again.


GANEC SWARA ◽  
2021 ◽  
Vol 15 (1) ◽  
pp. 798
Author(s):  
I GUSTI AGUNG WISUDAWAN ◽  
BUDI SUTRISNO ◽  
DIMAN ADE MULADA

      The development of the capital market in Indonesia has increased from time to time but this development is not without obstacles. The obstacle that often arises is the occurrence of fraudulent practices in the capital market involving legal subjects in the capital market itself. Therefore, it is necessary to optimize supervision by the OJK in the Capital Market sector to minimize this fraudulent practice. The type of research used in this research is Normative Research with a statutory approach (Statute Approach), Conceptual Approach (Conceptual Approach), Case Approach (Case Approach), and Analysis Approach (Analytical Approach). This study also uses legal materials which consist of primary legal materials, namely legal materials in the form of Law No. 8 of 1995 concerning the Capital Market and OJK laws and regulations, secondary legal materials, namely literature related to the issues raised in this study and materials. Tertiary Law consists of a legal dictionary and encyclopedia. Legal material collection techniques used in this research is a Documentation Study with Legal Material Analysis, namely Qualitative Descriptive Analysis.       The results of this study are Optimization of Supervision by the Financial Services Authority in the Capital Market according to positive law in Indonesia, namely Revising Law No. 8 of 1995 concerning Capital Markets. Revised Law Number 21 the Year 2011 concerning the Financial Services Authority. The supervisory mechanism carried out by the OJK is to use a system of supervisory tools and supervisory action covering various checks such as securities transactions, securities agency compliance, investment management compliance, issuer compliance, and professional and supporting institutions compliance


Author(s):  
Bartolomeus Diaz Sianipar

AbstrakSaat ini perkembangan ekonomi berjalan sangat pesat namun, ditengah pesatnya pertumbuhan ekonomi terdapat juga ketidakstabilan ekonomi yang kemudian memberikan peluang kepada pihak-pihak yang berkaitan dengan kegiatan pasar modal untuk melakukan kejahatan pasar modal. Banyaknya kejahatan yang terjadi dalam kegiatan pasar modal sejak tahun 2009 sampai tahun 2017 tentunyamenimbulkan banyak spekulasi tentang wewenang dari badan OJK yang bertanggung jawab dalam pengawasan pasar modalsehingga ini menjadi permasalahan dalam penelitian ini. Permasalahannya adalah bagaimana peran pemerintah dalam mitigasi kejahatan pasar modal Indonesia.Penelitian ini dilakukan terhadap kebijakan dan kinerja Otoritas Jasa Keuangan (OJK). Jenis penelitian yang digunakan dalam penulisan ini adalah yuridis normative. Metode pendekatan yang digunakan dalam penelitian ini library research, dengan sumber bahan hukum sekunder. Sanksi terhadap kejahatan pasar modal tercantum dalam UUPM bahwa kejahatan dalam pasar modal dapat dituntut secara perdata berupa sanksi atas perbuatan melawan hukum, serta dapat juga dituntut secara pidana. Namun oleh lembaga regulator pasar modal, yaitu OJK cenderung ke arah ganti rugi atau denda/sanksi administratif. Dengan maraknya kejadian kejahatan pasar modal, Sangat diharapkan kepada OJK untuk dapat membuat regulator yang mengikuti perkembangan dengan keadaan dan kondisi yang terdapat dalam penegakan hukum pasar modal sehingga, dapat meminimalisir kejahatan dalam pasar modal serta tidak membuat investor baik nasional maupun asing takut untuk turut andil dalam pasar modal di Indonesia.Kata Kunci: Peran Pemerintah, Mitigasi, Kejahatan, Pasar Modal. AbstractAt present the economic development is running very rapidly but, In a middle of the rapid economic growth there is also economic instability which then provides opportunities for parties related to capital market activities to commit capital market crimes. The large number of crimes that have occurred in capital market activities from 2009 to 2017 has caused a lot of speculation about the authority of the OJK agency responsible for modest market supervision so that this becomes a problem in this research. The problem is how the government plays a role in mitigating Indonesia's capital market crime. This study was conducted on the policies and performance of the Financial Services Authority (OJK). The type of research used in this writing is normative juridical. The method of approach used in this study is the research library, with a source of secondary legal material. Sanctions for capital market crimes are stated in the Capital Market Law that crime in the capital market can be prosecuted in the form of sanctions for acts against the law, and can also be prosecuted criminal. However, by the capital market regulator, the OJK tends towards compensation or fines/administrative sanctions.With capital market events, it is desirable for OJK to be able to make regulators that follow developments and conditions needed in capital market law enforcement, can minimize crime in the capital market and It also does not make investors both national and foreign afraid to take part in the capital market in Indonesia.Keywords: Role of Government, Mitigation, Crime, Capital Market.


2020 ◽  
Vol 4 (4) ◽  
Author(s):  
Satria Anggara Pinandita

Criminal acts, crimes, and law violations continue to evolving along with the development of technology and economic growth. Which also results in the arising of crime in the banking sector. In the prevailing laws and regulations, Crime in the Banking Sector may be subject to criminal and administrative sanctioning. Criminal sanctions and administrative sanctions against Crimes in Banking are regulated in Law Number 21 of 2011 concerning the Financial Services Authority and Law Number 7 of 1992 concerning Banking. In the imposition of criminal sanctions and administrative sanctions, individuals and Financial Services Institutions in the Banking Sector can be imposed.


2019 ◽  
Vol 10 (1) ◽  
pp. 17
Author(s):  
Baiq Nur Aini Dwi Suryaningsih

This research is related to the Arrangement of Sharia Mutual Funds in the Construction of Positive Laws in Indonesia. Sharia mutual funds are one of the instruments that play an essential role in the capital market in Indonesia. The emergence of Sharia Mutual Funds originated from conventional mutual funds. The many needs of financial institutions in the capital market that operate with sharia principles, Sharia Mutual Funds appear and act according to Islamic sharia provisions and laws. Both in the form of contracts between investors as property owners (Shahibul Maal) and investment managers as representatives of Shahibul Maal, and between investment managers as representatives of Shahibul Maal and investment users. Islamic mutual funds will not invest their funds in bonds of companies whose management or products are contrary to Islamic sharia, for example, alcoholic beverage factories, pig industry, financial services involving usury in operations and businesses that contain immorality. This study uses the Statute Approach and Conceptual Approach, which are complemented by primary, secondary, and tertiary legal materials which are analyzed qualitatively. Regulation of Sharia Mutual Funds in Indonesia under the Capital Market Law Number 8 of 1995 concerning Capital Market and Financial Services Authority Regulation Number 19/POJK.04/2015 concerning Issuance and Requirements of Sharia Mutual Funds and other technical regulations. And specifically, Sharia Mutual Funds are regulated in the Fatwa of the National Sharia Council of the Indonesian Ulema Council Number 20/DSN-MUI/IV/2001 concerning the Guidelines for implementing Investment for Sharia Mutual Funds. Furthermore, Islamic mutual funds at the normative level require a strong foundation in the context of regulation, specifically in positive law in Indonesia to accommodate the needs of the community for the bill. Keywords: regulation, sharia mutual funds, positive legal constructionABSTRAKPenelitian ini berkaitan dengan Pengaturan Reksadana Syariah dalam Konstruksi Hukum Positif di Indonesia. Reksadana Syariah merupakan salah satu instrumen yang berperan penting dalam pasar modal di Indonesia. Munculya Reksadana Syariah bermula dari Reksadana konvensional. Banyaknya kebutuhan akan lembaga keuangan dalam pasar modal yang beroperasi dengan prinsip-prinsip syariah, maka Reksadana Syariah muncul dan beroperasi menurut ketentuan dan prinsip syariah Islam, baik dalam bentuk akad antara pemodal sebagai pemilik harta (shahibul maal) dengan manajer investasi sebagai wakil shahibul maal, maupun antara manajer investasi sebagai wakil shahibul maal dengan pengguna investasi. Reksadana syariah tidak akan menginvestasikan dananya pada obligasi dari perusahaan yang pengelolaannya atau produknya bertentangan dengan syariah Islam misalnya pabrik minuman beralkohol, industri pertenakan babi, jasa keuangan yang melibatkan riba dalam operasionalnya dan bisnis yang mengandung maksiat. Penelitian ini menggunakan pendekatan Perundang-Undangan (Statute Approach) dan pendekatan konseptual (Conceptual Approach), yang dilengkapi dengan bahan hukum primer, sekunder dan tersier yang dianalisis secara kualitatif. Pengaturan Reksadana Syariah di Indonesia berdasarkan Undang– Undang Pasar Modal Nomor 8 Tahun 1995 tentang Pasar Modal dan Peraturan Otoritas Jasa Keuangan Nomor 19/POJK.04/2015 Tentang Penerbitan dan Persyaratan Reksa Dana Syariah dan Peraturan teknis lainnya. Dan secara khusus Reksadana Syariah diatur dalam Fatwa Dewan Syariah Nasional Majelis Ulama Indonesia Nomor 20/DSN-MUI/IV/2001 Tentang Pedoman pelaksanaan Investasi untuk Reksadana Syariah. Selanjutnya Reksadana syariah pada tataran normatif memerlukan landasan yang kuat dalam konteks pengaturan secara khusus dalam hukum positif di Indonesia hal tersebut untuk mengakomodir kebutuhan masyarakat akan hukum. Kata kunci: konstruksi hukum positif, reksadana syariah


Jurnal Akta ◽  
2018 ◽  
Vol 5 (1) ◽  
pp. 288
Author(s):  
Nur Cahyanti ◽  
Sri Endah Wahyuningsih

ABSTRAKTujuan penelitian ini adalah: Untuk menganalisis perbuatan yang merupakan tindak pidana yang bisa dilakukan oleh notaris menurut hukum positif saat ini dan untuk menganalisis terhadap notaris yang melakukan tindak pidana menurut perundang-undangan di Indonesia? Penelitian ini adalah dengan pendekatan yuridis-normatif yang bersumber dari pengumpulan data yang diperoleh dari data primer dan data sekunder, kemudian dianalisis dengan metode analisis kualitatif. Teknik pengumpulan data yang digunakan adalah studi kepustakaan. Teknik analisis data menggunakan analisis data kualitatif.Hasil temuan peneliti menunjukkan bahwa tindak pidana yang dapat dilakukan oleh notaris adalah pemalsuan, terhadap akta (akta fiktif), keterangan dalam akta, legalisasi, waarmerking, pencocokan fotocopy, dan tanda tangan; Penggelapan, bahwa mengaku sebagai milik sendiri segala sesuatu barang sebagian/seluruhnya yang ada dalam kekuasaan Notaris, dititipkan dengan dasar kepercayaan kerena kewenangan Notaris yang bukan milik/kepunyaan Notaris; Penipuan, bahwa melakukan kebohongan/rangkaian kebohongan/tipu muslihat untuk menguntungkan Notaris secara melawan hukum/tidak sesuai dengan ketentuan. Tidak adanya sanksi pidana dalam UUJN, peraturan yang mengatur mengenai sanksi terhadap Notaris menjadi kurang sempurna, karena tidak adanya sanksi yang tegas dan sanksi yang jelas akan tindakan-tindakan yang dikategorikan tindak pidana khusus yang hanya dapat dilakukan oleh Notaris yaitu Tindak Pidana Notaris (TPN), yang kenyataannya belum ada satupun peraturan yang mengatur mengenai hal tersebut. Sanksi yang tersisa dalam UUJN hanyalah murni sanksi administratif dan sanksi perdata sajaKata Kunci : Sanksi, Notaris dan Tindak Pidana.                                                                  ABSTRACT The purpose of this study are: To analyze the act which is a criminal act that can be done by notary according to the positive law at this time and to analyze to notary which do crime according to legislation in Indonesia?This research is a juridical-normative approach that comes from collecting data obtained from primary data and secondary data, then analyzed by qualitative analysis method. The data collection technique used is literature study. Data analysis techniques used qualitative data analysis.The findings of the researcher indicate that the criminal act which can be done by a notary is falsification, to deed (fictitious deed), statement in deed, legalization, waarmerking, copying match, and signature; The embezzlement, that claims to be the property of all things in part / entirely existing in the power of a Notary, is entrusted with the basis of trust because of the authority of a Notary who does not belong to a Notary; Fraud, that lie / series of lies / deceptions to benefit Notaries unlawfully / not in accordance with the provisions. In the absence of criminal sanctions in the UUJN, the regulations governing sanctions against Notary become imperfect, due to the absence of strict sanctions and clear sanctions on acts categorized as special crimes that can only be done by Notaries namely the Criminal Act Notary (TPN) , which in reality there is no single rule that regulates about it. The remaining sanctions in UUJN are purely administrative sanctions and civil sanctions only.Key Words : Sanctions, Notaries and Criminal Acts.


QAWWAM ◽  
2019 ◽  
Vol 13 (1) ◽  
pp. 63-84
Author(s):  
Wardah Nuroniyah

Abstract One of the acts of domestic violence against people in the household sphere is neglect. Parental neglect is negligence of the child towards the biological mother's father who has a dependency in physical needs (negligence to provide adequate food, clothing, or hygiene), and emotional (negligence to provide care or affection). neglect of parents is included in the form of lawlessness to parents because parents have rights to their children. So that for each perpetrator of neglect parents must be subject to sanctions. This study aims to answer the questions that formulate the problem: "What is the view of Islamic law and positive law in Indonesia on neglect of parents" and "What are the sanctions for perpetrators of neglect of parents according to Islamic law and positive law in Indonesia". This study uses qualitative research, data collected by means of literature (library research) are then analyzed. As for the results of this study: 1) Neglect of parents in Islamic law and in positive law in Indonesia is prohibited, because in Islamic law people who do neglect are sinful, while in positive law in Indonesia neglect is included in violence. 2) Sanctions for perpetrators of neglect of parents in the perspective of Islamic law and positive law in Indonesia are criminal sanctions, but in Islamic law it is called jarimah ta'zir and the sanctions are not only that but there are other sanctions, namely big sins, all deeds are not accepted by Allah SWT, will not enter heaven, hated by Allah SWT.   Keywords: Neglect, Parents, Sanctions, Islamic Law, Positive Law in Indonesia.  


2016 ◽  
Vol 1 (1) ◽  
pp. 59
Author(s):  
Sulaeman Sulaeman

The aim of this research is to analyze the equity principle in social and environmental responsibilities and also to analyze the forms of law enforcement to the companies which do not implement corporate social and environmental responsibilities. The type of this research is a normative legal one which studies the regulations related to the equity principle in corporate social and environmental responsibilities and the law enforcement to the companies which do not comply with the corporate social and environmental responsibility. The concept of equity in the Socia and Environment Responsibilities is the Company's policy, which is tailored to the financial capabilities of the Company, and potential risks which lead to social and environmental responsibilities that the company must be responsible for in accordance with its business activities without reducing the obligations as stipulated in the laws and regulations related to the Company's business activities. The amount of costs and proportion for Corporate Social and Environmental Responsibilities is determined by the company based on the profit or net profit of the company. Hence, equity can be said as the proper, appropriate, or good intention of a company in implementing Corporate Social and Environmental Responsibilities. Furthermore, law enforcement for the company that does not implement the Corporate Social and Environmental Responsibilities based on the positive law of Indonesia stipulated in the Capital Market Law No. 25 of 2007 Section 34 applies to all forms of business entities in Indonesia. The forms of sanctions that can be given to companies that do not implement Corporate Social and Environmental Responsibilities are administrative sanctions in the form of written warnings, restrictions on business activities, freezing, or revocation of business activities and/ or investment facility.Meanwhile, the civil and criminal sanctions are not appropriate to be applied because there is no specific reasons to provide such sanctions.Keywords:       Corporate Social and Environmental Responsibility, Law Enforcement, The Equity principleTujuan dari penelitian ini adalah untuk menganalisis prinsip keadilan dalam tanggung jawab sosial dan lingkungan dan juga untuk menganalisis bentuk penegakan hukum terhadap perusahaan yang tidak melaksanakan tanggung jawab sosial dan lingkungan perusahaan. Jenis penelitian ini adalah salah satu hukum normatif yang mempelajari peraturan yang berkaitan dengan prinsip keadilan dalam tanggung jawab sosial dan lingkungan perusahaan dan penegakan hukum terhadap perusahaan yang tidak mematuhi tanggung jawab sosial dan lingkungan perusahaan. Konsep ekuitas dalam Tanggung Jawab Sosial dan Lingkungan adalah kebijakan Perusahaan, yang disesuaikan dengan kemampuan keuangan Perusahaan, dan potensi risiko yang menyebabkan tanggung jawab sosial dan lingkungan perusahaan harus bertanggung jawab untuk sesuai dengan kegiatan usahanya tanpa mengurangi kewajiban sebagaimana diatur dalam undang-undang dan peraturan yang berkaitan dengan kegiatan usaha Perseroan. Jumlah biaya dan proporsi untuk Tanggung Jawab Sosial dan Lingkungan ditentukan oleh perusahaan berdasarkan laba atau keuntungan bersih perusahaan. Oleh karena itu, ekuitas dapat dikatakan sebagai niat yang tepat, yang sesuai, atau baik dari perusahaan dalam melaksanakan Tanggung Jawab Sosial dan Lingkungan Perusahaan. Selanjutnya, penegakan hukum bagi perusahaan yang tidak melaksanakan Tanggung Jawab Sosial dan Lingkungan Perusahaan berdasarkan hukum positif Indonesia diatur dalam UU Pasar Modal Nomor 25 Tahun 2007 Pasal 34 berlaku untuk semua bentuk badan usaha di Indonesia. Bentuk-bentuk sanksi yang bisa diberikan kepada perusahaan yang tidak melaksanakan Tanggung Jawab Sosial dan Lingkungan Perusahaan adalah sanksi administratif berupa peringatan tertulis, pembatasan kegiatan usaha, pembekuan, atau pencabutan kegiatan usaha dan / atau facility.Meanwhile investasi, sanksi perdata dan pidana yang tidak tepat untuk diterapkan karena tidak ada alasan khusus untuk memberikan sanksi tersebut Kata kunci : Asas Kepatutan, Penegakan Hukum, Tanggung Jawab Sosial dan Lingkungan Perusahaan


2019 ◽  
Vol 1 (2) ◽  
pp. 201-212
Author(s):  
Noercholis Cholis Noercholis Rapid A

AbstractThis study discusses diyat‎ comparison of criminal sanctions in criminal law. This study aims to determine the essence of criminal sanctions for murder in positive law and Islamic criminal law.This type of research is library research using data that are qualitative (non-statistical). This research is a review of the written works of legal experts, both Islamic law and national law. Normative theological approach, which is the approach used by referring to laws that originate from the Quran and Hadith and the juridical approach, that is, the approach used by referring to the applicable laws.This research implies that criminal sanctions for murder in national criminal law contain two principles, namely the principle of certainty and the principle of justice does not contain the principle of benefit, in this case, the benefit for the victim's family. Whereas Islamic criminal law contains all three principles because it provides maslahah for the victims' families.Keywords: Benefits; Criminal; The killing.AbstrakPenelitian ini membahas tentang diyat perbandingan sanksi pidana dalam hukum pidana. Penelitian ini bertujuan untuk mengetahui esensi dari sanksi pidana pembunuhan dalam hukum positif dan hukum pidana Islam.            Jenis penelitian ini adalah penelitian kepustakaan (Library research) dengan menggunakan data-data yang bersifat kualitatif (non statistic). Penelitian ini merupakan penelaahan terhadap karya-karya tertulis dari para ahli hukum, baik hukum Islam maupun hukum nasional. Pendekaatan teologis normatif, yaitu pendekatan yang digunakan dengan merujuk pada hukum-hukum yang bersumber pada al-Qur’an dan Hadis dan pendekatan yuridis, yakni pendekatan yang digunakan dengan merujuk pada kitab perundang-undangan yang berlaku.            Implikasi penelitian ini bahwa sanksi pidana bagi pembunuhan dalam hukum pidana nasioan mengandung dua asas yaitu asas kepastian dan asas keadilan tidak mengandung asas manfaat dalam hal ini manfaat bagi keluarga korban. Sedangkan dalam hukum pidana Islam mengandung ketiga asas tersebut karena memberikan maslahah kepada keluarga korban.Kata Kunci: Manfaat, Pidana, Pembunuhan


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